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Original filing (PDF)20251014145349NAL0004297584001
SHOOK, HARDY & BACON L.L.P.
Form 5500
FILING_RECEIVED
SHOOK, HARDY & BACON 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
10 service providers
Active participants
1,204
Accounts w/ balance
1,806
Plan assets (EOY)
$650.8M
Net assets (EOY)
$650.8M
How this plan invests
This plan
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SHOOK, HARDY & BACON L.L.P..
Plan sponsor
Name
SHOOK, HARDY & BACON L.L.P.
EIN
44-0585497
Address
2555 GRAND BOULEVARD · KANSAS CITY, MO · 64108
Phone
(816) 474-6550
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Name
QUALIFIED RETIREMENT PLANS REVIEW COMMITTEE
EIN
44-0585497
City
KANSAS CITY, MO
Phone
(816) 474-6550
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
2E · Profit-sharing
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
10 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | 13-3689044 | — | RECORDKEEPER | $148K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TFB ADVISORS LLC | 88-2289092 | — | INVESTMENT ADVISORY | $30K | — |
| COUNTRY CLUB BANK | 44-0574255 | — | INVESTMENT MANAGEMENT | $19K | — |
Broker
7| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPITAL MGMT SERVICES INC | 43-1410129 | — | SECURITIES BROKER | $63K | — |
| YUKON WEALTH MANAGEMENT INC | 48-1156653 | — | SECURITIES BROKER | $54K | — |
| CREATIVEONE SECURITIES LLC | 27-1408998 | — | SECURITIES BROKER | $14K | — |
| CANVAS WEALTH ADVISORS LLC | 84-1908421 | — | SECURITIES BROKER | $12K | — |
| LARSON FINANCIAL GROUP LLC | 20-4773945 | — | SECURITIES BROKER | $9K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | SECURITIES BROKER | $720 | — |
| NATIONAL FINANCIAL SERVICES | 04-3523567 | — | SECURITIES BROKER | $0 | — |
Investments
30 direct securities· $610.9M(94% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Mutual Fund | — | — | — | $67.2M | 10.3% | |
| State Street Bank & Trust Co. Cash Reserve 24 Personal Choice Retment Account Various | — | — | — | $52.5M | 8.1% | |
| Fidelity Freedom 2040 K6 Mutual Fund | — | — | — | $39.9M | 6.1% | |
| Fidelity Adv Eqty Grwth I Mutual Fund | — | — | — | $38.5M | 5.9% | |
| Fidelity Freedom 2045 K6 Mutual Fund | — | — | — | $38.2M | 5.9% | |
| Fidelity Freedom 2025 K6 Mutual Fund | — | — | — | $35.7M | 5.5% | |
| Fidelity Freedom 2035 K6 Mutual Fund | — | — | — | $35.1M | 5.4% | |
| Vanguard Eq Inc Adm Mutual Fund | — | — | — | $33.6M | 5.2% | |
| Vanguard Primecap Adm Mutual Fund | — | — | — | $26.0M | 4.0% | |
| Vanguard Treasury Money Market Inv Money Market | — | — | — | $26.0M | 4.0% | |
| American Funds New Perspective R1 Mutual Fund | — | — | — | $23.0M | 3.5% | |
| JPMorgan Mid Cap Val R6 Mutual Fund | — | — | — | $18.6M | 2.9% | |
| Vanguard Total Bd Mkt Index Instl Mutual Fund | — | — | — | $17.8M | 2.7% | |
| Fidelity Freedom 2050 K6 Mutual Fund | — | — | — | $15.5M | 2.4% | |
| Janus Henderson Triton T Mutual Fund | — | — | — | $15.3M | 2.3% | |
| Vanguard Small Cap Index Inst Mutual Fund | — | — | — | $15.3M | 2.3% | |
| Fidelity Intl Index Mutual Fund | — | — | — | $14.5M | 2.2% | |
| Vanguard Balanced Index Instl Mutual Fund | — | — | — | $12.3M | 1.9% | |
| American Funds Europacific Gr R2 Mutual Fund | — | — | — | $11.6M | 1.8% | |
| JPMorgan Core Bd R6 Mutual Fund | — | — | — | $11.5M | 1.8% | |
| Self Directed Account Various | — | — | — | $9.9M | 1.5% | |
| Fidelity Freedom 2055 K6 Mutual Fund | — | — | — | $9.7M | 1.5% | |
| Fidelity Freedom Inc K6 Mutual Fund | — | — | — | $8.2M | 1.3% | |
| American Century Gov't Bd R5 Mutual Fund | — | — | — | $7.9M | 1.2% | |
| Fidelity Freedom 2020 K6 Mutual Fund | — | — | — | $7.7M | 1.2% | |
| Fidelity Small Cap Val Mutual Fund | — | — | — | $6.2M | 1.0% | |
| T. Rowe Price Instl High Yield Mutual Fund | — | — | — | $6.1M | 0.9% | |
| Fidelity Freedom 2060 K6 Mutual Fund | — | — | — | $4.0M | 0.6% | |
| Notes receivable from participants through November 2029 | — | — | — | $3.3M | 0.5% | |
| Fidelity Freedom 2065 K6 Mutual Fund | — | — | — | $135K | <0.1% |