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Original filing (PDF)20251006135513NAL0001904739001
OPENTECH ALLIANCE, INC.
Form 5500
FILING_RECEIVED
OPENTECH ALLIANCE 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
163
Accounts w/ balance
131
Plan assets (EOY)
$4.9M
Net assets (EOY)
$4.9M
How this plan invests
This plan
1 pooled trust
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for OPENTECH ALLIANCE, INC..
Plan sponsor
Name
OPENTECH ALLIANCE, INC.
EIN
45-0521427
Address
2101 W PEORIA AVE · PHOENIX, AZ · 85029
Phone
(602) 749-9370
Industry
Data Processing, Hosting· Information / Tech / Mediasee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-06
Pension benefit codes
2A · Age/service weighted or new comparability
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
METZ CPA, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE | — | GREENWOO VILLAGE, CO | RECORDKEEPER | $9K | — |
Advisor / Consultant
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ONE WEALTH MANAGEMENT | — | MIAMI BEACH, FL | INVESTMENT ADVISOR | $15K | — |
| ONE WEALTH MANAGEMENT | — | AVENTURA, FL | INVESTMENT ADVISOR | $6K | — |
| PARK AVENUE SECURITIES LLC | — | BETHLEHEM, PA | INVESTMENT ADVISOR | -$5K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ASCENSUS HOLDINGS INC DBA | — | SAN DIEGO, CA | CONTRACT ADMIN | $6K | — |
Investments
26 direct securities · 1 pooled fund· $4.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$4.9M
26 holdings
Common Collective Trust
$41K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Total Market Index Fund Mutual Fund | — | — | — | $1.1M | 21.7% | |
| Fidelity 500 Index Fund Mutual Fund | — | — | — | $1.0M | 20.6% | |
| State Street Target Retirement 2030 Fund Mutual Fund | — | — | — | $381K | 7.7% | |
| Cash - interest bearing Cash - interest bearing 242 * Participant Loans Interest rates from 4.25% to 10.50% $0 | — | — | — | $348K | 7.0% | |
| JPMorgan Large Cap Growth Fund Mutual Fund | — | — | — | $322K | 6.5% | |
| Allspring Core Plus Bond Fund Mutual Fund | — | — | — | $257K | 5.2% | |
| Fidelity International Index Fund Mutual Fund | — | — | — | $226K | 4.6% | |
| State Street Target Retirement 2035 Fund Mutual Fund | — | — | — | $196K | 4.0% | |
| Fidelity US Bond Index Fund Mutual Fund | — | — | — | $175K | 3.5% | |
| State Street Target Retirement 2045 Fund Mutual Fund | — | — | — | $142K | 2.9% | |
| State Street Target Retirement 2060 Fund Mutual Fund | — | — | — | $133K | 2.7% | |
| EI Fixed Account - Series Class I Guaranteed Investment Contract | — | — | — | $124K | 2.5% | |
| State Street Target Retirement 2055 Fund Mutual Fund | — | — | — | $103K | 2.1% | |
| Fidelity Advisor Consumer Staples Fund Mutual Fund | — | — | — | $101K | 2.0% | |
| Fidelity Mid Cap Index Fund Mutual Fund | — | — | — | $61K | 1.2% | |
| State Street Target Retirement 2050 Fund Mutual Fund | — | — | — | $58K | 1.2% | |
| Fidelity Small Cap Index Fund Mutual Fund | — | — | — | $45K | 0.9% | |
| PUTNAM LARGE CAP VALUE TRUST 1 PUTNAM INVESTMENTS CIT · EIN 82-3639536 / PN 275 | Common Collective Trust | — | — | $41K | 0.8% | |
| State Street Target Retirement 2065 Fund Mutual Fund | — | — | — | $38K | 0.8% | |
| State Street Target Retirement 2040 Fund Mutual Fund | — | — | — | $37K | 0.7% | |
| State Street Target Retirement 2025 Fund Mutual Fund | — | — | — | $15K | 0.3% | |
| Lord Abbett Developing Growth Fund Mutual Fund | — | — | — | $13K | 0.3% | |
| State Street Target Retirement Fund Mutual Fund | — | — | — | $11K | 0.2% | |
| American Funds American Balanced Fund Mutual Fund | — | — | — | $10K | 0.2% | |
| BlackRock Mid-Cap Growth Equity Portfolio Mutual Fund | — | — | — | $6K | 0.1% | |
| American Funds American High-Income Trust Mutual Fund | — | — | — | $3K | <0.1% | |
| American Funds Mortgage Fund Mutual Fund | — | — | — | $3K | <0.1% |