Original filing (PDF)20251014150529NAL0001587091001

MISSOURI CARDIOVASCULAR SPECIALISTS, LLP

Name: MISSOURI CARDIOVASCULAR SPECIALISTS, LLP — MISSOURI CARDIOVASCULAR SPECIALISTS, LLP 401(K) PROFIT SHARING PLAN, Form 5500 (2024)
Creator: MISSOURI CARDIOVASCULAR SPECIALISTS, LLP

Form 5500

FILING_RECEIVED

MISSOURI CARDIOVASCULAR SPECIALISTS, LLP 401(K) PROFIT SHARING PLAN

401(k) retirement plan

Signals · 1

8 service providers

Active participants

104

Accounts w/ balance

149

Plan assets (EOY)

$48.9M

Net assets (EOY)

$48.9M

How this plan invests

This plan

340 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

100

Total plan cost

Vendor stack

100

Participation health

100

Knocking points off

46 bps in Schedule C fees — 60% above peer band of 29 bps.

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MISSOURI CARDIOVASCULAR SPECIALISTS, LLP.

Plan sponsor

Name

MISSOURI CARDIOVASCULAR SPECIALISTS, LLP

EIN

43-1566193

Address

1605 EAST BROADWAY · SUITE 300 · COLUMBIA, MO · 65201

Phone

(573) 256-3012

Industry

Offices of Physicians· Health Care & Social Assistancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-14

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2R · Participant-directed brokerage (SDBA)

2S · Automatic enrollment

2T · Default investment account (QDIA)

3B · Covers self-employed individuals

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

WILLIAMS-KEEPERS LLC

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

8 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
NATIONWIDE	—	COLUMBUS, OH	RECORD KEEPER	$55K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
GENEX CONSULTING	42-1677375	KIRKWOOD, MO	CONSULTANT	$47K	—

Broker

Name	EIN	Location	Relation	Direct comp	Indirect comp
CHARLES SCHWAB	—	SAN FRANCISCO, CA	BROKER	$36K	—
FIDELITY BROKERAGE SERVICES, LLC	—	SMITHFIELD, RI	BROKER	$33K	—
NORTHWESTERN MUTUAL WEALTH MANAGEME	52-2114207	—	BROKER	$25K	—
INTERACTIVE BROKERS	—	GREENWICH, CT	BROKER	$14K	—
COMMERCE BANK	—	KANSAS CITY, MO	BROKER	$14K	—

TPA / Administrator

Name	EIN	Location	Relation	Direct comp	Indirect comp
APS-PENTEGRA	13-3892096	—	TPA	$2K	—

Investments

338 direct securities· $48.2M(99% of reported assets)

