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Original filing (PDF)20251009140046NAL0006686193001
THE SWAN GROUP, LLC
Form 5500
FILING_RECEIVED
THE SWAN GROUP RETIREMENT PLAN
401(k) retirement plan
Active participants
335
Accounts w/ balance
431
Plan assets (EOY)
$124.3M
Net assets (EOY)
$124.3M
How this plan invests
This plan
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (7 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE SWAN GROUP, LLC.
Plan sponsor
Name
THE SWAN GROUP, LLC
EIN
45-2558188
Address
300 POND STREET · RANDOLPH, MA · 02368
Phone
(781) 986-2000
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
SULLIVAN AND FOLAN, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $83K | — |
Investments
31 direct securities· $124.3M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| MassMutual Sagic Diversified Bond II Guaranteed Interest Account - | — | — | — | $20.7M | 16.7% | |
| Vanguard 500 Index Fund Mutual Fund - | — | — | — | $19.4M | 15.6% | |
| MassMutual Blue Chip Growth Fund Mutual Fund - | — | — | — | $15.4M | 12.4% | |
| Janus Enterprise Fund Mutual Fund - | — | — | — | $11.4M | 9.1% | |
| Fidelity Puritan Fund Mutual Fund - | — | — | — | $9.1M | 7.3% | |
| American Funds Balanced Mutual Fund - | — | — | — | $7.1M | 5.7% | |
| Alger Capital Appreciation Mutual Fund - | — | — | — | $6.5M | 5.2% | |
| American Funds Euro Pacific Growth Fund Mutual Fund - | — | — | — | $4.7M | 3.8% | |
| Pimco Total Return Fund Mutual Fund - | — | — | — | $4.3M | 3.5% | |
| Vanguard Value Index Mutual Fund - | — | — | — | $3.8M | 3.1% | |
| T Rowe Price Mid Cap Value Mutual Fund - | — | — | — | $3.3M | 2.6% | |
| Invesco Developing Markets Mutual Fund - | — | — | — | $1.8M | 1.4% | |
| American Fund 2045 Target Date Fund Mutual Fund - | — | — | — | $1.7M | 1.4% | |
| Vanguard Small Cap Growth Index Fund Mutual Fund - | — | — | — | $1.7M | 1.4% | |
| American Fund 2030 Target Date Fund Mutual Fund - | — | — | — | $1.6M | 1.3% | |
| MFS International Growth Fund Mutual Fund - | — | — | — | $1.5M | 1.2% | |
| American Fund 2050 Target Date Fund Mutual Fund - | — | — | — | $1.2M | 1.0% | |
| Participant loans Interest bearing loans, 4.25% - 9.50% - | — | — | — | $1.2M | 1.0% | |
| American Fund 2035 Target Date Fund Mutual Fund - | — | — | — | $1.1M | 0.9% | |
| Vanguard Mid Cap Index Fund Mutual Fund - | — | — | — | $909K | 0.7% | |
| Vanguard Small Cap Value Index Fund Mutual Fund - | — | — | — | $842K | 0.7% | |
| American Fund 2060 Target Date Fund Mutual Fund - | — | — | — | $770K | 0.6% | |
| Pimco Real Return Fund Mutual Fund - | — | — | — | $717K | 0.6% | |
| American Fund 2055 Target Date Fund Mutual Fund - | — | — | — | $650K | 0.5% | |
| American Fund 2025 Target Date Fund Mutual Fund - | — | — | — | $635K | 0.5% | |
| Vanguard Total International Stock Index Fund Mutual Fund - | — | — | — | $623K | 0.5% | |
| Loomis Sayles Global Allocation Fund Mutual Fund - | — | — | — | $587K | 0.5% | |
| American Fund 2040 Target Date Fund Mutual Fund - | — | — | — | $559K | 0.4% | |
| American Fund 2020 Target Date Fund Mutual Fund - | — | — | — | $451K | 0.4% | |
| American Fund 2015 Target Date Fund Mutual Fund - | — | — | — | $199K | 0.2% | |
| American Fund 2010 Target Date Fund Mutual Fund - | — | — | — | $12K | <0.1% |
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