Original filing (PDF)20251013112625NAL0002585938001

YORK EXCAVATING CO LLC

Name: YORK EXCAVATING CO LLC — YORK EXCAVATING CO., LLC 401(K) SALARY SAVINGS PLAN, Form 5500 (2024)
Creator: YORK EXCAVATING CO LLC

Form 5500

FILING_RECEIVED

YORK EXCAVATING CO., LLC 401(K) SALARY SAVINGS PLAN

401(k) retirement plan

Signals · 3

Non-clean audit opinion~88 bps in Sched C feesNo recordkeeper disclosed

Active participants

169

Accounts w/ balance

133

Plan assets (EOY)

$6.6M

Net assets (EOY)

$6.6M

How this plan invests

This plan

2 pooled trusts

Schedule D

26 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

/ 100

Grade C

Average plan with room to improve

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for YORK EXCAVATING CO LLC.

Plan sponsor

Name

YORK EXCAVATING CO LLC

EIN

45-1537672

Address

3180 EAST PROSPECT ROAD · YORK, PA · 174028680

Phone

(717) 755-0607

Industry

Constructionsee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-13

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Service providers (Schedule C)

2 rows

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
NORTHEAST FINANCIAL GROUP	23-2946836	—	INVESTMENT ADVISORY	$0	—

TPA / Administrator

Name	EIN	Location	Relation	Direct comp	Indirect comp
PRINCIPAL LIFE INSURANCE COMPANY	42-0127290	—	CONTRACT ADMINISTRATOR	$58K	—

Investments

26 direct securities · 2 pooled funds· $6.6M(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Other securities

$6.3M

26 holdings

Common Collective Trust

$296K

1 holding

Pooled Separate Account

$43K

1 holding

					% of plan
Vanguard Target Retirement 2030 Fund Mutual fund	Other securities	—	—	$1.0M	15.2%
Vanguard Target Retirement 2040 Fund Mutual fund	Other securities	—	—	$828K	12.5%
Vanguard Target Retirement 2050 Fund Mutual fund	Other securities	—	—	$618K	9.3%
Vanguard Target Retirement 2035 Fund Mutual fund	Other securities	—	—	$579K	8.8%
Schwab S&P 500 Index Fund Mutual fund	Other securities	—	—	$528K	8.0%
AB Large Cap Growth Z Fund Mutual fund	Other securities	—	—	$514K	7.8%
Vanguard Target Retirement 2045 Fund Mutual fund	Other securities	—	—	$395K	6.0%
Vanguard Target Retirement 2055 Fund Mutual fund	Other securities	—	—	$345K	5.2%
PRINCIPAL STABLE VALUE Z FUND PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274328 / PN 001	Common Collective Trust	—	—	$296K	4.5%
Vanguard Target Retirement 2025 Fund Mutual fund	Other securities	—	—	$285K	4.3%
Vanguard Target Retirement 2065 Fund Mutual fund	Other securities	—	—	$206K	3.1%
Vanguard Target Retirement 2020 Fund Mutual fund	Other securities	—	—	$147K	2.2%
Vanguard Target Retirement 2060 Fund Mutual fund	Other securities	—	—	$138K	2.1%
Putnam Large Cap Value Fund Mutual fund	Other securities	—	—	$137K	2.1%
BlackRock Mid-Cap Growth Equity Portfolio Mutual fund	Other securities	—	—	$104K	1.6%
Vanguard Mid-Cap Index Fund Mutual fund	Other securities	—	—	$96K	1.5%
Parametric International Equity Fund Mutual fund	Other securities	—	—	$90K	1.4%
Fidelity Small Cap Index Fund Mutual fund	Other securities	—	—	$73K	1.1%
Vanguard Target Retirement Income Fund Mutual fund	Other securities	—	—	$59K	0.9%
PRIN REAL ESTATE SECS SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 095	Pooled Separate Account	—	—	$43K	0.6%
PGIM High Yield Fund Mutual fund	Other securities	—	—	$31K	0.5%
BlackRock Advantage Small Cap Core Fund Mutual fund	Other securities	—	—	$29K	0.4%
JPMorgan Emerging Markets Equity Fund Mutual fund	Other securities	—	—	$26K	0.4%
Metropolitan West Total Return Bond Fund Mutual fund	Other securities	—	—	$21K	0.3%
DFA Inflation Protected Securities Portfolio Institutional Class Mutual fund	Other securities	—	—	$6K	<0.1%
PGIM Global Total Return Fund Mutual fund	Other securities	—	—	$4K	<0.1%
Vanguard Target Retirement 2070 Fund Mutual fund	Other securities	—	—	$3K	<0.1%
Vanguard Equity Income Fund Mutual fund	Other securities	—	—	$2K	<0.1%