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Original filing (PDF)20251010113956NAL0008078625001
MOSAIC HEALTH SYSTEM
Form 5500
FILING_RECEIVED
MOSAIC HEALTH SYSTEM 401(K) RETIREMENT PLAN
401(k) retirement plan
Active participants
4,771
Accounts w/ balance
5,800
Plan assets (EOY)
$453.2M
Net assets (EOY)
$453.2M
How this plan invests
This plan
23 pooled trusts
Schedule D
38 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MOSAIC HEALTH SYSTEM.
Plan sponsor
Name
MOSAIC HEALTH SYSTEM
EIN
43-1283316
Address
5325 FARAON STREET · ST. JOSEPH, MO · 64506
Phone
(816) 271-7070
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
RSM US LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $216K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RSM US, LLP | 42-0714325 | — | AUDITOR | $26K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RESOURCES INVESTMENT ADVISORS, LLC | — | OVERLAND PARK, KS | INVESTMENT MGMT | $68K | — |
| ONEDIGITAL | 43-1451524 | — | NONE | $65K | — |
Investments
18 direct securities · 23 pooled funds· $453.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$403.6M
23 holdings
Uncategorized
$49.7M
18 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AMERICAN CENTURY RET DT HYBRID 2035 BENEFIT PLANS ADMIN SERVICES COLLECTIVE TRUSTS · EIN 83-6699605 / PN 083 | Common Collective Trust | — | — | $48.6M | 10.7% | |
| AMERICAN CENTURY RET DT HYBRID 2030 BENEFIT PLANS ADMIN SERVICES COLLECTIVE TRUSTS · EIN 83-6699605 / PN 000 | Common Collective Trust | — | — | $46.2M | 10.2% | |
| AMERICAN CENTURY RET DT HYBRID 2045 BENEFIT PLANS ADMIN SERVICES COLLECTIVE TRUSTS · EIN 83-6699605 / PN 085 | Common Collective Trust | — | — | $44.8M | 9.9% | |
| AMERICAN CENTURY RET DT HYBRID 2025 BENEFIT PLANS ADMIN SERVICES COLLECTIVE TRUSTS · EIN 83-6699605 / PN 000 | Common Collective Trust | — | — | $43.6M | 9.6% | |
| AMERICAN CENTURY RET DT HYBRID 2050 BENEFIT PLANS ADMIN SERVICES COLLECTIVE TRUSTS · EIN 83-6699605 / PN 000 | Common Collective Trust | — | — | $42.1M | 9.3% | |
| AMERICAN CENTURY RET DT HYBRID 2040 BENEFIT PLANS ADMIN SERVICES COLLECTIVE TRUSTS · EIN 83-6699605 / PN 084 | Common Collective Trust | — | — | $40.4M | 8.9% | |
| BLACKROCK EQUITY INDEX FUND R BLACKROCK CIT · EIN 20-3802168 / PN 001 | Common Collective Trust | — | — | $28.1M | 6.2% | |
| AMERICAN CENTURY RET DT HYBRID 2055 BENEFIT PLANS ADMIN SERVICES COLLECTIVE TRUSTS · EIN 83-6699605 / PN 000 | Common Collective Trust | — | — | $26.8M | 5.9% | |
| AMERICAN CENTURY RET DT HYBRID IN R BENEFIT PLANS ADMIN SERVICES COLLECTIVE TRUSTS · EIN 83-6699605 / PN 079 | Common Collective Trust | — | — | $15.8M | 3.5% | |
| PRINCIPAL BLUE CHIP EQUITY FUND CL GREAT GRAY · EIN 38-7275324 / PN 001 | Common Collective Trust | — | — | $13.6M | 3.0% | |
| AMERICAN CENTURY RET DT HYBRID 2060 BENEFIT PLANS ADMIN SERVICES COLLECTIVE TRUSTS · EIN 83-6699605 / PN 088 | Common Collective Trust | — | — | $12.4M | 2.7% | |
