Original filing (PDF)20250926095102NAL0010731520001

FORREST T. JONES & COMPANY, INC.

Name: FORREST T. JONES & COMPANY, INC. — FORREST T. JONES & COMPANY INC. EMPLOYEES 401(K) PLAN, Form 5500 (2024)
Creator: FORREST T. JONES & COMPANY, INC.

Form 5500

FILING_RECEIVED

FORREST T. JONES & COMPANY INC. EMPLOYEES 401(K) PLAN

401(k) retirement plan

Signals · 2

32% in single holding17% employer stock

Active participants

331

Accounts w/ balance

402

Plan assets (EOY)

$36.0M

Net assets (EOY)

$36.0M

How this plan invests

This plan

32 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

/ 100

Grade A

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

100

Total plan cost

Plan health

Vendor & structure

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for FORREST T. JONES & COMPANY, INC..

Plan sponsor

Name

FORREST T. JONES & COMPANY, INC.

EIN

43-1451185

Address

3130 BROADWAY · KANSAS CITY, MO · 64111

Phone

(816) 968-0736

Industry

Insurance Agencies & Brokerages· Finance & Insurancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

002

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-09-26

Pension benefit codes

2S · Automatic enrollment

2E · Profit-sharing

3D · Pre-approved plan (master / prototype / VS)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2F · ERISA section 404(c)

2T · Default investment account (QDIA)

Service providers (Schedule C)

1 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
ASCENSUS LLC	11-3665754	—	NONE	$5K	—

Investments

32 direct securities· $36.0M(100% of reported assets)

Other securities

$28.8M

29 holdings

Common Stock

$6.3M

1 holding

Cash / Money Market

$624K

1 holding

Participant loans

$357K

1 holding

					% of plan
Vanguard Balanced Index Instl Vanguard 0	Other securities	—	—	$11.7M	32.3%
Fidelity Security Life Ins Co Annuity Fidelity 0	Common Stock	—	—	$6.3M	17.4%
Vanguard 500 Index Adm Vanguard 0	Other securities	—	—	$4.4M	12.3%
Nuveen Large Cap Growth R6 Nuveen 0	Other securities	—	—	$2.4M	6.6%
Vanguard Small-Cap Index Adm Vanguard 0	Other securities	—	—	$937K	2.6%
Vanguard International Value Inv Vanguard 0	Other securities	—	—	$926K	2.6%
Janus Henderson Enterprise N Janus Henderson 0	Other securities	—	—	$865K	2.4%
Baird Core Plus Bond Inst Baird 0	Other securities	—	—	$761K	2.1%
Vanguard Mid Cap Index Adm Vanguard 0	Other securities	—	—	$657K	1.8%
DFA Large Cap International Port Inst DFA 0	Other securities	—	—	$638K	1.8%
Vanguard Federal Money Market Inv Vanguard 0	Cash / Money Market	—	—	$624K	1.7%
American Funds Trgt Date Ret 2025 R6 American Funds 0	Other securities	—	—	$577K	1.6%
Vanguard Equity Income Adm Vanguard 0	Other securities	—	—	$570K	1.6%
Vanguard Total Stock Market Index Adm Vanguard 0	Other securities	—	—	$563K	1.6%
DFA U.S. Vector Equity Inst DFA 0	Other securities	—	—	$487K	1.4%
American Funds Trgt Date Ret 2050 R6 American Funds 0	Other securities	—	—	$371K	1.0%
Various Rates and Maturities Participant's Loan Account 0	Participant loans	—	—	$357K	1.0%
Vanguard Total Bond Market Index Adm Vanguard 0	Other securities	—	—	$328K	0.9%
American Funds Trgt Date Ret 2035 R6 American Funds 0	Other securities	—	—	$318K	0.9%
DFA U.S. Targeted Value Portfolio I DFA 0	Other securities	—	—	$316K	0.9%
Artisan Small Cap Instl Artisan 0	Other securities	—	—	$283K	0.8%
American Funds Trgt Date Ret 2055 R6 American Funds 0	Other securities	—	—	$278K	0.8%
American Funds Trgt Date Ret 2030 R6 American Funds 0	Other securities	—	—	$276K	0.8%
American Funds Trgt Date Ret 2060 R6 American Funds 0	Other securities	—	—	$275K	0.8%
DFA Emerging Markets Core Eqty 2 Port DFA 0	Other securities	—	—	$248K	0.7%
American Funds Trgt Date Ret 2045 R6 American Funds 0	Other securities	—	—	$211K	0.6%
American Funds Trgt Date Ret 2040 R6 American Funds 0	Other securities	—	—	$192K	0.5%
DFA Real Estate Securities Portfolio I DFA 0	Other securities	—	—	$130K	0.4%
American Funds Trgt Date Ret 2065 R6 American Funds 0	Other securities	—	—	$87K	0.2%
American Funds Trgt Date Ret 2020 R6 American Funds 0	Other securities	—	—	$33K	<0.1%
FN Baird Core Plus Bond Inst Baird 0	Other securities	—	—	$5K	<0.1%
American Funds Trgt Date Ret 2015 R6 American Funds 0	Other securities	—	—	$4K	<0.1%