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Original filing (PDF)20251014174729NAL0001740547001
UWORLD, LLC
Form 5500
FILING_RECEIVED
UWORLD, LLC 401(K) PLAN
401(k) retirement plan
Active participants
453
Accounts w/ balance
515
Plan assets (EOY)
$36.5M
Net assets (EOY)
$36.5M
How this plan invests
This plan
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 35 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UWORLD, LLC.
Plan sponsor
Name
UWORLD, LLC
EIN
45-0583822
Address
9111 CYPRESS WATERS BOULEVARD, · SUITE 300 · COPPELL, TX · 75019
Phone
(972) 887-3293
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
WEAVER AND TIDWELL, L.L.P.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $80K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| USI ADVISORS INC | — | GLASTONBURY, CT | INVESTMENT ADVISOR | $27K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $21K | — |
Investments
26 direct securities· $36.1M(99% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard 500 Index Admiral Mutual fund - | — | — | — | $7.9M | 21.7% | |
| Vanguard Target Retirement 2055 Inv Mutual fund - | — | — | — | $4.1M | 11.1% | |
| Vanguard Target Retirement 2050 Inv Mutual fund - | — | — | — | $2.9M | 8.0% | |
| Vanguard Target Retirement 2045 Inv Mutual fund - | — | — | — | $2.5M | 6.9% | |
| T. Rowe Price Blue Chip Growth I Mutual fund - | — | — | — | $2.4M | 6.5% | |
| Vanguard Target Retirement 2030 Inv Mutual fund - | — | — | — | $2.1M | 5.8% | |
| Vanguard Total Intl Stock Index Admiral Mutual fund - | — | — | — | $1.8M | 4.9% | |
| Vanguard Target Retirement 2040 Inv Mutual fund - | — | — | — | $1.4M | 3.7% | |
| Vanguard Mid Cap Index Fund - Admiral Mutual fund - | — | — | — | $1.3M | 3.5% | |
| Vanguard Target Retirement 2035 Inv Mutual fund - | — | — | — | $1.2M | 3.4% | |
| Key Guaranteed Portfolio Fund Group annuity contract - | — | — | — | $1.2M | 3.2% | |
| Vanguard Target Retirement 2060 Inv Mutual fund - | — | — | — | $1.2M | 3.2% | |
| Vanguard Target Retirement Income Inv Mutual fund - | — | — | — | $838K | 2.3% | |
| Vanguard Small Cap Value Index Admiral Mutual fund - | — | — | — | $704K | 1.9% | |
| Vanguard Target Retirement 2025 Inv Mutual fund - | — | — | — | $701K | 1.9% | |
| Blackrock Advantage Small Cap Core K Mutual fund - | — | — | — | $676K | 1.9% | |
| Vanguard Total Bond Market Index Admiral Mutual fund - | — | — | — | $661K | 1.8% | |
| American Funds American Mutual R6 Mutual fund - | — | — | — | $632K | 1.7% | |
| Mfs Intl Diversification R6 Mutual fund - | — | — | — | $530K | 1.5% | |
| Western Asset Core Bond Is Mutual fund - | — | — | — | $506K | 1.4% | |
| PIMCO Income Instl Mutual fund - | — | — | — | $265K | 0.7% | |
| Vanguard Target Retirement 2065 Inv Mutual fund - | — | — | — | $216K | 0.6% | |
| Cohen & Steers Real Estate Securities Z Mutual fund - | — | — | — | $216K | 0.6% | |
| Vanguard Emerging Mkts Stock Idx Adm Mutual fund - | — | — | — | $159K | 0.4% | |
| Vanguard Target Retirement 2070 Inv Mutual fund - | — | — | — | $33K | <0.1% | |
| Nationwide Geneva Small Cap Growth R6 Mutual fund - | — | — | — | $28K | <0.1% |