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Original filing (PDF)20251103160159NAL0005706467001
THE GUND COMPANY, INC.
Form 5500
FILING_RECEIVED
TGC EMPLOYEE STOCK OWNERSHIP PLAN
Defined-contribution retirement plan
Signals · 3
55% in single holding100% employer stockNo recordkeeper disclosed
Active participants
397
Accounts w/ balance
531
Plan assets (EOY)
$55.6M
Net assets (EOY)
$55.5M
How this plan invests
This plan
4 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
88
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
50
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "The Gund Company, Inc. Common stock of Company 303 shares" is 55% of plan.
- 100% of plan in employer / sponsor stock.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE GUND COMPANY, INC..
Plan sponsor
Name
THE GUND COMPANY, INC.
EIN
43-1091426
Address
9333 DIELMAN INDUSTRIAL DR. · ST. LOUIS, MO · 63132
Phone
(314) 423-5200
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-11-03
Pension benefit codes
2I · Stock bonus
2P · Leveraged ESOP
3I · Requires investment in employer securities
Audit & trust (Schedule H)
Auditor
ARMANINO, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsTPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MENKE & ASSOCIATES, INC. | 94-2349093 | — | CONTRACT ADMINISTRATOR | $30K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ARMANINO LLP | 94-6214841 | — | ACCOUNTANT | $15K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SANSOME STREET APPRAISERS | 93-1041291 | — | VALUATION SERVICES | $28K | — |
| US TREASURY | 53-6002509 | — | OTHER SERVICES | $17K | — |
Investments
4 direct securities· $101.2M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| The Gund Company, Inc. Common stock of Company 303 shares | — | — | $5.2M | $55.5M | 99.8% | |
| The Gund Company, Inc. Common stock of Company 303 shares | — | — | $5.2M | $45.6M | 82.0% | |
| Commerce Bank Interest bearing Money Market Accounts $ | — | — | $61K | $61K | 0.1% | |
| Commerce Bank Interest bearing Money Market Accounts $ | — | — | $50K | $50K | <0.1% |