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Original filing (PDF)20251013162316NAL0000828083001
SWI INDUSTRIAL SOLUTIONS DBA SPRINGFIELD WORKSHOP, INC
Form 5500
FILING_RECEIVED
SPRINGFIELD WORKSHOP, INC. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
31% in single holding
Active participants
118
Accounts w/ balance
129
Plan assets (EOY)
$916K
Net assets (EOY)
$916K
How this plan invests
This plan
26 pooled trusts
Schedule D
23 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
84
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "JH Lifetime Blend 2035 CIT R2" is 31% of plan.
Helping the score
- Below-peer total fees (4 bps vs 158 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SWI INDUSTRIAL SOLUTIONS DBA SPRINGFIELD WORKSHOP, INC.
Plan sponsor
Name
SWI INDUSTRIAL SOLUTIONS DBA SPRINGFIELD WORKSHOP, INC
EIN
43-0861414
Address
2835 W BENNETT · SPRINGFIELD, MO · 65802
Phone
(417) 866-2339
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2G · Total participant-directed accounts
2T · Default investment account (QDIA)
2J · 401(k) feature
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
2F · ERISA section 404(c)
Audit & trust (Schedule H)
Auditor
ROBERTS, MCKENZIE, MANGAN & CUMMING
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JOHN HANCOCK LIFE INSURANCE COMPANY | 01-0233346 | — | RECORDKEEPER | $350 | — |
Investments
22 direct securities · 26 pooled funds· $1.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$865K
22 holdings
Pooled Separate Account
$857K
26 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| JH Lifetime Blend 2035 CIT R2 | — | — | — | $272K | 29.7% | |
| JH LIFETIME BLEND 2035 CIT R2 JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $268K | 29.2% | |
| JH Lifetime Blend 2025 CIT R2 | — | — | — | $153K | 16.7% | |
| JH LIFETIME BLEND 2025 CIT R2 JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $152K | 16.6% | |
| 500 INDEX FUND JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $150K | 16.4% | |
| 500 Index Fund | — | — | — | $146K | 15.9% | |
| JH Lifetime Blend 2055 CIT R2 | — | — | — | $85K | 9.3% | |
| JH LIFETIME BLEND 2055 CIT R2 JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $82K | 9.0% | |
| JH Lifetime Blend 2010 CIT $2 | — | — | — | $62K | 6.7% | |
| JH LIFETIME BLEND 2010 CIT R2 JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $61K | 6.7% | |
| JH Lifetime Blend 2030 CIT R2 | — | — | — | $52K | 5.6% | |
| JH LIFETIME BLEND 2030 CIT R2 JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $51K | 5.6% | |
| JH Lifetime Blend 2040 CIT R2 | — | — | — | $23K | 2.5% | |
| JH LIFETIME BLEND 2040 CIT R2 JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $22K | 2.4% | |
| JH Lifetime Blend 2065 CIT R2 | — | — | — | $12K | 1.3% | |
| JH LIFETIME BLEND 2065 CIT R2 JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $12K | 1.3% | |
| JH Lifetime Blend 2050 CIT R2 | — | — | — | $9K | 1.0% | |
| JH Lifetime Blend 2045 CIT R2 | — | — | — | $9K | 1.0% | |
| JH LIFETIME BLEND 2050 CIT R2 JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $9K | 1.0% | |
| JH LIFETIME BLEND 2045 CIT R2 JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $9K | 1.0% | |
| Blackrock Global Allocation | — | — | — | $8K | 0.9% | |
| BLACKROCK GLOBAL ALLOCATION JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $8K | 0.9% | |
| JH Lifetime Blend 2060 CIT R2 | — | — | — | $7K | 0.8% | |
| Domini Impact Equity Fund | — | — | — | $7K | 0.8% | |
| JH LIFETIME BLEND 2060 CIT R2 JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $7K | 0.8% | |
| DOMINI IMPACT EQUITY FUND JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $7K | 0.7% | |
| JP Morgan Large Cap Growth | — | — | — | $7K | 0.7% | |
| JPMORGAN LARGE CAP GROWTH JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $6K | 0.6% | |
| Vanguard Growth Index Fund | — | — | — | $4K | 0.5% | |
| VANGUARD GROWTH INDEX FUND JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $4K | 0.4% | |
| Intl Equity Index Fund | — | — | — | $3K | 0.3% | |
| INTL EQUITY INDEX FUND JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $3K | 0.3% | |
| DFA U.S. Small Cap Fund | — | — | — | $1K | 0.2% | |
| JP Morgan Midcap Value Fund | — | — | — | $1K | 0.2% | |
| DFA U.S. SMALL CAP FUND JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $1K | 0.2% | |
| JPMORGAN MIDCAP VALUE FUND JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $1K | 0.1% | |
| T. ROWE PRICE SPECTRUM INC JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $855 | <0.1% | |
| Fidelity Advisor Total Bond | — | — | — | $836 | <0.1% | |
| FIDELITY ADVISOR TOTAL BOND JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $820 | <0.1% | |
| Mid Cap Index Fund | — | — | — | $659 | <0.1% | |
| AMERICAN FUNDS NEW WORLD FUND JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $639 | <0.1% | |
| American Funds New World Fund | — | — | — | $625 | <0.1% | |
| Small Cap Stock Fund | — | — | — | $624 | <0.1% | |
| MID CAP INDEX FUND JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $592 | <0.1% | |
| SMALL CAP STOCK FUND JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $591 | <0.1% | |
| DELAWARE IVY ASSET STRATEGY JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $0 | <0.1% | |
| DODGE & COX STOCK FUND JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $0 | <0.1% | |
| T. ROWE PRICE SCI & TECH JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $0 | <0.1% |
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