Back to filter
Original filing (PDF)20250929100808NAL0004963683001
KAISER MIDWEST, INC.
Form 5500
FILING_RECEIVED
KAISER 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
135
Accounts w/ balance
149
Plan assets (EOY)
$66.3M
Net assets (EOY)
$66.3M
How this plan invests
This plan
41 pooled trusts
Schedule D
40 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for KAISER MIDWEST, INC..
Plan sponsor
Name
KAISER MIDWEST, INC.
EIN
43-1597251
Address
808 HWY 34 WEST · MARBLE HILL, MO · 63764
Phone
(573) 238-2675
Industry
Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-29
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
VAN DEVEN LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JOHN HANCOCK LIFE INSURANCE COMPANY | 01-0233346 | — | RECORDKEEPER | $1K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOC | 59-1237041 | — | RIA | $91K | — |
Investments
4 direct securities · 41 pooled funds· $65.9M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Pooled Separate Account
$63.8M
41 holdings
Uncategorized
$2.0M
4 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| NUVEEN LIFECYCLE INDEX 2025 JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A) · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $9.4M | 14.2% | |
| NUVEEN LIFECYCLE INDEX 2030 JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A) · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $6.9M | 10.3% | |
| NUVEEN LIFECYCLE INDEX 2050 JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A) · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $6.7M | 10.2% | |
| NUVEEN LIFECYCLE INDEX 2045 JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A) · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $5.9M | 8.9% | |
| NUVEEN LIFECYCLE INDEX 2040 JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A) · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $5.7M | 8.5% | |
| NUVEEN LIFECYCLE INDEX 2055 JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A) · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $5.6M | 8.5% | |
| JPMORGAN LARGE CAP GROWTH JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A) · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $3.5M | 5.2% | |
| AB LARGE CAP GROWTH FUND JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A) · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $2.0M | 3.1% | |
| NUVEEN LIFECYCLE INDEX RET INC JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A) · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $2.0M | 3.0% | |
| Money Market Fund Same As Above | — | — | — | $1.6M | 2.3% | |
| MONEY MARKET FUND JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A) · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $1.5M | 2.3% | |
| JH MULTIMANAGER GROWTH LS JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A) · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $1.5M | 2.2% | |
| JH MULTIMANAGER AGGRESSIVE LS JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A) · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $1.4M | 2.1% | |
| JH MULTIMANAGER MODERATE LS JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A) · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $1.3M | 2.0% | |
| NUVEEN LIFECYCLE INDEX 2035 JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A) · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $1.3M | 1.9% | |
| 500 INDEX FUND JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A) · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $1.2M | 1.7% | |
| JH MULTIMANAGER BALANCED LS JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A) · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $1.1M | 1.7% | |
| PUTNAM SMALL CAP GROWTH FUND JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A) · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $952K | 1.4% | |
| VANGUARD VALUE INDEX FUND JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A) · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $862K | 1.3% | |
| AF THE INCOME FUND OF AMERICA JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A) · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $660K | 1.0% | |
| NUVEEN LIFECYCLE INDEX 2065 JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A) · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $620K | 0.9% | |
| PARNASSUS CORE EQUITY FUND JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A) · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $558K | 0.8% | |
| NUVEEN LIFECYCLE INDEX 2060 JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A) · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $557K | 0.8% | |
| JH DISCIPLINED VALUE MID CAP JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A) · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $411K | 0.6% | |
| CARILLON EAGLE MID CAP GROWTH JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A) · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $375K | 0.6% | |
