Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $1K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | — | PENNINGTON, NJ | INVESTMENT ADVISOR | $11K | — |
| Name | EIN | Location |
|---|
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SEPARATE ACCOUNT 401 TALCOTT RESOLUTION LIFE INSURANCE COMPANY · EIN 06-0974148 / PN 000 | Common Collective Trust | — | — | $2.8M | 100.0% | |
| Vanguard 500 Index ADM Mutual Fund | — | — |
| Relation |
|---|
| Direct comp |
|---|
| Indirect comp |
|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $173 | — |
| — |
| $556K |
| 20.1% |
| Blackrock Global Allocation Mutual Fund | — | — | — | $377K | 13.6% |
| Putnam Large Cap Value Mutual Fund | — | — | — | $238K | 8.6% |
| Blackrock High Yield Bond Mutual Fund 407 Pimco Diversified Inc Instl Mutual Fund | — | — | — | $198K | 7.2% |
| Pimco Total Return Inst Mutual Fund | — | — | — | $183K | 6.6% |
| American Funds Europacific Growth Mutual Fund | — | — | — | $155K | 5.6% |
| American Funds Investment Company of America Mutual Fund | — | — | — | $155K | 5.6% |
| Invesco Discovery Mid Cap Growth Mutual Fund | — | — | — | $127K | 4.6% |
| Invesco Small Cap Growth Mutual Fund | — | — | — | $122K | 4.4% |
| DFA Emerging Markets Small Cap Mutual Fund 670 Frankling Mutual Global Discovery Mutual Fund | — | — | — | $112K | 4.0% |
| American Funds Target Date Retirement 2025 Mutual Fund | — | — | — | $78K | 2.8% |
| JP Morgan US Government Money Market Instl Mutual Fund | — | — | — | $61K | 2.2% |
| American Funds Target Date Retirement 2035 Mutual Fund | — | — | — | $61K | 2.2% |
| Virtus Ceredex Midcap Value Equity Mutual Fund | — | — | — | $51K | 1.8% |
| American Funds Target Date Retirement 2055 Mutual Fund | — | — | — | $45K | 1.6% |
| Invesco Multi Asset Income Mutual Fund | — | — | — | $44K | 1.6% |
| Royce Small Cap Opportunity Instl Mutual Fund | — | — | — | $40K | 1.4% |
| Vanguard Small Cap Index ADM Mutual Fund | — | — | — | $33K | 1.2% |
| Templeton Global Bond Mutual Fund | — | — | — | $30K | 1.1% |
| American Funds Target Date Retirement 2045 Mutual Fund 492 American Funds Target Date Retirement 2040 Mutual Fund | — | — | — | $23K | 0.8% |
| Vanguard Total Bond Market Ind ADM Mutual Fund | — | — | — | $18K | 0.7% |
| American Funds Target Date Retirement 2020 Mutual Fund | — | — | — | $15K | 0.6% |
| DWS RREEF Real Estate Securities Mutual Fund | — | — | — | $12K | 0.4% |
| Vanguard Total Intl Stock Index ADM Mutual Fund | — | — | — | $10K | 0.3% |
| American Funds Target Date Retirement 2050 Mutual Fund | — | — | — | $6K | 0.2% |
| American Funds Target Date Retirement 2060 Mutual Fund | — | — | — | $5K | 0.2% |
| Vanguard Mid Cap Index ADM Mutual Fund | — | — | — | $3K | 0.1% |
| American Funds Target Date Retirement 2030 Mutual Fund | — | — | — | $1K | <0.1% |
| American Funds Target Date Retirement 2010 Mutual Fund | — | — | — | $1K | <0.1% |
