This is a pooled fund: many plans invest in it, and it holds the underlying securities.
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JOHN HANCOCK | 01-0233346 | — | RECORDKEEPER/BOOKKEEPER | $18K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $64K | — |
| Name | EIN | Location | Relation | Direct comp |
|---|
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Principal LargeCap S&P 500 Index Separate Account-NE | — | — | — | $15.0M | 37.2% | |
| Indirect comp |
|---|
| CREATIVE PLANNING, LLC | 84-4519624 | — | INV ADV, PARTICIPANTS | $0 | — |
Pooled Separate Account |
| — |
| — |
| $15.0M |
| 37.2% |
| STATE ST WD DV EX US IDX II FD STATE STREET BANK AND TRUST COMPANY · EIN 04-0025081 / PN 034 | Common Collective Trust | — | — | $4.9M | 12.1% |
| STATE STREET US BD ID SL XIV STATE STREET BANK AND TRUST COMPANY · EIN 90-0337987 / PN 477 | Common Collective Trust | — | — | $4.7M | 11.6% |
| STABLE VALUE FIXED INCOME CIT ALTA TRUST COMPANY · EIN 88-2465398 / PN 001 | Common Collective Trust | — | — | $3.3M | 8.1% |
| PRIN MIDCAP S&P 400 IDX SA-NE PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $2.8M | 7.1% |
| STATE STREET EM IDX SL II FD STATE STREET GLOBAL ADVISORS · EIN 32-6528132 / PN 035 | Common Collective Trust | — | — | $2.7M | 6.7% |
| PRIN SMCAP S&P 600 INDEX SA-NE PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $2.5M | 6.2% |
| AMER CENT IN RETIRE TRUST L GLOBAL TRUST COMPANY · EIN 30-6406015 / PN 001 | Common Collective Trust | — | — | $1.9M | 4.8% |
| American Century Retirement Date 2025 Trust L | — | — | — | $774K | 1.9% |
| Notes receivable from participants | — | — | — | $743K | 1.8% |
| Wilmington Tr Colectve Invt Blackrck Eqt R | — | — | — | $575K | 1.4% |
| BLACKROCK EQTY INDEX CL R FD GREAT GRAY TRUST COMPANY · EIN 20-3802168 / PN 001 | Common Collective Trust | — | — | $575K | 1.4% |
| American Century Retirement Date 2030 Trust L | — | — | — | $569K | 1.4% |
| MFS Growth Fund | — | — | — | $281K | 0.7% |
| American Century Retirement Date 2035 Trust L | — | — | — | $238K | 0.6% |
| PGIM Total Return Bond Fund | — | — | — | $207K | 0.5% |
| Principal Fixed Income Guaranteed Option | — | — | — | $199K | 0.5% |
| PUTNAM LARGE CP VALUE TRUST IA PUTNAM FIDUCIARY TRUST COMPANY · EIN 82-3639536 / PN 275 | Common Collective Trust | — | — | $167K | 0.4% |
| American Century Retirement Date 2050 Trust L | — | — | — | $155K | 0.4% |
| American Century Retirement Date 2040 Trust L | — | — | — | $125K | 0.3% |
| Fidelity Mid Cap Index Fund | — | — | — | $104K | 0.3% |
| AB Small Cap Growth Portfolio | — | — | — | $62K | 0.2% |
| Vanguard Total Bond Market Index Fund | — | — | — | $59K | 0.1% |
| Fidelity Small Cap Index Fund | — | — | — | $38K | <0.1% |
| American Century Retirement Date 2055 Trust L | — | — | — | $33K | <0.1% |
| American Century Retirement Date 2045 Trust L | — | — | — | $20K | <0.1% |
| American Century Retirement Date 2065 Trust L | — | — | — | $19K | <0.1% |
| Vanguard Developed Markets Index Fund | — | — | — | $18K | <0.1% |
| EuroPacific Growth Fund | — | — | — | $14K | <0.1% |
| American Century In Retirement Trust L | — | — | — | $9K | <0.1% |
| American Century Retirement Date 2060 Trust L | — | — | — | $2K | <0.1% |
| American Beacon Small Cap Value Fund | — | — | — | $2K | <0.1% |
| TRANSFER BUSINESS TRANSFER BUSINESS · EIN 43-1464165 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |
