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Original filing (PDF)20250915150809NAL0001993872001
HOUSTON ENGINEERING, INC.
Form 5500
FILING_RECEIVED
HOUSTON ENGINEERING, INC. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
247
Accounts w/ balance
317
Plan assets (EOY)
$54.8M
Net assets (EOY)
$54.8M
How this plan invests
This plan
14 pooled trusts
Schedule D
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 22 bps in Schedule C fees — modestly above peer band of 16 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HOUSTON ENGINEERING, INC..
Plan sponsor
Name
HOUSTON ENGINEERING, INC.
EIN
45-0314557
Address
1401 21ST AVENUE NORTH · FARGO, ND · 58102
Phone
(701) 237-5065
Industry
Engineering Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
EIDE BAILLY
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $67K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SAGEVIEW ADVISORY GROUP, LLC | — | IRVINE, CA | INVESTMENT ADVISOR | $36K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SAGEVIEW ADVISORY GROUP, LLC | — | IRVINE, CA | INVESTMENT MGMT | $18K | — |
Investments
10 direct securities · 14 pooled funds· $54.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$40.4M
14 holdings
Uncategorized
$14.3M
10 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PUTNAM RTRMNT ADVANTAGE TRST 2040 X PUTNAM INVESTMENTS CIT · EIN 26-1384398 / PN 260 | Common Collective Trust | — | — | $6.9M | 12.5% | |
| PUTNAM RTRMNT ADVANTAGE TRST 2045 X PUTNAM INVESTMENTS CIT · EIN 26-1208510 / PN 259 | Common Collective Trust | — | — | $6.0M | 10.9% | |
| PUTNAM RTRMNT ADVANTAGE TRST 2050X PUTNAM INVESTMENTS CIT · EIN 26-0787670 / PN 258 | Common Collective Trust | — | — | $5.1M | 9.3% | |
| Fidelity 500 Index Mutual Fund N/A | — | — | — | $4.9M | 9.0% | |
| PUTNAM RTRMNT ADVANTAGE TRST 2035 X PUTNAM INVESTMENTS CIT · EIN 26-0787945 / PN 261 | Common Collective Trust | — | — | $3.5M | 6.4% | |
| PUTNAM RTRMNT ADVANTAGE TRST 2055 X PUTNAM INVESTMENTS CIT · EIN 26-0787670 / PN 272 | Common Collective Trust | — | — | $3.4M | 6.3% | |
| PUTNAM RTRMNT ADVANTAGE TRST 2025 X PUTNAM INVESTMENTS CIT · EIN 26-0788428 / PN 268 | Common Collective Trust | — | — | $2.9M | 5.3% | |
| PUTNAM RTRMNT ADVANTAGE TRST 2030 X PUTNAM INVESTMENTS CIT · EIN 26-0788040 / PN 262 | Common Collective Trust | — | — | $2.8M | 5.0% | |
| PUTNAM RTRMNT ADVANTAGE TRST 2060 X PUTNAM INVESTMENTS CIT · EIN 27-3616920 / PN 273 | Common Collective Trust | — | — | $2.3M | 4.3% | |
| FRANKLIN GROWTH GG TRUST CIT S GREAT GRAY · EIN 82-3341628 / PN 360 | Common Collective Trust | — | — | $2.3M | 4.2% | |
| Fidelity Advisor Total Bond Z Mutual Fund N/A | — | — | — | $1.8M | 3.2% | |
| PUTNAM LARGE CAP VALUE TRUST IA PUTNAM INVESTMENTS CIT · EIN 82-3639536 / PN 275 | Common Collective Trust | — | — | $1.7M | 3.2% | |
| GOLDMAN SACHS STABLE VALUE INST CL GOLDMAN SACHS CT OR SVF · EIN 13-4166989 / PN 025 | Common Collective Trust | — | — | $1.6M | 3.0% | |
| Jpmorgan Mid Cap Growth R6 Mutual Fund N/A | — | — | — | $1.4M | 2.6% | |
| Fidelity Us Bond Index Mutual Fund N/A | — | — | — | $1.3M | 2.4% | |
| Fidelity International Index Mutual Fund N/A | — | — | — | $1.3M | 2.4% | |
| CLEARBRIDGE SMALL CAP GROWTH CIT CL GREAT GRAY · EIN 38-4065336 / PN 000 | Common Collective Trust | — | — | $1.1M | 2.1% | |
| Fidelity Extended Market Index Mutual Fund N/A | — | — | — | $1.0M | 1.9% | |
| American Funds Europacific Gr R6 Mutual Fund N/A | — | — | — | $974K | 1.8% | |
| Jpmorgan Emerging Markets Equity R6 Mutual Fund N/A | — | — | — | $805K | 1.5% | |
| Mfs New Discovery Value R6 Mutual Fund N/A | — | — | — | $618K | 1.1% | |
| PUTNAM RTRMNT ADVANTAGE TRST MAT X PUTNAM INVESTMENTS CIT · EIN 26-0788428 / PN 268 | Common Collective Trust | — | — | $356K | 0.7% | |
| MFS MID CAP VALUE FUND CL 2W GREAT GRAY · EIN 38-4139822 / PN 000 | Common Collective Trust | — | — | $343K | 0.6% | |
| Notes receivable from participants Maturing 2025 - 2029 at interest rates of 4.25% - 9.50% - | — | — | — | $149K | 0.3% |
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