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Original filing (PDF)20260216122446NAL0005399536001
BOARD OF TRUSTEES OF ANNUITY FUND OF OPERATING ENGINEERS LOCAL 513
Form 5500
FILING_RECEIVED
ANNUITY FUND OF OPERATING ENGINEERS LOCAL 513
Defined-contribution retirement plan
Signals · 3
No auditor on fileNo recordkeeper disclosed11 service providers
Active participants
9,570
Accounts w/ balance
9,094
Plan assets (EOY)
$323.2M
Net assets (EOY)
$323.0M
How this plan invests
This plan
6 pooled trusts
Schedule D
23 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
77
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
60
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- No independent qualified public accountant (IQPA) named.
- 28 bps in Schedule C fees — 176% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BOARD OF TRUSTEES OF ANNUITY FUND OF OPERATING ENGINEERS LOCAL 513.
Plan sponsor
Name
BOARD OF TRUSTEES OF ANNUITY FUND OF OPERATING ENGINEERS LOCAL 513
EIN
43-1712261
Address
3449 HOLLENBERG DRIVE · BRIDGETON, MO · 630442546
Phone
(314) 739-2973
Industry
Other Services (ex. Public Admin)see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-05-01
Tax period
2025-04-30
Filed
2026-02-16
Pension benefit codes
2E · Profit-sharing
Audit & trust (Schedule H)
Auditor
—
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
11 rowsOther
11| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BNY MELLON INVESTMENT MANAGEMENT CA | — | — | NONE | $207K | — |
| NATIONAL INVESTMENT SERVICES | 84-3937993 | — | NONE | $171K | — |
| BENESYS, INC. | 38-2383171 | — | NONE | $123K | — |
| NEPC, LLC | 26-1429809 | — | NONE | $110K | — |
| COMMERCE BANK | 48-0962626 | — | NONE | $106K | — |
| BOSTON TRUST WALDEN COMPANY | 04-2273811 | — | NONE | $45K | — |
| HARTNETT REYES-JONES, LLC | — | ST. LOUIS, MO | NONE | $41K | — |
| LOCAL 513 | 43-0338091 | — | RELATED ADMINISTRATION | $36K | — |
| ANDERS MINKLER HUBER HELM LLP | 43-0831507 | — | NONE | $27K | — |
| BMO HARRIS BANK NA | 36-2085229 | — | NONE | $25K | — |
| WELLINGTON TRUST COMPANY, NA | 04-2755549 | — | NONE | $0 | — |
Investments
17 direct securities · 6 pooled funds· $328.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$192.5M
6 holdings
Uncategorized
$136.1M
17 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| WELLINGTON CORE PLUS SERIES 5 WELLINGTON TRUST COMPANY, NA · EIN 04-6913417 / PN 229 | Common Collective Trust | — | $63.2M | $63.7M | 19.7% | |
| SSGA S&P 500 INDEX SL SERIES FUND STATE STREET GLOBAL ADVISORS · EIN 32-6528132 / PN 065 | Common Collective Trust | — | $49.5M | $50.5M | 15.6% | |
| PIMCO ALL ASSET FUND CLASS I #34 | — | — | $36.0M | $35.8M | 11.1% | |
| SSGA GLOBAL ALL CAP EQUITY EX-U.S. STATE STREET GLOBAL ADVISORS · EIN 32-6528132 / PN 078 | Common Collective Trust | — | $32.5M | $33.0M | 10.2% | |
| ARENA SHORT-DURATION HIGH YIELD | — | — | $23.0M | $27.7M | 8.6% | |
| SSGA REAL ASSET NON-LENDING SERIES STATE STREET GLOBAL ADVISORS · EIN 32-6528132 / PN 059 | Common Collective Trust | — | $22.0M | $21.9M | 6.8% | |
| SSGA U.S. INFLATION PROTECTED BOND STATE STREET GLOBAL ADVISORS · EIN 32-6528132 / PN 037 | Common Collective Trust | — | $14.9M | $15.2M | 4.7% | |
| VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND - ADM #1945 | — | — | $15.0M | $15.0M | 4.6% | |
| INTERCONTINENTAL ENHANCED CORE US REAL ESTATE INCOME FUND | — | — | $13.8M | $13.9M | 4.3% | |
| PROLOAN BOND FUND | — | — | $9.0M | $9.9M | 3.1% | |
| - (i) Page 17 (Loss) | — | — | — | $8.8M | 2.7% | |
| SSGA U.S. EXTENDED MARKET INDEX SL STATE STREET GLOBAL ADVISORS · EIN 32-6528132 / PN 077 | Common Collective Trust | — | $8.2M | $8.3M | 2.6% | |
| GS FIN SQ GOV #465 | — | — | $6.9M | $6.9M | 2.2% | |
| ENTERPRISE BANK AND TRUST - MONEY MARKET ACCOUNT | — | — | $5.8M | $5.8M | 1.8% | |
| AFL-CIO HOUSING INVESTMENT TRUST | — | — | $4.8M | $4.2M | 1.3% | |
| SCHRODER TAFT-HARTLEY INCOME FUND LP | — | — | $3.6M | $4.0M | 1.2% | |
| NIS INTERMEDIATE FIXED INCOME QP FUND LLC | — | — | $1.3M | $1.2M | 0.4% | |
| ABS LONG & SHORT STRATEGIES FUND | — | — | $1.1M | $1.1M | 0.3% | |
| FIERA CAPITAL GLOBAL EQUITY LONG ONLY FUND LP | — | — | $1.1M | $1.1M | 0.3% | |
| RIVERVIEW GLOBAL MACRO FUND (CAYMAN) LP | — | — | $198K | $198K | <0.1% | |
| NIS ABSOLUTE RETURN QP FUND LLC | — | — | $131K | $143K | <0.1% | |
| NIS HIGH YIELD QP FUND LLC | — | — | $110K | $112K | <0.1% | |
| NIS PREFERRED STOCK QP FUND II LLC | — | — | $110K | $86K | <0.1% |