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Original filing (PDF)20251013130248NAL0002916002001
DAKOTA EYE INSTITUTE, PC
Form 5500
FILING_RECEIVED
DAKOTA EYE 401(K) PLAN
401(k) retirement plan
Active participants
144
Accounts w/ balance
175
Plan assets (EOY)
$30.7M
Net assets (EOY)
$30.7M
How this plan invests
This plan
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DAKOTA EYE INSTITUTE, PC.
Plan sponsor
Name
DAKOTA EYE INSTITUTE, PC
EIN
45-0413089
Address
200 SOUTH 5TH STREET · BISMARCK, ND · 58504
Phone
(701) 222-3937
Industry
Offices of Physicians· Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BRADY, MARTZ & ASSOCIATES
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $30K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN STANLEY | — | NEW YORK, NY | INVESTMENT ADVISOR | $43K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $738 | — |
| DAKOTA EYE INSTITUTE | — | BISMARCK, ND | OTHER | $65 | — |
Investments
29 direct securities· $30.7M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AB Large Cap Growth Adv Mutual fund | — | — | — | $4.1M | 13.3% | |
| Fidelity 500 Index Mutual fund | — | — | — | $3.6M | 11.7% | |
| American Funds 2025 Trgt Date Retirement R6 Mutual fund | — | — | — | $2.7M | 8.8% | |
| Baird Core Plus Bond Inst Mutual fund | — | — | — | $2.4M | 7.8% | |
| American Funds 2030 Trgt Date Retirement R6 Mutual fund | — | — | — | $2.1M | 6.7% | |
| Dodge & Cox Stock - I Mutual fund | — | — | — | $1.9M | 6.2% | |
| American Funds 2040 Trgt Date Retirement R6 Mutual fund | — | — | — | $1.8M | 5.8% | |
| American Funds 2050 Trgt Date Retirement R6 Mutual fund | — | — | — | $1.7M | 5.5% | |
| Empower International Value Instl Mutual fund | — | — | — | $1.2M | 3.9% | |
| Fidelity Mid Cap Index Mutual fund | — | — | — | $1.2M | 3.8% | |
| Cohen & Steers Real Estate Securities A Mutual fund | — | — | — | $1.1M | 3.7% | |
| Vanguard Total Stock Mkt Idx Adm Mutual fund | — | — | — | $953K | 3.1% | |
| Fidelity Small Cap Index Mutual fund | — | — | — | $829K | 2.7% | |
| BlackRock 80/20 Target Allocation Instl Mutual fund | — | — | — | $692K | 2.3% | |
| American Funds New World R6 Mutual fund | — | — | — | $625K | 2.0% | |
| BlackRock 60/40 Target Allocation Instl Mutual fund | — | — | — | $517K | 1.7% | |
| American Funds 2045 Trgt Date Retirement R6 Mutual fund | — | — | — | $461K | 1.5% | |
| BlackRock High Yield Bond Instl Mutual fund | — | — | — | $441K | 1.4% | |
| Fidelity International Index Mutual fund | — | — | — | $415K | 1.4% | |
| American Funds 2035 Trgt Date Retirement R6 Mutual fund | — | — | — | $355K | 1.2% | |
| Empower Annuity Insurance Company of America Fixed Account/General Account | — | — | — | $340K | 1.1% | |
| American Funds 2055 Trgt Date Retirement R6 Mutual fund | — | — | — | $311K | 1.0% | |
| American Century Small Cap Growth R6 Mutual fund | — | — | — | $290K | 0.9% | |
| Fidelity Large Cap Growth Index Mutual fund | — | — | — | $286K | 0.9% | |
| American Funds 2060 Trgt Date Retirement R6 Mutual fund | — | — | — | $260K | 0.8% | |
| Notes receivable from participants Participant loans with varying - | — | — | — | $127K | 0.4% | |
| BlackRock 40/60 Target Allocation Instl Mutual fund | — | — | — | $86K | 0.3% | |
| American Funds 2020 Trgt Date Retirement R6 Mutual fund | — | — | — | $22K | <0.1% | |
| American Funds 2065 Trgt Date Retirement R6 Mutual fund | — | — | — | $17K | <0.1% |
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