Uncategorized

$48.2M

334 holdings

Corporate Bonds

$25K

1 holding

Mutual Funds

$5K

1 holding

Real Estate

$2K

1 holding

Common Stocks

$2K

1 holding

Investment	Type	Shares / units	Cost	Current value	% of plan
Fidelity 500 Index Fund	—	—	—	$7.7M	15.8%
Vanguard Mid Cap Index FD Inst	—	—	—	$5.0M	10.2%
Vanguard Small Cap Index Fund	—	—	—	$2.8M	5.7%
Vanguard Growth Index Fund	—	—	—	$1.9M	3.8%
Fidelity US Index Fund	—	—	—	$1.8M	3.8%
iShares 7-10 Year Trsury Bond ETF IV	—	—	—	$1.6M	3.3%
Interest-bearing cash and cash equivalents Cash and cash equivalents Interest-bearing cash and cash equivalents	—	—	—	$1.5M	3.1%
Vanguard Balanced Index Fund	—	—	—	$1.4M	3.0%
Vanguard Developed Markets Index Fund	—	—	—	$1.4M	2.8%
ET Starnes 10.50% due 12/31/2025	—	—	—	$1.3M	2.6%
Vanguard Equity Income Fund	—	—	—	$816K	1.7%
Dimensional ETF Trust Dimensional ETF Trust US Core	—	—	—	$815K	1.7%
Vanguard Info Tech	—	—	—	$628K	1.3%
American Millenium 11.50% due 12/31/2028	—	—	—	$572K	1.2%
Vanguard S&P 500 Index ETF	—	—	—	$548K	1.1%
iShares Tr Core S&P 500	—	—	—	$535K	1.1%
Vanguard Target Retirement 2055 Fund	—	—	—	$494K	1.0%
Vanguard Target Retirement 2040 Fund	—	—	—	$480K	1.0%
Vanguard Total Bnd Mrkt	—	—	—	$412K	0.8%
Notes and mortgages Bioenergy Cap Corp 10.50% due 12/31/2025	—	—	—	$411K	0.8%
iShares TR Core MSCI	—	—	—	$398K	0.8%
PGIM Total Return Bond CL Z	—	—	—	$389K	0.8%
Vanguard Index Fund Growth	—	—	—	$373K	0.8%
Vanguard Mid Cap ETF	—	—	—	$345K	0.7%
SPDR Bloomberg SPDR Bloomberg	—	—	—	$345K	0.7%
Vanguard Target Retirement 2030 Fund	—	—	—	$325K	0.7%
Vanguard Target Retirement 2050 Fund	—	—	—	$319K	0.7%
Berkshire Hathaway Inc Berkshire Hathaway Inc Class B	—	—	—	$314K	0.6%
iShares Tr Core US Aggregate	—	—	—	$287K	0.6%
Dimensional ETF Trust Dimensional ETF Trust US Large Cap	—	—	—	$272K	0.6%
Nationwide Fixed Select Option	—	—	—	$242K	0.5%
iShares Tr Core MSCI EAFE	—	—	—	$233K	0.5%
iShares iSharess Inc Core MSCI Emerging Mkts	—	—	—	$201K	0.4%
ARK 21Share Bitcoin ARK 21Share Bitcoin	—	—	—	$200K	0.4%
Vanguard Total Stock Market	—	—	—	$194K	0.4%
Citigroup Global Markets 0.00% due 9/11/2025	—	—	—	$185K	0.4%
GS Fin Corp Ser F Mtn Zero 0.00% due 2/6/2025	—	—	—	$176K	0.4%
Charles Schwab US Dividend Equity	—	—	—	$173K	0.4%
T Rowe T Rowe Price Growth Stock Fund	—	—	—	$166K	0.3%
Participant loans * Participant loans Interest rates of 4.25% to 9.50%	—	—	—	$165K	0.3%
Franco Nevada Corp Com Franco Nevada Corp Com	—	—	—	$155K	0.3%
Vanguard Vangard FTSE Developed Markets ETF	—	—	—	$153K	0.3%
Commerce Bond Fd	—	—	—	$152K	0.3%
Wheaton Precious Metals Wheaton Precious Metals	—	—	—	$150K	0.3%
US Treasury US Benchmark Ser US Treasury 3 Month Bill	—	—	—	$150K	0.3%
