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Original filing (PDF)20251013153751NAL0003503154001
IMMUNITYBIO, INC.
Form 5500
FILING_RECEIVED
IMMUNITYBIO 401(K) PLAN
401(k) retirement plan
Active participants
678
Accounts w/ balance
902
Plan assets (EOY)
$70.7M
Net assets (EOY)
$70.7M
How this plan invests
This plan
1 pooled trust
Schedule D
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 24 bps in Schedule C fees — modestly above peer band of 16 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for IMMUNITYBIO, INC..
Plan sponsor
Name
IMMUNITYBIO, INC.
EIN
43-1979754
Address
2040 E MARIPOSA AVE · EL SEGUNDO, CA · 90245
Phone
(310) 738-4620
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2S · Automatic enrollment
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
Audit & trust (Schedule H)
Auditor
HOLTHOUSE CARLIN & VAN TRIGT LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $50K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| S L REED & COMPANY | 95-4569995 | — | ADVISOR | $117K | — |
Investments
35 direct securities · 1 pooled fund· $71.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$69.9M
35 holdings
Common Collective Trust
$1.1M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund Mutual Fund | — | — | — | $12.8M | 18.1% | |
| Fidelity Advisor Freedom 2040 Fund Asset Allocation Mutual Fund | — | — | — | $7.8M | 11.0% | |
| Fidelity Advisor Freedom 2045 Fund Asset Allocation Mutual Fund | — | — | — | $7.2M | 10.2% | |
| Fidelity Advisor Freedom 2055 Fund Asset Allocation Mutual Fund | — | — | — | $5.0M | 7.0% | |
| Fidelity Advisor Freedom 2030 Fund Asset Allocation Mutual Fund | — | — | — | $4.6M | 6.5% | |
| Fidelity Advisor Freedom 2035 Fund Asset Allocation Mutual Fund | — | — | — | $4.5M | 6.4% | |
| Fidelity Advisor Freedom 2050 Fund Asset Allocation Mutual Fund | — | — | — | $4.3M | 6.1% | |
| JPMorgan Large Cap Growth Fund Mutual Fund | — | — | — | $3.7M | 5.2% | |
| Fidelity Advisor Freedom 2060 Fund Asset Allocation Mutual Fund | — | — | — | $3.5M | 4.9% | |
| Fidelity Advisor Freedom 2025 Fund Asset Allocation Mutual Fund | — | — | — | $3.1M | 4.4% | |
| Fidelity Advisor Freedom 2015 Fund Asset Allocation Mutual Fund | — | — | — | $1.5M | 2.1% | |
| Fidelity Advisor Stable Value Portfolio Collective Trust | — | — | — | $1.2M | 1.7% | |
| FA STABLE VALUE III FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 026 | Common Collective Trust | — | — | $1.1M | 1.6% | |
| American Funds New Perspective Fund Mutual Fund | — | — | — | $1.1M | 1.5% | |
| Fidelity Advisor Freedom 2020 Fund Asset Allocation Mutual Fund | — | — | — | $1.1M | 1.5% | |
| Fidelity Mid Cap Index Fund Mutual Fund | — | — | — | $1.0M | 1.5% | |
| Fidelity Small Cap Index Fund Mutual Fund | — | — | — | $710K | 1.0% | |
| Fidelity Advisor Freedom 2065 Fund Asset Allocation Mutual Fund | — | — | — | $693K | 1.0% | |
| JPMorgan Equity Income Fund Mutual Fund | — | — | — | $687K | 1.0% | |
| PGIM High Yield Fund Mutual Fund | — | — | — | $594K | 0.8% | |
| Fidelity International Index Fund Mutual Fund | — | — | — | $565K | 0.8% | |
| Eaton Vance Atlanta Capital SMID-Cap Fund Mutual Fund | — | — | — | $534K | 0.8% | |
| Allspring Special Mid Cap Value Fund Mutual Fund | — | — | — | $496K | 0.7% | |
| Fidelity Small Cap Growth Fund Mutual Fund | — | — | — | $479K | 0.7% | |
| Blackrock Inflation Protected Bond Fund Mutual Fund | — | — | — | $416K | 0.6% | |
| American Funds American Balanced Fund Mutual Fund | — | — | — | $405K | 0.6% | |
| Dodge & Cox Income Fund Mutual Fund | — | — | — | $333K | 0.5% | |
| Invesco Gold & Special Minerals Fund Mutual Fund | — | — | — | $275K | 0.4% | |
| Investments PGIM Global Total Return Fund Mutual Fund | — | — | — | $242K | 0.3% | |
| Dodge & Cox International Stock Fund Mutual Fund | — | — | — | $240K | 0.3% | |
| JPMorgan Government Bond Fund Mutual Fund | — | — | — | $234K | 0.3% | |
| American Funds Europacific Growth Fund Mutual Fund | — | — | — | $172K | 0.2% | |
| Franklin Small Cap Value Fund Mutual Fund | — | — | — | $142K | 0.2% | |
| Fidelity Advisor Freedom 2010 Fund Asset Allocation Mutual Fund | — | — | — | $127K | 0.2% | |
| Fidelity Advisor Freedom Income Fund Mutual Fund | — | — | — | $117K | 0.2% | |
| American Funds New World Fund Mutual Fund | — | — | — | $98K | 0.1% |