How big is The SWAN Group, LLC's plan?

The SWAN Group, LLC's plan reported $124.3M in assets and 335 participants for 2024.

Original filing (PDF)20251009140046NAL0006686193001

The SWAN Group, LLC

Name: The SWAN Group, LLC — The SWAN Group Retirement Plan, Form 5500 (2024)
Creator: The SWAN Group, LLC
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

The SWAN Group Retirement Plan

401(k) retirement plan · The SWAN Group, LLC's The SWAN Group Retirement Plan held $124.3M in plan assets for 335 participants in 2024, with Empower as recordkeeper.

Active participants

335

Accounts w/ balance

431

Plan assets (EOY)

$124.3M

Net assets (EOY)

$124.3M

People on this filing

Joann Newell signed The SWAN Group, LLC's 2024 Form 5500 as plan administrator.

Joann Newell — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

The SWAN Group, LLC's EIN is 45-2558188.

EIN 45-2558188

Plan number 001

Plan year 2024

ACK ID 20251009140046NAL0006686193001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for The SWAN Group, LLC from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

The SWAN Group, LLC's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, automatic enrollment, a default investment (QDIA).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for THE SWAN GROUP, LLC.

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How this plan invests

This plan

31 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

100

Total plan cost

Plan health

Vendor & structure

100

Helping the score

High average account balance (88th percentile).

Plan sponsor

Name

THE SWAN GROUP, LLC

EIN

all filings

Address

300 POND STREET · RANDOLPH, MA · 02368

Phone

(781) 986-2000

Industry

All Other Professional Services· Professional & Technical Services

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-09

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2S · Automatic enrollment

2T · Default investment account (QDIA)

3B · Covers self-employed individuals

Service providers (Schedule C)

1 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
EMPOWER ANNUITY INSURANCE COMPANY O	—	GREENWOOD VILLAGE, CO	RECORDKEEPER	$83K	—

Investments

31 direct securities· $124.3M(100% of reported assets)

Other securities

$52.0M

15 holdings

Mutual Funds

$47.6M

10 holdings

Common Collective Trusts

$23.5M

5 holdings

Bonds / Notes

$1.2M

1 holding

					% of plan
MassMutual Sagic Diversified Bond II Guaranteed Interest Account -	Other securities	—	—	$20.7M	16.7%
Vanguard 500 Index Fund Mutual Fund -	Common Collective Trusts	—	—	$19.4M	15.6%
MassMutual Blue Chip Growth Fund Mutual Fund -	Other securities	—	—	$15.4M	12.4%
Janus Enterprise Fund Mutual Fund -	Mutual Funds	—	—	$11.4M	9.1%
Fidelity Puritan Fund Mutual Fund -	Mutual Funds	—	—	$9.1M	7.3%
American Funds Balanced Mutual Fund -	Mutual Funds	—	—	$7.1M	5.7%
Alger Capital Appreciation Mutual Fund -	Other securities	—	—	$6.5M	5.2%
American Funds Euro Pacific Growth Fund Mutual Fund -	Mutual Funds	—	—	$4.7M	3.8%
Pimco Total Return Fund Mutual Fund -	Mutual Funds	—	—	$4.3M	3.5%
Vanguard Value Index Mutual Fund -	Mutual Funds	—	—	$3.8M	3.1%
T Rowe Price Mid Cap Value Mutual Fund -	Mutual Funds	—	—	$3.3M	2.6%
Invesco Developing Markets Mutual Fund -	Mutual Funds	—	—	$1.8M	1.4%
American Fund 2045 Target Date Fund Mutual Fund -	Other securities	—	—	$1.7M	1.4%
Vanguard Small Cap Growth Index Fund Mutual Fund -	Common Collective Trusts	—	—	$1.7M	1.4%
American Fund 2030 Target Date Fund Mutual Fund -	Other securities	—	—	$1.6M	1.3%
MFS International Growth Fund Mutual Fund -	Mutual Funds	—	—	$1.5M	1.2%
American Fund 2050 Target Date Fund Mutual Fund -	Other securities	—	—	$1.2M	1.0%
Participant loans Interest bearing loans, 4.25% - 9.50% -	Bonds / Notes	—	—	$1.2M	1.0%
American Fund 2035 Target Date Fund Mutual Fund -	Other securities	—	—	$1.1M	0.9%
Vanguard Mid Cap Index Fund Mutual Fund -	Common Collective Trusts	—	—	$909K	0.7%
Vanguard Small Cap Value Index Fund Mutual Fund -	Common Collective Trusts	—	—	$842K	0.7%
American Fund 2060 Target Date Fund Mutual Fund -	Other securities	—	—	$770K	0.6%
Pimco Real Return Fund Mutual Fund -	Mutual Funds	—	—	$717K	0.6%
American Fund 2055 Target Date Fund Mutual Fund -	Other securities	—	—	$650K	0.5%
American Fund 2025 Target Date Fund Mutual Fund -	Other securities	—	—	$635K	0.5%
Vanguard Total International Stock Index Fund Mutual Fund -	Common Collective Trusts	—	—	$623K	0.5%
Loomis Sayles Global Allocation Fund Mutual Fund -	Other securities	—	—	$587K	0.5%
American Fund 2040 Target Date Fund Mutual Fund -	Other securities	—	—	$559K	0.4%
American Fund 2020 Target Date Fund Mutual Fund -	Other securities	—	—	$451K	0.4%
American Fund 2015 Target Date Fund Mutual Fund -	Other securities	—	—	$199K	0.2%
American Fund 2010 Target Date Fund Mutual Fund -	Other securities	—	—	$12K	<0.1%