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Original filing (PDF)20250818142953NAL0000704131001
TRADITIONS HEALTH, LLC
Form 5500
FILING_RECEIVED
TRADITIONS HEALTH, LLC 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
2,199
Accounts w/ balance
1,277
Plan assets (EOY)
$31.0M
Net assets (EOY)
$31.0M
How this plan invests
This plan
22 pooled trusts
Schedule D
43 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
80
Knocking points off
- 62 bps in Schedule C fees — 113% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
- 58% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for TRADITIONS HEALTH, LLC.
Plan sponsor
Name
TRADITIONS HEALTH, LLC
EIN
45-1744136
Address
6840 CAROTHERS PKWY, SUITE 550 · FRANKLIN, TN · 37067
Phone
(979) 704-6547
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-18
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WILSHIRE ADVISORS LLC | 95-2755361 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSUARANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $174K | — |
| ALLIANCE BENEFIT GROUP OF HOUSTON | 76-0500416 | — | CONTRACT ADMINISTRATOR | $17K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERV | 52-2114207 | — | OTHER SERVICES | $0 | — |
| MORNINGSTAR INVESTMENT MANAGEMENT L | 36-4317381 | — | INV ADV, PARTICIPANTS | $0 | — |
Investments
24 direct securities · 22 pooled funds· $31.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$27.1M
14 holdings
Uncategorized
$2.6M
23 holdings
Pooled Separate Account
$1.5M
8 holdings
Mutual Funds
$107K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PRIN LIFETIME HYB 2030 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 005 | Common Collective Trust | — | — | $3.8M | 12.2% | |
| PRIN LIFETIME HY 2050 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 009 | Common Collective Trust | — | — | $3.8M | 12.1% | |
| PRIN LIFETIME HB 2040 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 007 | Common Collective Trust | — | — | $3.7M | 11.8% | |
| PRIN LIFETIME HB 2045 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 008 | Common Collective Trust | — | — | $3.6M | 11.6% | |
| PRIN LIFETIME HB 2035 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 006 | Common Collective Trust | — | — | $3.3M | 10.5% | |
| PRIN LIFETIME HYB 2025 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 004 | Common Collective Trust | — | — | $3.1M | 10.1% | |
| PRIN LIFETIME HY 2055 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 010 | Common Collective Trust | — | — | $2.3M | 7.4% | |
| PRIN LIFETIME HY 2060 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 012 | Common Collective Trust | — | — | $1.4M | 4.4% | |
| PRIN LIFETIME HYB 2020 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 003 | Common Collective Trust | — | — | $1.0M | 3.3% | |
| PRIN LGCP S&P 500 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016 | Pooled Separate Account | — | — | $811K | 2.6% | |
| Notes Receivable from Participants * Plan participants Rates at 4.25% to 10.50% | — | — | — | $683K | 2.2% | |
| PRIN LIFETIME HY 2065 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 013 | Common Collective Trust | — | — | $434K | 1.4% | |
| PRINCIPAL STABLE VALUE Z FUND PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274328 / PN 001 | Common Collective Trust | — | — | $386K | 1.2% | |
| Goldman Sachs Goldman Sachs Large Cap Growth Insights R6 Fund | — | — | — | $344K | 1.1% | |
| PRIN SMCAP S&P 600 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $227K | 0.7% | |
| PRIN LIFETIME HYB 2015 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 002 | Common Collective Trust | — | — | $216K | 0.7% | |
| Principal Life Insurance Company Principal Inflation Protection Separate Account-Z | — | — | — | $202K | 0.6% | |
| PRIN INFLATION PROTECT SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 099 | Pooled Separate Account | — | — | $202K | 0.6% | |
| PRIN LIFETIME HY INC CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 011 | Common Collective Trust | — | — | $185K | 0.6% | |
| American Funds American Funds Growth Fund of America R6 Fund | — | — | — | $154K | 0.5% | |
| American Funds American Funds Investment Company of America R6 Fund | — | — | — | $149K | 0.5% | |
| American Funds American Funds New Perspective R6 Fund | — | — | — | $111K | 0.4% | |
| SEI Trust Company Allspring Special Mid Cap Value R6 Fund | Mutual Funds | — | — | $107K | 0.3% | |
| MassMutual Financial group MassMutual Blue Chip Growth I Fund | — | — | — | $106K | 0.3% | |
| American Funds American Funds Bond Fund of America R6 Fund | — | — | — | $87K | 0.3% | |
| American Funds American Funds Fundamental Investors R6 Fund | — | — | — | $85K | 0.3% | |
| MFS Investment Management MFS Value R6 Fund | — | — | — | $79K | 0.3% | |
| PRIN MIDCAP S&P 400 IDX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $74K | 0.2% | |
| American Funds American Funds New Economy R6 Fund | — | — | — | $74K | 0.2% | |
| Franklin Templeton Investments Templeton Foreign R6 Fund | — | — | — | $72K | 0.2% | |
| Eagel Financial Services Carillon Eagle Mid Cap Growth R6 Fund | — | — | — | $68K | 0.2% | |
| MFS Investment Management MFS Massachusetts Investors Growth Stock R6 Fund | — | — | — | $64K | 0.2% | |
| Janus International Holding Janus Henderson Mid Cap Value N Fund | — | — | — | $51K | 0.2% | |
| T. Rowe Price Funds T. Rowe Price International Stock I Fund | — | — | — | $49K | 0.2% | |
| PRIN BOND MARKET INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 122 | Pooled Separate Account | — | — | $44K | 0.1% | |
| Invesco Funds Group Invesco Equally-Weighted S&P 500 R6 Fund | — | — | — | $41K | 0.1% | |
| American Funds American Funds New World R6 Fund | — | — | — | $41K | 0.1% | |
| Principal Life Insurance Company Principal Diversified International Separate Account-Z | — | — | — | $40K | 0.1% | |
| PRIN DIVERSIFIED INTL SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 015 | Pooled Separate Account | — | — | $40K | 0.1% | |
| PGIM Investments PGIM High Yield R6 Fund | — | — | — | $40K | 0.1% | |
| PRIN REAL ESTATE SECS SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 095 | Pooled Separate Account | — | — | $38K | 0.1% | |
| Principal Life Insurance Company Principal SmallCap Value II Separate Account-Z | — | — | — | $25K | <0.1% | |
| PRIN SMCAP VALUE II SEPT ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 096 | Pooled Separate Account | — | — | $25K | <0.1% | |
| Janus International Holding Janus Henderson Triton N Fund | — | — | — | $20K | <0.1% | |
| Legg Mason BrandywineGLOBAL Global Opportunities Bond IS Fund | — | — | — | $14K | <0.1% | |
| PRIN LIFETIME HYB 2070 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 014 | Common Collective Trust | — | — | $5K | <0.1% |