| AM1 DOMESTIC EQUITY CLASS 1 ALTA TRUST · EIN 99-0743104 / PN 001 | Common Collective Trust | — | — | $11.8M | 2.6% | |
| Empower Annuity Insurance Company of America* Portfolio Fund | — | — | — | $8.6M | 1.9% | |
| BLACKROCK MID CAP EQUITY INDEX FUND BLACKROCK CIT · EIN 20-3802327 / PN 003 | Common Collective Trust | — | — | $7.7M | 1.7% | |
| BLACKROCK RUSSELL 2000 INDEX FUND R BLACKROCK CIT · EIN 20-3802587 / PN 004 | Common Collective Trust | — | — | $6.2M | 1.4% | |
| Janus Henderson Balanced I | — | — | — | $5.2M | 1.2% | |
| American Funds Washington Mutual R6 | — | — | — | $5.2M | 1.1% | |
| Participant loans* Participant loans (various maturity dates through July 2039; interest rates from 4.25% to 9.50%) | — | — | — | $4.9M | 1.1% | |
| Pimco Total Return Instl | — | — | — | $4.9M | 1.1% | |
| AMERICAN CENTURY RET DT HYBRID 2065 BENEFIT PLANS ADMIN SERVICES COLLECTIVE TRUSTS · EIN 83-6699605 / PN 000 | Common Collective Trust | — | — | $4.5M | 1.0% | |
| AM1 CORE FIXED INCOME CLASS 1 ALTA TRUST · EIN 83-2064950 / PN 001 | Common Collective Trust | — | — | $3.8M | 0.8% | |
| TIAA-CREF International Eq Idx Instl | — | — | — | $3.4M | 0.8% | |
| AM1 INTERNATIONAL EQUITY CLASS 1 ALTA TRUST · EIN 99-0743245 / PN 001 | Common Collective Trust | — | — | $3.4M | 0.8% | |
| American Funds Europacific Gr R6 | — | — | — | $3.0M | 0.7% | |
| Avantis US Large Cap Value Inst | — | — | — | $2.4M | 0.5% | |
| Carrilon Eagle Mid Cap Growth R6 | — | — | — | $2.1M | 0.5% | |
| American Century Mid Cap Value R6 | — | — | — | $1.9M | 0.4% | |
| SMALL CAP GROWTH FUND CL R1 GREAT GRAY · EIN 38-4097324 / PN 487 | Common Collective Trust | — | — | $1.5M | 0.3% | |
| Principal Core Fixed Income Inst | — | — | — | $1.5M | 0.3% | |
| T. Rowe Price Spectrum Mod Growth Alloc | — | — | — | $1.3M | 0.3% | |
| American Beacon Small Cp Val R5 | — | — | — | $1.3M | 0.3% | |
| Baron Growth Instl | — | — | — | $1.2M | 0.3% | |
| AM1 INCOME CLASS 1 ALTA TRUST · EIN 99-0817300 / PN 001 | Common Collective Trust | — | — | $1.2M | 0.3% | |
| AM1 PORTFOLIO DIVERSIFIERS CLASS 1 ALTA TRUST · EIN 99-0817374 / PN 001 | Common Collective Trust | — | — | $1.1M | 0.2% | |
| Pimco Low Duration Instl | — | — | — | $1.0M | 0.2% | |
| T. Rowe Price Spectrum Mod Allocation | — | — | — | $772K | 0.2% | |
| BNY Global Fixed Income I | — | — | — | $703K | 0.2% | |
| T. Rowe Price Spectrum Conservative Allc | — | — | — | $271K | <0.1% | |
| RESOURCES DIVERSIFIED EQUITY ALTA TRUST · EIN 83-2060613 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| RESOURCES DIVERSIFIED RISK MITIGATI ALTA TRUST · EIN 83-2080943 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| AMERICAN CENTURY US VALUE YIELD EQ SEI CT OR SVF · EIN 27-0573019 / PN 012 | Common Collective Trust | — | — | $0 | <0.1% |