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Original filing (PDF)20251015154930NAL0002693827001
DICKSON-DIVELEY MIDWEST ORTHOPAEDIC CLINIC, LLC
Form 5500
FILING_RECEIVED
DICKSON-DIVELEY MIDWEST ORTHOPAEDIC CLINIC, LLC 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
596
Accounts w/ balance
702
Plan assets (EOY)
$57.7M
Net assets (EOY)
$57.7M
How this plan invests
This plan
2 pooled trusts
Schedule D
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 27 bps in Schedule C fees — 66% above peer band of 16 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DICKSON-DIVELEY MIDWEST ORTHOPAEDIC CLINIC, LLC.
Plan sponsor
Name
DICKSON-DIVELEY MIDWEST ORTHOPAEDIC CLINIC, LLC
EIN
43-1424154
Address
3651 COLLEGE BLVD · LEAWOOD, KS · 66211
Phone
(913) 319-7589
Industry
Offices of Physicians· Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
PC&M PICKETT CHANEY & MCMUL
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $82K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| INTELLICENTS INVESTMENT SOLUTIONS I | — | ALBERT LEA, MN | INVESTMENT ADVISOR | $42K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPITAL MANAGEMENT SERVICES, INC. | 43-1410129 | — | BROKERAGE SERVICES | $8K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $22K | — |
Investments
34 direct securities · 2 pooled funds· $41.5M(72% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$40.6M
34 holdings
Common Collective Trust
$850K
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2030 Mutual fund | — | — | — | $5.0M | 8.7% | |
| Vanguard Target Retirement 2040 Mutual fund | — | — | — | $4.2M | 7.3% | |
| Vanguard Target Retirement 2050 Mutual fund | — | — | — | $3.5M | 6.0% | |
| Vanguard Growth Index Mutual fund | — | — | — | $3.0M | 5.2% | |
| DFA US Large Cap Growth Mutual fund | — | — | — | $3.0M | 5.1% | |
| Vanguard Target Retirement 2045 Mutual fund | — | — | — | $2.4M | 4.2% | |
| Fidelity 500 Index Mutual fund | — | — | — | $2.3M | 4.0% | |
| Vanguard Target Retirement 2035 Mutual fund | — | — | — | $2.2M | 3.9% | |
| Vanguard Target Retirement 2060 Mutual fund | — | — | — | $2.1M | 3.7% | |
| Vanguard Target Retirement 2055 Mutual fund | — | — | — | $1.7M | 2.9% | |
| Vanguard Target Retirement 2025 Mutual fund | — | — | — | $1.1M | 1.9% | |
| JPMorgan Equity Income Mutual fund | — | — | — | $1000K | 1.7% | |
| BLACKROCK TOTAL RETURN BOND CL 6 GREAT GRAY · EIN 82-2941483 / PN 264 | Common Collective Trust | — | — | $850K | 1.5% | |
| Fidelity International Index Mutual fund | — | — | — | $769K | 1.3% | |
| American Funds Intl Growth and Income Mutual fund | — | — | — | $715K | 1.2% | |
| Carillon Eagle Mid Cap Growth Mutual fund | — | — | — | $619K | 1.1% | |
| DFA US Small Cap Growth Mutual fund | — | — | — | $603K | 1.0% | |
| EI - Fixed Account Guaranteed investment contract | — | — | — | $595K | 1.0% | |
| Vanguard Target Retirement 2065 Mutual fund | — | — | — | $581K | 1.0% | |
| Vanguard Value Index Mutual fund | — | — | — | $536K | 0.9% | |
| iShares Russell Mid-Cap Index Mutual fund | — | — | — | $494K | 0.9% | |
| Vanguard FTSE Social Index Mutual fund | — | — | — | $484K | 0.8% | |
| Vanguard Small Cap Value Index Mutual fund | — | — | — | $470K | 0.8% | |
| Vanguard Mid-Cap Value Index Mutual fund | — | — | — | $442K | 0.8% | |
| Metropolitan West Total Return Bond Mutual fund | — | — | — | $400K | 0.7% | |
| American Century Mid Cap Value Mutual fund | — | — | — | $388K | 0.7% | |
| iShares U.S. Aggregate Bond Index Mutual fund | — | — | — | $327K | 0.6% | |
| Victory Sycamore Small Company Opp Mutual fund | — | — | — | $307K | 0.5% | |
| Vanguard Mid-Cap Growth Index Mutual fund | — | — | — | $297K | 0.5% | |
| Vanguard Target Retirement 2020 Mutual fund | — | — | — | $281K | 0.5% | |
| iShares Russell 2000 Small-Cap Index Mutual fund | — | — | — | $268K | 0.5% | |
| Vanguard Small Cap Growth Index Mutual fund | — | — | — | $225K | 0.4% | |
| BrandywineGLOBAL Global Opp Bond Mutual fund | — | — | — | $171K | 0.3% | |
| Vanguard Target Retirement Income Mutual fund | — | — | — | $148K | 0.3% | |
| Vanguard Target Retirement 2070 Mutual fund | — | — | — | $16K | <0.1% | |
| ERS BLACKROCK TOTAL RETURN BOND RELIANCE TRUST CT OR SVF · EIN 46-7425989 / PN 007 | Common Collective Trust | — | — | $0 | <0.1% |
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