· 2022–2024 · DOL EFAST2
Search
Browse
Resources
Pricing
UPSTREAM POLICY INSTITUTE, INC. — UPSTREAM 403(B) RETIREMENT PLAN, Form 5500 (2024) | Form 5500 Search
Back to filter
Original filing (PDF)
20250620103453NAL0003840513001
UPSTREAM POLICY INSTITUTE, INC.
Form 5500-SF
FILING_RECEIVED
UPSTREAM 403(B) RETIREMENT PLAN
403(b) retirement plan
Active participants
9
Accounts w/ balance
9
Plan assets (EOY)
$160K
Net assets (EOY)
$160K
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
75
Vendor stack
100
Participation health
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for
UPSTREAM POLICY INSTITUTE, INC.
.
Find decision makers
Plan sponsor
Name
UPSTREAM POLICY INSTITUTE, INC.
EIN
43-2038678
Address
PO BOX 1352 · DAMARISCOTTA, ME · 04543
Phone
(813) 445-8981
Industry
All Other Professional Services
· Professional & Technical Services
see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-06-20
Pension benefit codes
2M · 403(b)(7) custodial accounts
3D · Pre-approved plan (master / prototype / VS)
2G · Total participant-directed accounts
2F · ERISA section 404(c)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
—
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
Small plans don't disclose service providers
Related plans
Similar-size All Other Professional Services plans
THE ACADEMIES FOR COACHING, INC.
THE ACADEMIES FOR COACHING 401(K) PLAN
$160K · 4 participants
UNITED MANAGEMENT GROUP LLC
UNITED MANAGEMENT GROUP LLC 401(K) PROFIT SHARING PLAN & TRUST
$160K · 22 participants
SALIVADIRECT INC
SALIVA DIRECT 401(K) PLAN
$160K · 7 participants
ERMEESS LLC
ERMEESS LLC 401(K) PROFIT SHARING PLAN & TRUST
$160K · 2 participants
ZED1 INC
ZED1 INC RETIREMENT TRUST
$160K · 9 participants
100
Helping the score
Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
No Schedule C compensation disclosed — likely a small plan or unbundled.
Small plan (5500-SF) — Schedule H data not available.
THE HOMEAIDES LLC
THE HOMEAIDES LLC 401(K) PROFIT SHARING PLAN & TRUST
$160K · 361 participants
Large plans in Maine
AHOLD DELHAIZE USA SERVICES, LLC
AHOLD DELHAIZE USA SERVICES AND AFFILIATES DEFINED CONTRIBUTION PLANS MASTER TRUST
$6.9B
TD BANK US HOLDING COMPANY
TD 401(K) RETIREMENT PLAN
$6.0B · 32,012 participants
UNUM GROUP
UNUM GROUP 401K RETIREMENT PLAN
$2.5B · 9,413 participants
MAINEHEALTH SERVICES
MAINEHEALTH 403(B) RETIREMENT PLAN
$2.5B · 23,826 participants
UNUM GROUP
UNUM GROUP PENSION PLAN
$1.4B · 2,680 participants
IDEXX LABORATORIES, INC.
IDEXX RETIREMENT AND INCENTIVE SAVINGS PLAN
$1.2B · 6,742 participants
