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Original filing (PDF)20251009150849NAL0004026067001
BRAZE, INC.
Form 5500
FILING_RECEIVED
BRAZE, INC. 401(K) PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
1,012
Accounts w/ balance
1,309
Plan assets (EOY)
$104.2M
Net assets (EOY)
$104.2M
How this plan invests
This plan
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
87
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
- 22 bps in Schedule C fees — 117% above peer band of 10 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BRAZE, INC..
Plan sponsor
Name
BRAZE, INC.
EIN
45-2505271
Address
63 MADISON AVE · 13TH FLOOR · NEW YORK, NY · 10016
Phone
(504) 327-7269
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
CLIFTONLARSONALLEN LLP LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $135K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NEWFRONT RETIREMENT SERVICES INC | 80-0833114 | — | ADVISOR | $71K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CLIFTONLARSONALLEN LLP | 41-0746749 | — | AUDIT FIRM | $20K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
31 direct securities· $72.3M(69% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Total Stock Market Fund | — | — | — | $13.1M | 12.5% | |
| Fidelity Freedom Index 2055 Fund | — | — | — | $12.6M | 12.1% | |
| Fidelity Freedom Index 2060 Fund | — | — | — | $10.0M | 9.6% | |
| Fidelity Freedom Index 2050 Fund | — | — | — | $6.8M | 6.5% | |
| Vanguard Developed Market Index Fund | — | — | — | $6.3M | 6.0% | |
| Vanguard 500 Index Fund | — | — | — | $5.6M | 5.4% | |
| Fidelity Freedom Index 2045 Fund | — | — | — | $3.2M | 3.1% | |
| Vanguard Total Bond Market Fund | — | — | — | $2.4M | 2.3% | |
| Vanguard Mid Cap Index Fund | — | — | — | $2.2M | 2.1% | |
| Vanguard Small Cap Index Fund | — | — | — | $2.0M | 1.9% | |
| Fidelity Freedom Index 2040 Fund | — | — | — | $1.3M | 1.2% | |
| Fidelity Freedom Index 2035 Fund | — | — | — | $1.1M | 1.1% | |
| Fidelity Freedom Index 2065 Fund | — | — | — | $1.1M | 1.0% | |
| Fidelity US Sustainability Index Fund | — | — | — | $864K | 0.8% | |
| Vanguard US Growth Fund | — | — | — | $820K | 0.8% | |
| Vanguard Cash Reserves Federal Money Market Fund | — | — | — | $566K | 0.5% | |
| Fidelity Self-Directed Brokerage Accounts | — | — | — | $509K | 0.5% | |
| Dodge & Cox Stock Fund | — | — | — | $492K | 0.5% | |
| Fidelity Freedom Index 2030 Fund | — | — | — | $352K | 0.3% | |
| Vanguard Emerging Markets Stock Fund | — | — | — | $302K | 0.3% | |
| Fidelity Freedom Index 2025 Fund | — | — | — | $252K | 0.2% | |
| Participants Participant Loans Rates from 3.25% to 8.50% | — | — | — | $193K | 0.2% | |
| BlackRock Advantage Small Cap Fund | — | — | — | $150K | 0.1% | |
| T. Rowe Price Overseas Stock Fund | — | — | — | $95K | <0.1% | |
| Vanguard Real Estate Index Fund | — | — | — | $72K | <0.1% | |
| TCW MetWest Total Return Bond Fund | — | — | — | $63K | <0.1% | |
| Fidelity Freedom Income Index Fund | — | — | — | $9K | <0.1% | |
| Fidelity Freedom Index 2020 Fund | — | — | — | $2K | <0.1% | |
| Fidelity Freedom Index 2015 Fund | — | — | — | $2K | <0.1% | |
| Fidelity Freedom Index 2005 Fund | — | — | — | $2K | <0.1% | |
| Fidelity Freedom Index 2010 Fund | — | — | — | $2K | <0.1% |
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