Dimensional ETF Trust Dimensional ETF Trust US Small Cap	—	—	—	$147K	0.3%
SPDR Gold Shares SPDR Gold Shares	—	—	—	$143K	0.3%
DFA US Large Cap Value Prtf Instl	—	—	—	$139K	0.3%
American Express Co Com American Express Co Com	—	—	—	$137K	0.3%
Charles Schwab US Tips ETF	—	—	—	$131K	0.3%
DFA US Micro Cap FD	—	—	—	$130K	0.3%
iShares Core MSCI Emerging Markets	—	—	—	$127K	0.3%
iShares Silver Trust	—	—	—	$124K	0.3%
Royal Gold Royal Gold	—	—	—	$121K	0.2%
DFA US Small Cap Value Port	—	—	—	$121K	0.2%
Seabridge Gold Inc Com Seabridge Gold Inc Com	—	—	—	$119K	0.2%
Vanguard Intermediate Term Corp Bone ET	—	—	—	$117K	0.2%
Alphabet Inc Alphabet Inc CL A	—	—	—	$115K	0.2%
Fidelity Mid Cap Value Index Fd	—	—	—	$115K	0.2%
Proshares Ultra Proshares Ultra Gold	—	—	—	$114K	0.2%
Proshares Ultra Proshares Ultra QQQ	—	—	—	$113K	0.2%
Alps ETF Trust Alps ETF Trust	—	—	—	$109K	0.2%
Microsoft Corp Microsoft Corp	—	—	—	$108K	0.2%
Apple Inc Apple Inc	—	—	—	$106K	0.2%
Sprott Physical Sprott Physical Gold & Silver Trust	—	—	—	$102K	0.2%
Vanguard High DVD Yield	—	—	—	$102K	0.2%
SPDR S&P 500 SPDR S&P 500	—	—	—	$102K	0.2%
Charles Schwab Strategic TR US REIT ETF	—	—	—	$100K	0.2%
JP Morgan JP Morgan Hedged Equity	—	—	—	$100K	0.2%
Goldman Sachs Group 4.25% due 8/30/2029	—	—	—	$99K	0.2%
Vanguard Target Retirement 2045 Fund	—	—	—	$97K	0.2%
Vaneck ETF Fallen Angel	—	—	—	$94K	0.2%
iShares Core S&P Small Cap	—	—	—	$94K	0.2%
Vanguard FTSE Developed Markets	—	—	—	$93K	0.2%
Fidelity Large Cap Growth Index Fund	—	—	—	$93K	0.2%
Skeena Res Ltd Skeena Res Ltd	—	—	—	$92K	0.2%
Sprott Physical Sprott Physical Gold Trust	—	—	—	$89K	0.2%
United States Treasury Notes 7.50% due 3/31/2026	—	—	—	$86K	0.2%
Lockheed Martin Com Lockheed Martin Com	—	—	—	$83K	0.2%
PIMCO Income Fund	—	—	—	$83K	0.2%
Amazon.Com Inc Amazon.Com Inc	—	—	—	$82K	0.2%
Fidelity Large Cap Value	—	—	—	$81K	0.2%
T Rowe T Rowe Price Overseas Stock Fund	—	—	—	$80K	0.2%
Commerce Growth Fund	—	—	—	$80K	0.2%
JP Morgan JP Morgan Equity Premium	—	—	—	$77K	0.2%
iShares Trust EAFE Sml Cp	—	—	—	$77K	0.2%
Agnico Eagle Mines LTD Agnico Eagle Mines LTD	—	—	—	$75K	0.2%
Commerce Value Fund	—	—	—	$75K	0.2%
Proshares Ultra Proshares Ultra FTSE	—	—	—	$73K	0.1%
Hershey Co Hershey Co	—	—	—	$73K	0.1%
iShares Trust 3-7 Year Treasury Bond ETF	—	—	—	$72K	0.1%
Torex Gold Resources Inc Com Torex Gold Resources Inc Com	—	—	—	$70K	0.1%
PIMCO Commodity	—	—	—	$68K	0.1%
Kinross Gold Corp Kinross Gold Corp	—	—	—	$68K	0.1%
Eaton Vance	—	—	—	$68K	0.1%
Vanguard Target Retirement 2035 Fund	—	—	—	$68K	0.1%
iShares S&P Mid Cap	—	—	—	$67K	0.1%
Facebook Inc (Meta Platforms) Facebook Inc (Meta Platforms)	—	—	—	$66K	0.1%
