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Original filing (PDF)20251010114943NAL0012501888001
SWOPE HEALTH SERVICES
Form 5500
FILING_RECEIVED
SWOPE HEALTH SERVICES RETIREMENT PLAN
401(k) retirement plan
Active participants
572
Accounts w/ balance
718
Plan assets (EOY)
$31.5M
Net assets (EOY)
$31.5M
How this plan invests
This plan
12 pooled trusts
Schedule D
40 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 48 bps in Schedule C fees — 64% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SWOPE HEALTH SERVICES.
Plan sponsor
Name
SWOPE HEALTH SERVICES
EIN
43-0957840
Address
3801 DR. MARTIN LUTHER KING JR BLVD · KANSAS CITY, MO · 641302807
Phone
(816) 923-5800
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
RSM US LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GREAT-WEST LIFE & ANNUITY COMPANY | 84-0467909 | GREENWOOD VILLAGE, CO | RECORDKEEPER | $47K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RESOURCES INVESTMENT ADVISORS, INC. | — | OVERLAND PARK, KS | BROKER/ADVISOR | $103K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ONEDIGITAL INVESTMENT ADVISORS | — | OVERLAND PARK, KS | CONTRACT ADMINISTRATOR | $0 | — |
Investments
33 direct securities · 12 pooled funds· $31.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$23.8M
33 holdings
Common Collective Trust
$7.4M
10 holdings
Pooled Separate Account
$515K
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AM1 DOMESTIC EQUITY CLASS 1 ALTA TRUST · EIN 99-0743104 / PN 001 | Common Collective Trust | — | — | $3.0M | 9.5% | |
| American Funds 2030 Target Date Fund R6 | — | — | — | $2.5M | 8.0% | |
| American Funds 2040 Target Date Fund R6 | — | — | — | $2.3M | 7.4% | |
| Fidelity 500 Index | — | — | — | $2.3M | 7.4% | |
| American Funds 2025 Target Date Fund R6 | — | — | — | $2.3M | 7.3% | |
| AM1 CORE FIXED INCOME CLASS 1 ALTA TRUST · EIN 83-2064950 / PN 001 | Common Collective Trust | — | — | $2.0M | 6.3% | |
| American Funds 2050 Target Date Fund R6 | — | — | — | $1.9M | 6.1% | |
| American Funds 2035 Target Date Fund R6 | — | — | — | $1.7M | 5.5% | |
| American Funds 2045 Target Date Fund R6 | — | — | — | $1.7M | 5.3% | |
| American Funds 2055 Target Date Fund R6 | — | — | — | $1.5M | 4.8% | |
| AM1 INCOME CLASS 1 ALTA TRUST · EIN 99-0817300 / PN 001 | Common Collective Trust | — | — | $1.1M | 3.6% | |
| Participant loans* Notes receivable from participants, interest rates of 4.25% to 9.50%, maturity through November 2031 | — | — | — | $950K | 3.0% | |
| AM1 INTERNATIONAL EQUITY CLASS 1 ALTA TRUST · EIN 99-0743245 / PN 001 | Common Collective Trust | — | — | $905K | 2.9% | |
| Fidelity Mid Cap Index | — | — | — | $834K | 2.7% | |
| Fidelity Small Cap Index | — | — | — | $788K | 2.5% | |
| American Funds 2020 Target Date Fund R6 | — | — | — | $772K | 2.5% | |
| American Century Growth Inst | — | — | — | $678K | 2.2% | |
| American Funds Capital World G/I R6 | — | — | — | $489K | 1.6% | |
| PGIM Short-Term Corporate Bond R6 | — | — | — | $480K | 1.5% | |
| American Funds 2060 Target Date Fund R6 | — | — | — | $374K | 1.2% | |
| AM1 PORTFOLIO DIVERSIFIERS CLASS 1 ALTA TRUST · EIN 99-0817374 / PN 001 | Common Collective Trust | — | — | $340K | 1.1% | |
| Empower Annuity Insurance Company of America* Key Guaranteed Portfolio Fund | — | — | — | $330K | 1.0% | |
| Principal Equity Income Inst | — | — | — | $314K | 1.0% | |
| JP Morgan Core Bond R6 | — | — | — | $267K | 0.8% | |
| LARGE CAP GROWTH / JP MORGAN INVST EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 141 | Pooled Separate Account | — | — | $266K | 0.8% | |
| Empower Annuity Insurance Company of America* Capital Group EuroPacific Growth SA | — | — | — | $249K | 0.8% | |
| FUTUREFUNDS SERIES ACCOUNT II OF GR EMPOWER ANNUITY INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 003 | Pooled Separate Account | — | — | $249K | 0.8% | |
| T. Rowe Price Health Sciences | — | — | — | $211K | 0.7% | |
| American Funds 2065 Target Date Fund R6 | — | — | — | $188K | 0.6% | |
| American Funds American Balanced R6 | — | — | — | $151K | 0.5% | |
| Principal Real Estate Securities Inst | — | — | — | $85K | 0.3% | |
| JP Morgan Mid Cap Value L | — | — | — | $64K | 0.2% | |
| PIMCO Income Instl | — | — | — | $55K | 0.2% | |
| Baron Growth Instl | — | — | — | $49K | 0.2% | |
| American Funds 2015 Target Date Fund R6 | — | — | — | $39K | 0.1% | |
| Undiscovered Mgrs Behavioral Value R6 | — | — | — | $32K | 0.1% | |
| MFS Government Markets Mid Cap Value R6 | — | — | — | $26K | <0.1% | |
| Janus Henderson Triton N | — | — | — | $19K | <0.1% | |
| PRINCIPAL BLUE CHIP EQUITY FUND CL GREAT GRAY · EIN 38-7275324 / PN 001 | Common Collective Trust | — | — | $18K | <0.1% | |
| American Funds 2010 Target Date Fund R6 | — | — | — | $14K | <0.1% | |
| American Funds Washington Mutual R6 | — | — | — | $6K | <0.1% | |
| RESOURCES DIVERSIFIED EQUITY ALTA TRUST · EIN 83-2060613 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| BLACKROCK MID CAP EQUITY INDEX FUND BLACKROCK CIT · EIN 20-3802327 / PN 003 | Common Collective Trust | — | — | $0 | <0.1% | |
| BLACKROCK EQUITY INDEX FUND R BLACKROCK CIT · EIN 20-3802168 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| RESOURCES DIVERSIFIED RISK MITIGATI ALTA TRUST · EIN 83-2080943 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |