Original filing (PDF)20251015132340NAL0004967249001

DICKINSON FINANCIAL CORPORATION

Name: DICKINSON FINANCIAL CORPORATION — DICKINSON FINANCIAL CORPORATION RETIREMENT PLAN, Form 5500 (2024)
Creator: DICKINSON FINANCIAL CORPORATION

Form 5500

FILING_RECEIVED

DICKINSON FINANCIAL CORPORATION RETIREMENT PLAN

401(k) retirement plan

Active participants

1,084

Accounts w/ balance

704

Plan assets (EOY)

$73.0M

Net assets (EOY)

$72.9M

How this plan invests

This plan

16 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

100

Total plan cost

Vendor stack

100

Participation health

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DICKINSON FINANCIAL CORPORATION.

Plan sponsor

Name

DICKINSON FINANCIAL CORPORATION

EIN

43-1487933

Address

1201 WALNUT STREET SUITE 1100 · KANSAS CITY, MO · 64106

Phone

(816) 471-9800

Industry

Commercial Banking· Finance & Insurancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-15

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

3H · Sponsor in controlled / affiliated group

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
EMPOWER ANNUITY INSURANCE COMPANY O	—	GREENWOOD VILLAGE, CO	RECORDKEEPER	$84K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
MMA SECURITIES LLC	—	NEW YORK, NY	INVESTMENT ADVISOR	$74K	—

Investments

16 direct securities· $72.2M(99% of reported assets)

Uncategorized

$71.2M

15 holdings

Mutual Funds

$1.0M

1 holding

Investment	Type	Shares / units	Cost	Current value	% of plan
Vanguard 500 IDX Admiral	—	—	$24K	$13.0M	17.8%
Group Annuity Contract * Empower Annuity Insurance Company Principal Preservation	—	—	$325K	$11.1M	15.2%
TIAA-CREF Large Cap Growth I	—	—

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