Goldman Sachs Group GS Intl Sm Cap Insights-Inst	—	—	—	$65K	0.1%
Cintas Corp Cintas Corp	—	—	—	$63K	0.1%
United States Treasury Notes 2.50% due 3/31/2027	—	—	—	$61K	0.1%
Baird Aggregate Bond Fund Instl	—	—	—	$60K	0.1%
Silvercrest Metals Silvercrest Metals	—	—	—	$60K	0.1%
Berkley W R Corp Berkley W R Corp	—	—	—	$60K	0.1%
Mag Silver Copr Mag Silver Copr	—	—	—	$60K	0.1%
Vanguard Target Retirement 2065 Fund	—	—	—	$59K	0.1%
Nuveen Large Cap Value Index	—	—	—	$59K	0.1%
Causeway Emerging Markets	—	—	—	$57K	0.1%
FMI International Fund	—	—	—	$57K	0.1%
iShares Tr Core S&P Small Cap	—	—	—	$57K	0.1%
iShares U.S. Transportation ETF	—	—	—	$57K	0.1%
Travelers Cos Inc Travelers Cos Inc	—	—	—	$57K	0.1%
Grayscale Bitcoin Trust Grayscale Bitcoin Trust	—	—	—	$56K	0.1%
United States Treasury Notes 3.50% due 1/31/2028	—	—	—	$55K	0.1%
Nvidia Corp Nvidia Corp	—	—	—	$54K	0.1%
SPDR Series Trust SPDR Series Trust	—	—	—	$53K	0.1%
Dodge & Cox Dodge & Cox Income Fd	—	—	—	$52K	0.1%
Visa Inc Cl A Visa Inc Cl A	—	—	—	$51K	0.1%
Cambria Shareholder	—	—	—	$51K	0.1%
United States Treasury Notes 3.50% due 9/15/2025	—	—	—	$50K	0.1%
Novo Nordisk A/S Adr Novo Nordisk A/S Adr	—	—	—	$50K	0.1%
Vaneck Vectors ETF Trust Oil Svcs	—	—	—	$50K	0.1%
Cohen & Steers Cohen & Steers Real Estate	—	—	—	$48K	<0.1%
Vanguard Index Fds Real Estate Index	—	—	—	$48K	<0.1%
Palo Alto Palo Alto	—	—	—	$47K	<0.1%
United States Treasury Notes 1.88% due 2/15/2032	—	—	—	$47K	<0.1%
ABRDN Physical Palladium ABRDN Physical Palladium	—	—	—	$47K	<0.1%
Vaneck Vectors Fallen Angel High Yield ETF	—	—	—	$46K	<0.1%
Equinox Gold Copr Equinox Gold Copr	—	—	—	$46K	<0.1%
Grayscale Ethereum Grayscale Ethereum	—	—	—	$46K	<0.1%
Fidelity Advisor	—	—	—	$45K	<0.1%
Fidelity Advisor Floating Rate High Income	—	—	—	$45K	<0.1%
United States Treasury Notes 1.75% due 1/31/2029	—	—	—	$44K	<0.1%
Oakmark International Fund	—	—	—	$43K	<0.1%
Harding Loevner International Harding Loevner International	—	—	—	$43K	<0.1%
iShares MSCI South	—	—	—	$43K	<0.1%
Nuveen Large Cap Growth	—	—	—	$43K	<0.1%
Walmart Stores Inc Walmart Stores Inc	—	—	—	$42K	<0.1%
Home Depot Inc Home Depot Inc	—	—	—	$42K	<0.1%
PIMCO 15+ Year US Tips ETF	—	—	—	$42K	<0.1%
Artisan Mid Cap Fd	—	—	—	$41K	<0.1%
SPDR S&P Midcap SPDR S&P Midcap	—	—	—	$41K	<0.1%
DFA Emerging Markets	—	—	—	$40K	<0.1%
iShares Tr Core MSCI Eurozone	—	—	—	$40K	<0.1%
BBH Limited Duration Fund	—	—	—	$40K	<0.1%
BNY Melon Global BNY Melon Global	—	—	—	$40K	<0.1%
Starbucks Corp Starbucks Corp	—	—	—	$37K	<0.1%
PGIM Short-Term	—	—	—	$37K	<0.1%
Vanguard Intermediate	—	—	—	$37K	<0.1%
Kraneshares BR MS	—	—	—	$37K	<0.1%
iShares TR 20+	—	—	—	$36K	<0.1%
S&P Global Inc S&P Global Inc	—	—	—	$36K	<0.1%
