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Original filing (PDF)20260313131802NAL0007701841001
FORVIS MAZARS, LLP
Form 5500
FILING_RECEIVED
FORVIS MAZARS, LLP EMPLOYEES' SAVINGS PLAN I
401(k) retirement plan
Signals · 2
25% in single holdingNo recordkeeper disclosed
Active participants
2,471
Accounts w/ balance
5,196
Plan assets (EOY)
$954.6M
Net assets (EOY)
$954.6M
How this plan invests
This plan
44 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Self-Directed Brokerage Account Self-Directed Brokerage Account Personal Choice Retirement (PCRA)" is 25% of plan.
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (2 bps vs 6 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for FORVIS MAZARS, LLP.
Plan sponsor
Name
FORVIS MAZARS, LLP
EIN
44-0160260
Address
910 E. ST. LOUIS STREET, SUITE 400 · SPRINGFIELD, MO · 65806
Phone
(417) 831-7283
Industry
CPA Offices· Professional & Technical Servicessee all
Plan administrator
Name
FORVIS MAZARS RETIREMENT COMMITTEE
EIN
44-0160260
City
SPRINGFIELD, MO
Phone
(417) 831-7283
Plan characteristics
Plan number
017
Plan year
2024
Plan year begin
2024-06-01
Tax period
2025-05-31
Filed
2026-03-13
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
Audit & trust (Schedule H)
Auditor
DMJPS PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FORVIS MAZARS WEALTH ADVISORS | 43-1815436 | — | NONE | $121K | — |
| SCHWAB RETIREMENT PLAN SERVICES,INC | 34-1479833 | — | NONE | $68K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $24K | — |
Investments
44 direct securities· $1.3B(100% of reported assets)
Uncategorized
$1.3B
43 holdings
Mutual Funds
$4.0M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Self-Directed Brokerage Account Self-Directed Brokerage Account Personal Choice Retirement (PCRA) | — | — | — | $319.8M | 33.5% | |
| Self-Directed Brokerage Account Unit Investment Trusts | — | — | — | $165.5M | 17.3% | |
| Self-Directed Brokerage Account Mutual Funds/ETFs | — | — | — | $154.0M | 16.1% | |
| Fidelity 500 Index | — | — | — | $103.2M | 10.8% | |
| JP Morgan JP Morgan Large Cap Growth R6 | — | — | — | $47.3M | 5.0% | |
| Vanguard Target Retirement 2050 | — | — | — | $36.0M | 3.8% | |
| Vanguard Target Retirement 2045 | — | — | — | $34.9M | 3.7% | |
| Vanguard Target Retirement 2055 | — | — | — | $32.6M | 3.4% | |
| Vanguard Target Retirement 2060 | — | — | — | $32.3M | 3.4% | |
| Vanguard Target Retirement 2035 | — | — | — | $32.1M | 3.4% | |
| Vanguard Target Retirement 2040 | — | — | — | $31.2M | 3.3% | |
| Dodge & Cox Dodge & Cox Balanced Fund X | — | — | — | $25.3M | 2.7% | |
| Vanguard Target Retirement 2030 | — | — | — | $22.3M | 2.3% | |
| Dodge & Cox Dodge & Cox Stock Fund X | — | — | — | $20.3M | 2.1% | |
| Vanguard Target Retirement 2025 | — | — | — | $18.5M | 1.9% | |
| Treasury/Money Market Fund Vanguard Treasury Money Market Fund | — | — | — | $16.8M | 1.8% | |
| Self-Directed Brokerage Account Personal Choice Retirement 2 (PCRA 2) | — | — | — | $16.0M | 1.7% | |
| Dimensional Fund Advisors DFA Global Equity Instl | — | — | — | $15.9M | 1.7% | |
| Fidelity Total Bond K6 | — | — | — | $13.6M | 1.4% | |
| Vanguard Target Retirement 2065 | — | — | — | $11.8M | 1.2% | |
| Vanguard Total International Stock Instl | — | — | — | $11.1M | 1.2% | |
| T. Rowe Price T. Rowe Price Midcap Growth | — | — | — | $10.8M | 1.1% | |
| Self-Directed Brokerage Account Common Stock | — | — | — | $10.0M | 1.0% | |
| Vanguard Midcap Index Instl | — | — | — | $8.6M | 0.9% | |
| Dimensional Fund Advisors DFA US Small Cap Value Portfolio | — | — | — | $8.4M | 0.9% | |
| Vanguard Small-Cap Growth Index Instl | — | — | — | $7.7M | 0.8% | |
| Vanguard Target Retirement 2020 | — | — | — | $6.3M | 0.7% | |
| T. Rowe Price T. Rowe Price Midcap Value Inst | — | — | — | $6.0M | 0.6% | |
| Self-Directed Brokerage Account Interest-Bearing Cash | — | — | — | $6.0M | 0.6% | |
| Dodge & Cox Dodge & Cox Institutional Stock | — | — | — | $5.1M | 0.5% | |
| Vanguard Small-Cap Index Instl | — | — | — | $4.6M | 0.5% | |
| Fidelity US Bond Index | — | — | — | $4.2M | 0.4% | |
| Participant loans | — | — | — | $4.1M | 0.4% | |
| American Funds Europacific Growth | Mutual Funds | — | — | $4.0M | 0.4% | |
| Vanguard Target Retirement Income | — | — | — | $3.7M | 0.4% | |
| Vanguard Real Estate Inx Instl | — | — | — | $2.6M | 0.3% | |
| Dimensional Fund Advisors DFA Emerging Markets Value | — | — | — | $2.5M | 0.3% | |
| Vanguard Target Retirement 2070 | — | — | — | $945K | <0.1% | |
| - 5/31/2024 X - $ 494,633 - | — | — | — | $495K | <0.1% | |
| Self-Directed Brokerage Account U.S. Governmental Securities | — | — | — | $261K | <0.1% | |
| Self-Directed Brokerage Account Preferred Stock | — | — | — | $14K | <0.1% | |
| Self-Directed Brokerage Account Limited Partnerships | — | — | — | $9K | <0.1% | |
| Repayments Not Corrected Outside Pending Correction Under VFCP and Are Included Corrected of VFCP in VFCP PTE 2002-51 5/31/2025 $ 3,657 - | — | — | — | $4K | <0.1% | |
| Self-Directed Brokerage Account Real Estate Investment Trust (REIT) | — | — | — | $2K | <0.1% |