· 2022–2024 · DOL EFAST2

Associated Securities — Associated Securities and, Form 5500 (2025)

Original filing (PDF)20260527161649NAL0007615233001

Associated Securities

Form 5500-SF

FILING_RECEIVED

Associated Securities and Insurance Services 401(k) Plan

401(k) retirement plan · Associated Securities' Associated Securities and Insurance Services 401(k) Plan held $1.0M in plan assets for 18 participants in 2025.

Active participants

18

Accounts w/ balance

15

Plan assets (EOY)

$1.0M

Net assets (EOY)

$1.0M

Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

35

Vendor & structure

100

Knocking points off

Low account-holder ratio — balance-holders per active participant in the bottom quartile of peers (21st percentile).

Helping the score

Cost not scored — no comparable Schedule H expense data for this cohort.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for ASSOCIATED SECURITIES.

Plan sponsor

Name

ASSOCIATED SECURITIES

EIN

43-1607244all filings

Address

1438 MINFER WAY · GRAIN VALLEY, MO · 64029

Phone

(816) 229-4450

Industry

Finance & Insurance

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2025

Plan year begin

2025-01-01

Tax period

2025-12-31

Filed

2026-05-27

Pension benefit codes

2E · Profit-sharing

2J · 401(k) feature

2K · 401(m) arrangement

2H · Partial participant-directed accounts

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

—

Trustee / custodian

—

Trustee phone

—

Small plan (5500-SF) — Schedule H data not available.

Service providers (Schedule C)

Small plans don't disclose service providers

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