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Original filing (PDF)20251205140833NAL0002173059001
CLEAN-TECH COMPANY
Form 5500
FILING_RECEIVED
HES FACILITIES, WFF FACILITIES, & CLEAN-TECH COMPANY 401(K) PLAN
401(k) retirement plan
Signals · 2
Late filing · 0.6 mo~242 bps in Sched C fees
Active participants
2,547
Accounts w/ balance
184
Plan assets (EOY)
$2.3M
Net assets (EOY)
$2.1M
How this plan invests
This plan
1 pooled trust
Schedule D
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
85
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
98
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
65
Knocking points off
- Filed 0.6 months past the 10.5-month grace window.
- 242 bps in Schedule C fees — 366% above peer band of 52 bps.
- Only 7% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CLEAN-TECH COMPANY.
Plan sponsor
Name
CLEAN-TECH COMPANY
EIN
43-0912455
Address
211 S. JEFFERSON · ST. LOUIS, MO · 63103
Phone
(314) 652-2388
Industry
Admin Support & Waste Mgmtsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-12-05
Pension benefit codes
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
LORADY CPA, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | 84-0467907 | — | RECORDKEEPER | $14K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JP MORGAN BROKER DEALER | — | CHICAGO, IL | INVESTMENT ADVISOR | $10K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ERISA SERVICES INC | — | KNOXVILLE, TN | TPA | $32K | — |
Investments
24 direct securities · 1 pooled fund· $2.1M(93% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$2.1M
24 holdings
Pooled Separate Account
$6K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Blackrock lifepath index 2030 k Mutual Funds | — | — | — | $379K | 16.5% | |
| Blackrock lifepath index retirement k Mutual Funds | — | — | — | $334K | 14.5% | |
| Blackrock lifepath index 2035 k Mutual Funds | — | — | — | $287K | 12.5% | |
| Blackrock lifepath index 2050 k Mutual Funds | — | — | — | $233K | 10.1% | |
| Blackrock lifepath index 2040 k Mutual Funds | — | — | — | $193K | 8.4% | |
| Fidelity 500 index Mutual Funds | — | — | — | $191K | 8.3% | |
| Blackrock lifepath index 2045 k Mutual Funds | — | — | — | $137K | 5.9% | |
| Fidelity international index Mutual Funds | — | — | — | $47K | 2.0% | |
| American funds american mutual r6 Mutual Funds | — | — | — | $43K | 1.9% | |
| Blackrock lifepath index 2055 k Mutual Funds | — | — | — | $41K | 1.8% | |
| Fidelity large cap growth index Mutual Funds | — | — | — | $39K | 1.7% | |
| Fidelity US bond index Mutual Funds | — | — | — | $31K | 1.4% | |
| Fidelity mid cap index Mutual Funds | — | — | — | $30K | 1.3% | |
| PGIM high-yield r6 Mutual Funds | — | — | — | $26K | 1.1% | |
| FIdelity emerging markets index Mutual Funds | — | — | — | $21K | 0.9% | |
| Fidelity large cap value index Mutual Funds | — | — | — | $20K | 0.9% | |
| Fidelity small cap index Mutual Funds | — | — | — | $18K | 0.8% | |
| MFS Massachuesetts investors grth Mutual Funds | — | — | — | $14K | 0.6% | |
| Blackrock lifepath index 2065 k Mutual Funds | — | — | — | $14K | 0.6% | |
| Fidelity inflation protected bond index Mutual Funds | — | — | — | $13K | 0.6% | |
| American funds bond fund of amer r6 Mutual Funds | — | — | — | $10K | 0.4% | |
| EI Fixed Account - Series Class VI Group Annuity Contract | — | — | — | $6K | 0.3% | |
| STABLE VALUE FUND EMPOWER ANNUITY INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 001 | Pooled Separate Account | — | — | $6K | 0.3% | |
| Blackrock lifepath index 2060 k Mutual Funds | — | — | — | $6K | 0.3% | |
| American century real estate r6 Mutual Funds | — | — | — | $5K | 0.2% |