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Original filing (PDF)20251015104904NAL0009168466001
ALFA WASSERMANN PROFESSIONAL SERVICES, LLC
Form 5500
FILING_RECEIVED
ALFA WASSERMANN PROFESSIONAL SERVICES, LLC EMPLOYEES 401(K) SAVINGS PLAN
401(k) retirement plan
Active participants
78
Accounts w/ balance
136
Plan assets (EOY)
$29.5M
Net assets (EOY)
$29.5M
How this plan invests
This plan
1 pooled trust
Schedule D
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
94
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
75
Vendor stack
100
Participation health
100
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ALFA WASSERMANN PROFESSIONAL SERVICES, LLC.
Plan sponsor
Name
ALFA WASSERMANN PROFESSIONAL SERVICES, LLC
EIN
43-2038203
Address
4 HENDERSON DRIVE · WEST CALDWELL, NJ · 07706
Phone
(973) 882-8630
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
WEAVER AND TIDWELL LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsTPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LAIKEN ASSOCIATES, INC. | — | WHIPPANY, NJ | TPA | $0 | — |
Investments
34 direct securities · 1 pooled fund· $56.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$29.4M
34 holdings
Pooled Separate Account
$27.2M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| MAP CONTRACT SEPARATE ACCOUNT D VOYA RETIREMENT INSURANCE & ANNUITY CO. · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $27.2M | 92.4% | |
| Fidelity 500 Index Fund Pooled separate accounts - | — | — | — | $6.2M | 21.0% | |
| American Funds Wash Mutual Investors R6 Pooled separate accounts - | — | — | — | $4.0M | 13.5% | |
| JPMorgan Large Cap Growth R6 Pooled separate accounts - | — | — | — | $2.4M | 8.1% | |
| TRowe Price Retirement 2030 Fund I Pooled separate accounts - | — | — | — | $2.3M | 7.7% | |
| Vanguard Mid-Cap Index Fund Admiral Pooled separate accounts - | — | — | — | $2.2M | 7.6% | |
| Voya Fixed Account Guarateed investment contract - | — | — | — | $2.2M | 7.4% | |
| PIMCO Income Fund Institutional Pooled separate accounts - | — | — | — | $1.1M | 3.9% | |
| Vanguard Small-Cap Index Fund Admiral Pooled separate accounts - | — | — | — | $1.1M | 3.8% | |
| TRowe Price Retirement 2025 Fund I Pooled separate accounts - | — | — | — | $923K | 3.1% | |
| Voya Large Cap Growth Class 8 Pooled separate accounts - | — | — | — | $892K | 3.0% | |
| American Funds American Balanced R6 Pooled separate accounts - | — | — | — | $880K | 3.0% | |
| TRowe Price Retirement 2020 Fund I Pooled separate accounts - | — | — | — | $780K | 2.6% | |
| TRowe Price Retirement 2060 Fund I Pooled separate accounts - | — | — | — | $624K | 2.1% | |
| American Funds EuroPacific Growth R6 Pooled separate accounts - | — | — | — | $508K | 1.7% | |
| Voya Intermediate Bond Fund R6 Pooled separate accounts - | — | — | — | $467K | 1.6% | |
| TRowe Price Retirement 2040 Fund I Pooled separate accounts - | — | — | — | $385K | 1.3% | |
| DFA U.S. Targeted Value Port Institutional Pooled separate accounts - | — | — | — | $260K | 0.9% | |
| TRowe Price Retirement 2045 Fund I Pooled separate accounts - | — | — | — | $245K | 0.8% | |
| TRowe Price Retirement 2055 Fund I Pooled separate accounts - | — | — | — | $234K | 0.8% | |
| American Funds New Perspective R6 Pooled separate accounts - | — | — | — | $230K | 0.8% | |
| American Funds American Mutual R6 Pooled separate accounts - | — | — | — | $212K | 0.7% | |
| Carillon Eagle Mid Cap Growth R6 Pooled separate accounts - | — | — | — | $204K | 0.7% | |
| DFA Real Estate Securities Port Institutional Pooled separate accounts - | — | — | — | $187K | 0.6% | |
| PGIM High Yield Fund R6 Pooled separate accounts - | — | — | — | $157K | 0.5% | |
| TRowe Price Retirement 2015 Fund I Pooled separate accounts - | — | — | — | $150K | 0.5% | |
| ClearBridge Small Cap Growth IS Pooled separate accounts - | — | — | — | $144K | 0.5% | |
| DFA Inflation-Protected Securities Port Institutional Pooled separate accounts - | — | — | — | $119K | 0.4% | |
| TRowe Price Retirement 2050 Fund I Pooled separate accounts - | — | — | — | $92K | 0.3% | |
| TRowe Price Retirement 2035 Fund I Pooled separate accounts - | — | — | — | $82K | 0.3% | |
| MFS Mid Cap Value Fund R6 Pooled separate accounts - | — | — | — | $51K | 0.2% | |
| DFA Emerging Markets Portfolio Institutional Pooled separate accounts - | — | — | — | $28K | <0.1% | |
| TRowe Price Retirement 2005 Fund I Pooled separate accounts - | — | — | — | $27K | <0.1% | |
| Voya Government Money Market Class A Pooled separate accounts - | — | — | — | $5K | <0.1% | |
| TRowe Price Retirement 2065 Fund I Pooled separate accounts - | — | — | — | $4K | <0.1% |
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