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Original filing (PDF)20251009142150NAL0003991459001
DOCUMENT STORAGE SYSTEMS, INC.
Form 5500
FILING_RECEIVED
DOCUMENT STORAGE SYSTEMS, INC. 401(K) PLAN
401(k) retirement plan
Active participants
705
Accounts w/ balance
690
Plan assets (EOY)
$88.0M
Net assets (EOY)
$88.0M
How this plan invests
This plan
3 pooled trusts
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 26 bps in Schedule C fees — 61% above peer band of 16 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DOCUMENT STORAGE SYSTEMS, INC..
Plan sponsor
Name
DOCUMENT STORAGE SYSTEMS, INC.
EIN
43-1575286
Address
701 US HWY 1, SUITE 101 · NORTH PALM BEACH, FL · 33408
Phone
(561) 227-0207
Industry
Software Publishers· Information / Tech / Mediasee all
Plan administrator
Name
DOCUMENT STORAGE SYSTEMS, INC.
EIN
43-1575286
City
JUNO BEACH, FL
Phone
(561) 227-0207
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
COHN REZNICK, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $71K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BROAD STREET CAPITAL PARTNERS LLC | — | GREENVILLE, SC | INVESTMENT ADVISOR | $67K | — |
| WEALTH ENHANCEMENT ADVISORY SERVICE | — | MINNEAPOLIS, MN | INVESTMENT ADVISOR | $20K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EJ REYNOLDS, INC. | — | PEMBROKE PINES, FL | CONTRACT ADMIN | $7K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREEN WOOD VILLAGE, CO | INVESTMENT MGMT | $61K | — |
Investments
26 direct securities · 3 pooled funds· $88.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$81.3M
26 holdings
Common Collective Trust
$6.7M
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FIDELITY 500 INDEX Mutual Funds - | — | — | — | $16.0M | 18.2% | |
| AMERICAN FUNDS 2025 TRGT DATE RETIRE R6 Mutual Funds - | — | — | — | $7.2M | 8.2% | |
| EI FIXED ACCOUNT - SERIES CLASS IV Fixed Annuities - | — | — | — | $5.5M | 6.2% | |
| AMERICAN FUNDS 2035 TRGT DATE RETIRE R6 Mutual Funds - | — | — | — | $4.9M | 5.5% | |
| STATE STREET NASDAQ-100 INDEX NL CL STATE STREET GLOBAL ADVISORS COLLECTIVE TRUSTS · EIN 90-0337987 / PN 181 | Common Collective Trust | — | — | $4.7M | 5.3% | |
| FIDELITY TOTAL INTERNATIONAL INDEX Mutual Funds - | — | — | — | $4.6M | 5.2% | |
| PIMCO INCOME INSTL Mutual Funds - | — | — | — | $4.4M | 5.0% | |
| AMERICAN FUNDS 2045 TRGT DATE RETIRE R6 Mutual Funds - | — | — | — | $3.6M | 4.1% | |
| FIDELITY MID CAP INDEX Mutual Funds - | — | — | — | $3.6M | 4.1% | |
| AMERICAN FUNDS 2040 TRGT DATE RETIRE R6 Mutual Funds - | — | — | — | $3.3M | 3.8% | |
| JPMORGAN LARGE CAP GROWTH R6 Mutual Funds - | — | — | — | $3.2M | 3.6% | |
| AMERICAN FUNDS 2030 TRGT DATE RETIRE R6 Mutual Funds - | — | — | — | $3.1M | 3.5% | |
| FIDELITY SMALL CAP INDEX Mutual Funds - | — | — | — | $3.0M | 3.4% | |
| AMERICAN FUNDS 2060 TRGT DATE RETIRE R6 Mutual Funds - | — | — | — | $2.7M | 3.1% | |
| AMERICAN FUNDS BOND FUND OF AMER R6 Mutual Funds - | — | — | — | $2.4M | 2.8% | |
| LARGE CAP VALUE FUND CLASS R1 GREAT GRAY · EIN 38-4065329 / PN 426 | Common Collective Trust | — | — | $2.0M | 2.3% | |
| AMERICAN FUNDS 2050 TRGT DATE RETIRE R6 Mutual Funds - | — | — | — | $2.0M | 2.3% | |
| EMPOWER SECUREFOUNDATION BALANCED SVC Mutual Funds - | — | — | — | $1.9M | 2.2% | |
| AMERICAN FUNDS 2055 TRGT DATE RETIRE R6 Mutual Funds - | — | — | — | $1.9M | 2.2% | |
| MFS RESEARCH INTERNATIONAL R6 Mutual Funds - | — | — | — | $1.4M | 1.5% | |
| BLACKROCK HEALTH SCIENCES OPPS K Mutual Funds - | — | — | — | $1.3M | 1.5% | |
| maturing at various dates, secured by participant account balance - | — | — | — | $1.2M | 1.4% | |
| FIDELITY ADVISOR SEMICONDUCTORS Z Mutual Funds - | — | — | — | $1.2M | 1.4% | |
| FIDELITY REAL ESTATE INDEX Mutual Funds - | — | — | — | $924K | 1.1% | |
| MFS UTILITIES R6 Mutual Funds - | — | — | — | $628K | 0.7% | |
| FIDELITY ADVISOR ENERGY Z Mutual Funds - | — | — | — | $601K | 0.7% | |
| BLACKROCK EMERGING MKTS K Mutual Funds - | — | — | — | $499K | 0.6% | |
| NVESCO GOLD & SPECIAL MINERALS R6 Mutual Funds - | — | — | — | $136K | 0.2% | |
| PUTNAM RETIREMENT ADVANTAGE TRST MA PUTNAM INVESTMENTS · EIN 26-0788428 / PN 268 | Common Collective Trust | — | — | $0 | <0.1% |