Kraneshares CSI China	—	—	—	$36K	<0.1%
JP Morgan Chase & Co JP Morgan Chase & Co	—	—	—	$35K	<0.1%
MFS Research International MFS Research International Fd R6	—	—	—	$35K	<0.1%
Las Cruces NM ST Shred Gross Receipts Tax Revenue Txbl 3.10% due 6/1/2026	—	—	—	$34K	<0.1%
Costco Wholesale Corp Com Costco Wholesale Corp Com	—	—	—	$34K	<0.1%
Citigroup Inc 4.20% due 4/29/2027	—	—	—	$34K	<0.1%
Diamondback Energy Inc Diamondback Energy Inc	—	—	—	$33K	<0.1%
NVR Inc NVR Inc	—	—	—	$33K	<0.1%
Coca-Cola Co Coca-Cola Co	—	—	—	$33K	<0.1%
FlexShares Morningstar Global FlexShares Morningstar Global	—	—	—	$32K	<0.1%
Anglo Amern Platinum Anglo Amern Platinum	—	—	—	$31K	<0.1%
New Pac Metals Corp New Pac Metals Corp	—	—	—	$30K	<0.1%
United States Treasury Notes 5.00% due 8/31/2025	—	—	—	$30K	<0.1%
Sprott Inc Sprott Inc	—	—	—	$30K	<0.1%
Vanguard Short Term Invt Grade Fund	—	—	—	$27K	<0.1%
iShares 0-5 Year Tips	—	—	—	$27K	<0.1%
Column Small Cap Select Fund Column Small Cap Select Fund	—	—	—	$27K	<0.1%
Direxion Daly Ral Est Direxion Daly Ral Est	—	—	—	$27K	<0.1%
Universal Stainless & AL Universal Stainless & AL	—	—	—	$26K	<0.1%
Univ Place Washington 3.03% due 12/1/2033	—	—	—	$26K	<0.1%
Citigroup Fixed 4.41% due 3/31/2031	—	—	—	$26K	<0.1%
Kroger 5.00% due 9/15/2034	—	—	—	$25K	<0.1%
Klickitat Cnty WA public Utility 3.99% due 12/1/2025	—	—	—	$25K	<0.1%
Wisdomtree Japan Wisdomtree Japan Small Cap	—	—	—	$25K	<0.1%
Anheiser Busch 5.00% due 6/15/2034	Corporate Bonds	—	—	$25K	<0.1%
Walt Disney 3.70% due 3/23/2027	—	—	—	$25K	<0.1%
Western Asset Western Asset Core Fund	—	—	—	$24K	<0.1%
Keurig Dr. Pepper 5.30% due 3/15/2034	—	—	—	$24K	<0.1%
Salesforce.Com	—	—	—	$24K	<0.1%
Koninklijke 6.88% due 3/11/2038	—	—	—	$24K	<0.1%
Vanguard ETF Fallen Angel	—	—	—	$22K	<0.1%
Glenmede Secured Options	—	—	—	$22K	<0.1%
Invesco Main Street	—	—	—	$22K	<0.1%
Franklin Bitcoin Franklin Bitcoin	—	—	—	$22K	<0.1%
DFA International Small Company Port	—	—	—	$22K	<0.1%
PIMCO Income Fund Instit	—	—	—	$21K	<0.1%
T Rowe T Rowe Price New Horizons Fund	—	—	—	$21K	<0.1%
Commerce Midcap Growth Fund	—	—	—	$20K	<0.1%
iShares iBonds Dec 2025	—	—	—	$20K	<0.1%
Canby Ore 0.87% due 6/1/2025	—	—	—	$20K	<0.1%
United States Treasury Notes 1.63% due 5/15/2031	—	—	—	$19K	<0.1%
Roivant Sciences Roivant Sciences	—	—	—	$19K	<0.1%
Nike	—	—	—	$19K	<0.1%
SPDR S&P Oil Gas SPDR S&P Oil Gas	—	—	—	$19K	<0.1%
United States Treasury Notes 4.00% due 1/31/3031	—	—	—	$19K	<0.1%
Thermo Fisher Scientific Inc Thermo Fisher Scientific Inc	—	—	—	$18K	<0.1%
Kraneshares Kranshares BR MS CH 50	—	—	—	$18K	<0.1%
Franklin Small Cap	—	—	—	$18K	<0.1%

Showing top 200 of 338 investments by value.