| Participant Loans 4.25% to 10.50% - | — | — | — | $358K | 0.5% | |
| MID CAP INDEX FUND JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A) · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $338K | 0.5% | |
| AMERICAN FUNDS NEW PERSPECTIVE JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A) · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $285K | 0.4% | |
| DFA U.S. SMALL CAP FUND JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A) · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $267K | 0.4% | |
| JH MULTIMANAGER CONSERV LS JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A) · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $240K | 0.4% | |
| ISHARES GOLD TRUST ETF JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A) · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $166K | 0.3% | |
| JOHN HANCOCK BOND FUND JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A) · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $161K | 0.2% | |
| AMERICAN FUNDS EUROPAC GROWTH JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A) · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $127K | 0.2% | |
| EuroPacific Growth Fund Same As Above | — | — | — | $127K | 0.2% | |
| THORNBURG GLOBAL OPPORTUNITIES JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A) · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $117K | 0.2% | |
| VANGUARD MID-CAP VALUE ETF JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A) · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $76K | 0.1% | |
| DFA US TARGETED VALUE FUND JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A) · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $67K | 0.1% | |
| AF US GOVERNMENT SECURITIES JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A) · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $39K | <0.1% | |
| REAL EST. SECURITIES FUND JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A) · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $22K | <0.1% | |
| DFA INTERNATIONAL VALUE JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A) · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $21K | <0.1% | |
| a state or federal agency, that prepared and certified the statements or information regarding assets so held in accordance with 29 CFR 2520.103-5. Our audit did not extend to the certified investment | — | — | — | $3K | <0.1% | |
| PIMCO INTL BOND USD-HEDGED JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A) · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $1K | <0.1% | |
| FIDELITY ADVISOR TOTAL BOND JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A) · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $957 | <0.1% | |
| VANGUARD ENERGY FUND JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A) · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $65 | <0.1% | |
| JH MULTIMANAGER 2020 LIFETIME JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A) · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% |
Related plans
Other plans using RAYMOND JAMES & ASSOC
BOARD OF TRUSTEES, CALIFORNIA IRONWORKERS FIELD PENSION TRUST FUN
CALIFORNIA IRONWORKERS FIELD PENSION TRUST
$3.5B · 9,028 participants
INTEVA PRODUCTS, LLC
INTEVA PRODUCTS, LLC SALARIED EMPLOYEES' SAVINGS AND RETIREMENT PLAN
$141.0M · 945 participants
PARKWAY BANCORP, INC.
PARKWAY BANCORP, INC. 401(K) PLAN
$31.8M · 280 participants
AFFINITY DENTAL
AFFINITY DENTAL 401-K RETIREMENT PLAN
$20.0M · 178 participants
PREMIER DERMATOLOGY, LLC
PREMIER DERMATOLOGY 401(K) PLAN
$16.4M · 173 participants
KELLEY CONSTRUCTION, INC
KELLEY CONSTRUCTION, INC 401(K) PROFIT SHARING PLAN
$16.0M · 122 participants
Similar-size Wholesale Trade plans
FUJIFILM IMAGING COLORANTS, INC.
FUJIFILM GROUP PENSION PLAN
$66.5M · 43 participants
MULTIQUIP INC.
MULTIQUIP INC. PROFIT SHARING AND RETIREMENT SAVINGS PLAN
$66.6M · 598 participants
KYOCERA DOCUMENT SOLUTIONS AMERICA, INC.
KDA DIRECT OPERATIONS 401(K) PLAN
$65.5M · 695 participants
W. W. GRAINGER, INC.
W. W. GRAINGER, INC. 401K PLAN
$67.4M · 702 participants
CLEVELAND BROTHERS HOLDINGS, INC.
CLEVELAND BROTHERS RETIREMENT PLAN FOR UNION EMPLOYEES
$65.2M · 346 participants
DOGGETT COMPANY, LLC
DOGGETT COMPANY, LLC 401(K) PLAN
$65.0M · 2,126 participants
Large plans in Missouri
EDWARD D. JONES & CO., L.P.
EDWARD D. JONES & CO. PROFIT SHARING AND 401(K) PLAN
$12.4B · 50,491 participants
BAYER CORPORATION
BAYER CORPORATION SAVINGS AND RETIREMENT PLAN
$10.8B · 17,218 participants
ASCENSION HEALTH DBA ASCENSION HEALTHCARE
ASCENSION HEALTHCARE MASTER PENSION TRUST
$8.0B
BOARD OF TRUSTEES BOILERMAKER-BLACKSMITH NATIONAL
BOILERMAKER-BLACKSMITH NATIONAL PENSION TRUST
$7.5B · 27,660 participants
WASHINGTON UNIVERSITY IN ST. LOUIS
WASHINGTON UNIVERSITY RETIREMENT SAVINGS PLAN
$7.5B · 27,547 participants
EMERSON ELECTRIC COMPANY
EMERSON ELECTRIC CO. DEFINED CONTRIBUTION PLANS MASTER TRUST
$7.4B