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Original filing (PDF)20250929132316NAL0005051363001
FOX ASSOCIATES, L.L.C.
Form 5500
FILING_RECEIVED
FOX ASSOCIATES RETIREMENT SAVINGS PLAN
401(k) retirement plan
Active participants
141
Accounts w/ balance
141
Plan assets (EOY)
$12.4M
Net assets (EOY)
$12.4M
How this plan invests
This plan
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 60 bps in Schedule C fees — 106% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for FOX ASSOCIATES, L.L.C..
Plan sponsor
Name
FOX ASSOCIATES, L.L.C.
EIN
43-1236719
Address
539 N GRAND BLVD STE 200 · ST LOUIS, MO · 63103
Phone
(314) 534-1678
Industry
Arts, Entertainment, Recreationsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-29
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
ANDERS, MINKLER, HUBER & HELM L
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $13K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| COMMONWEALTH EQUITY SERVICES LLC DB | — | WALTHAM, MA | INVESTMENT ADVISOR | $44K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ANDERS MINKLER HUBER & HELM LLP DBA | — | ST LOUIS, MO | AUDITOR | $16K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $2K | — |
Investments
28 direct securities· $12.4M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds | — | — | — | $2.0M | 15.8% | |
| American Funds | — | — | — | $1.8M | 14.7% | |
| American Funds | — | — | — | $1.6M | 13.2% | |
| American Funds | — | — | — | $1.1M | 8.9% | |
| American Funds | — | — | — | $1.1M | 8.6% | |
| American Funds | — | — | — | $701K | 5.6% | |
| Principal | — | — | — | $534K | 4.3% | |
| American Funds | — | — | — | $506K | 4.1% | |
| Vanguard | — | — | — | $486K | 3.9% | |
| Fidelity | — | — | — | $410K | 3.3% | |
| Vanguard | — | — | — | $364K | 2.9% | |
| American Funds | — | — | — | $244K | 2.0% | |
| American Funds | — | — | — | $211K | 1.7% | |
| American Funds | — | — | — | $208K | 1.7% | |
| T. Rowe Price | — | — | — | $173K | 1.4% | |
| iShares | — | — | — | $159K | 1.3% | |
| American Funds | — | — | — | $135K | 1.1% | |
| Plan participants | — | — | — | $120K | 1.0% | |
| Principal | — | — | — | $107K | 0.9% | |
| Vanguard | — | — | — | $87K | 0.7% | |
| American Funds | — | — | — | $78K | 0.6% | |
| Principal | — | — | — | $72K | 0.6% | |
| PGIM | — | — | — | $49K | 0.4% | |
| PIMCO | — | — | — | $46K | 0.4% | |
| Empower | — | — | — | $46K | 0.4% | |
| JPMorgan | — | — | — | $42K | 0.3% | |
| Columbia | — | — | — | $33K | 0.3% | |
| Blackrock | — | — | — | $11K | <0.1% |