How big is BALT USA, LLC's plan?

BALT USA, LLC's plan reported $15.5M in assets and 327 participants for 2024.

Original filing (PDF)20251015154748NAL0002578115001

BALT USA, LLC

Name: BALT USA, LLC — BALT USA, LLC 401(k) Profit Sharing, Form 5500 (2024)
Creator: BALT USA, LLC
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

BALT USA, LLC 401(k) Profit Sharing Plan and Trust

401(k) retirement plan · BALT USA, LLC's BALT USA, LLC 401(k) Profit Sharing Plan and Trust held $15.5M in plan assets for 327 participants in 2024, with Ascensus as recordkeeper.

Signals · 1

Late participant contributions

Active participants

327

Accounts w/ balance

274

Plan assets (EOY)

$15.5M

Net assets (EOY)

$15.5M

People on this filing

Steven Thomas signed BALT USA, LLC's 2024 Form 5500 as plan administrator.

Steven Thomas — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

BALT USA, LLC's EIN is 45-2559253.

EIN 45-2559253

Plan number 001

Plan year 2024

ACK ID 20251015154748NAL0002578115001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for BALT USA, LLC from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

BALT USA, LLC's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a default investment (QDIA).

Decision-maker contacts

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How this plan invests

This plan

1 pooled trust

Schedule D

40 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Delinquent participant contributions reported (Schedule H 4a) — 166K (4% of contributions).
Total administrative cost in the bottom quartile of peers (25th percentile).
Low account-holder ratio — balance-holders per active participant in the bottom quartile of peers (17th percentile).

Plan sponsor

Name

BALT USA, LLC

EIN

all filings

Address

29 PARKER · IRVINE, CA · 92618

Phone

(949) 788-1443

Industry

Other Services (ex. Public Admin)

Plan administrator

Name

PENTEGRA SERVICES, INC.

EIN

13-3745616

City

WHITE PLAINS, NY

Phone

(844) 367-2848

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-15

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

PW PARTNERS LLC

Trustee / custodian

Service providers (Schedule C)

3 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
ASCENSUS LLC	11-3665754	—	RECORDKEEPER	$7K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
LPL FINANCIAL RPCP	04-3046611	—	ADVISOR	$56K	—

TPA / Administrator

Investments

40 direct securities · 1 pooled fund· $31.0M(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Common Collective Trust

$15.5M

1 holding

Mutual Funds

$12.2M

20 holdings

Other securities

$1.6M

15 holdings

Common Collective Trusts

$1.4M

2 holdings

Bonds / Notes

$230K

2 holdings

Stable Value

$53K

1 holding

					% of plan
INVESCO STABLE ASSET - ADPZ INVESCO TRUST COMPANY · EIN 27-3884161 / PN 001	Common Collective Trust	—	—	$15.5M	99.9%
American Funds Target Date Ret 2040 R6 Mutual Fund	Mutual Funds	—	—	$3.1M	20.1%
American Funds Target Date Ret 2045 R6 Mutual Fund	Mutual Funds	—	—	$2.6M	16.9%
American Funds Target Date Ret 2050 R6 Mutual Fund	Mutual Funds	—	—	$2.2M	14.0%
iShares Russell 1000 Large Cap Ind K Mutual Fund	Common Collective Trusts	—	—	$1.1M	7.0%
American Funds Target Date Ret 2035 R6 Mutual Fund	Mutual Funds	—	—	$1.1M	7.0%
American Funds Target Date Ret 2055 R6 Mutual Fund	Mutual Funds	—	—	$883K	5.7%
American Funds Target Date Ret 2060 R6 Mutual Fund	Mutual Funds	—	—	$680K	4.4%
American Funds Target Date Ret 2030 R6 Mutual Fund	Mutual Funds	—	—	$565K	3.6%
iShares Russell Mid-Cap Index K Mutual Fund	Other securities	—	—	$286K	1.8%
iShares Russell 2000 Small Cap Ind K Mutual Fund	Common Collective Trusts	—	—	$258K	1.7%
American Funds Target Date Ret 2025 R6 Mutual Fund	Mutual Funds	—	—	$244K	1.6%
Columbia Contrarian Core I3 Mutual Fund	Other securities	—	—	$218K	1.4%
American Funds Target Date Ret 2065 R6 Mutual Fund	Mutual Funds	—	—	$215K	1.4%
Harbor Capital Appreciation Ret Mutual Fund	Other securities	—	—	$198K	1.3%
Participant Notes Receivable Interest 5.50% to 10.50%	Bonds / Notes	—	—	$186K	1.2%
Transferred Late to Contributions Corrected Outside Pending VFCP and PTE Year Plan Not Corrected VFCP Correction in VFCP 2002-51 2023 $ 165,627 -	Other securities	—	—	$166K	1.1%
American Funds Target Date Ret 2020 R6 Mutual Fund	Mutual Funds	—	—	$158K	1.0%
MFS Value R6 Mutual Fund	Mutual Funds	—	—	$152K	1.0%
Columbia Small Cap Value I I3 Mutual Fund	Other securities	—	—	$121K	0.8%
Blackrock High Yield Bond K Mutual Fund	Other securities	—	—	$93K	0.6%
John Hancock III Disc Val Mid Cap R6 Mutual Fund	Other securities	—	—	$80K	0.5%
Neuberger Berman Intrinsic Value R6 Mutual Fund	Other securities	—	—	$78K	0.5%
Dodge & Cox Balanced Fund I Mutual Fund	Mutual Funds	—	—	$76K	0.5%
Principal Real Estate Securities R6 Mutual Fund	Other securities	—	—	$72K	0.5%
Baron Asset Instl Mutual Fund	Other securities	—	—	$65K	0.4%
Principal Global Real Estate Secs R6 Mutual Fund	Other securities	—	—	$59K	0.4%
American Funds Target Date Ret 2010 R6 Mutual Fund	Mutual Funds	—	—	$55K	0.4%
Nationwide Geneva Small Cap Growth Instl Srv Mutual Fund	Other securities	—	—	$55K	0.4%
Invesco Stable Value Trust III Stable Value Fund	Stable Value	—	—	$53K	0.3%
PIMCO Intl Bond (USDHedged) I Mutual Fund	Mutual Funds	—	—	$52K	0.3%
Invesco Developing Markets R6 Mutual Fund	Mutual Funds	—	—	$47K	0.3%
Touchstone Mid Cap R6 Mutual Fund	Other securities	—	—	$46K	0.3%
Virtus Seix Floating Rate High Income R6 Mutual Fund	Bonds / Notes	—	—	$44K	0.3%
American Funds Target Date Ret 2070 R6 Mutual Fund	Mutual Funds	—	—	$41K	0.3%
Invesco Oppenheimer Intl Growth R6 Mutual Fund	Mutual Funds	—	—	$36K	0.2%
Baird Core Plus Bond Inst Mutual Fund	Other securities	—	—	$33K	0.2%
BNY Mellon Bond Market Index I Mutual Fund	Other securities	—	—	$24K	0.2%
PIMCO Commodity RealReturn Strat Instl Mutual Fund	Mutual Funds	—	—	$10K	<0.1%
PIMCO Real Return Instl Mutual Fund	Mutual Funds	—	—	$4K	<0.1%
American Funds Target Date Ret 2015 R6 Mutual Fund	Mutual Funds	—	—	$3K	<0.1%