Original filing (PDF)20260312151448NAL0006971059001

Albany Gastroenterology Consultants, PLLC

Name: Albany Gastroenterology Consultants, PLLC — Form 5500 Plan 001 (2024)
Creator: Albany Gastroenterology Consultants, PLLC
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Albany Gastroenterology Consultants, PLLC 401(k) Plan

401(k) retirement plan · Albany Gastroenterology Consultants, PLLC's Albany Gastroenterology Consultants, PLLC 401(k) Plan reported $14.7M in plan assets in 2024, with Alerus as recordkeeper.

Signals · 3

Late filing · 3.9 mo57% in single holdingSelf-directed brokerage offered

Active participants

Accounts w/ balance

159

Plan assets (EOY)

$14.7M

Net assets (EOY)

$14.6M

How this plan invests

This plan

23 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Filed 3.9 months past the 10.5-month grace window.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for ALBANY GASTROENTEROLOGY CONSULTANTS, PLLC.

Plan sponsor

Name

ALBANY GASTROENTEROLOGY CONSULTANTS, PLLC

EIN

45-2553782all filings

Address

1375 WASHINGTON AVE · SUITE 101 · ALBANY, NY · 12206

Phone

(518) 533-1217

Industry

Offices of Physicians· Health Care & Social Assistance

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2026-03-12

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

Audit & trust (Schedule H)

Auditor

WOJESKI & COMPANY CPA'S PC

Trustee / custodian

Service providers (Schedule C)

1 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
ALERUS FINANCIAL, N. A.	45-6062081	—	NONE	$18K	—

Investments

23 direct securities· $14.6M(99% of reported assets)

Self-Directed Brokerage

$8.3M

1 holding

Other securities

$3.1M

12 holdings

Mutual Funds

$1.9M

8 holdings

Common Collective Trusts

$829K

1 holding

Cash / Money Market

$490K

1 holding

					% of plan
Schwab Personal Choice Retirement Accounts	Self-Directed Brokerage	—	—	$8.3M	56.3%
T. Rowe Price Retirement 2020	Other securities	—	—	$1.3M	8.5%
Vanguard Mid Cap Index	Mutual Funds	—	—	$837K	5.7%
Fidelity 500 Index Fund	Common Collective Trusts	—	—	$829K	5.6%
T. Rowe Price Retirement 2045	Other securities	—	—	$571K	3.9%
DFA US Targeted Value	Mutual Funds	—	—	$568K	3.9%
Alerus Money Market Fund	Cash / Money Market	—	—	$490K	3.3%
Carillon Eagle Mid Cap Growth	Other securities	—	—	$405K	2.8%
T. Rowe Price Retirement 2040	Other securities	—	—	$301K	2.0%
American Funds Europacific Growth	Mutual Funds	—	—	$259K	1.8%
Vanguard Small Cap Index	Mutual Funds	—	—	$232K	1.6%
T. Rowe Price Retirement 2035	Other securities	—	—	$147K	1.0%
T. Rowe Price Retirement 2030	Other securities	—	—	$145K	1.0%
T. Rowe Price Retirement 2055	Other securities	—	—	$125K	0.9%
T. Rowe Price Retirement 2060	Other securities	—	—	$77K	0.5%
T. Rowe Price Retirement 2050	Other securities	—	—	$59K	0.4%
Federated Hermes Institutional High Yield Bond	Other securities	—	—	$14K	<0.1%
Fidelity Advisor Equity Growth Z	Mutual Funds	—	—	$11K	<0.1%
Vanguard Equity-Income	Mutual Funds	—	—	$8K	<0.1%
Cohen & Steers Realty Shares	Other securities	—	—	$8K	<0.1%
MFS Mid Cap Value	Mutual Funds	—	—	$4K	<0.1%
Vanguard Explorer	Mutual Funds	—	—	$3K	<0.1%
T. Rowe Price Retirement 2025	Other securities	—	—	$2K	<0.1%