How big is Ozark Action, Inc.'s plan?

Ozark Action, Inc.'s plan reported $4.5M in assets and 139 participants for 2023.

Original filing (PDF)20250320133510NAL0011337440001

Ozark Action, Inc.

Name: Ozark Action, Inc. — Ozark Action, Inc. 403(b) Plan, Form 5500 (2023)
Creator: Ozark Action, Inc.
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Ozark Action, Inc. 403(b) Plan

403(b) retirement plan · Ozark Action, Inc.'s Ozark Action, Inc. 403(b) Plan held $4.5M in plan assets for 139 participants in 2023, with Capital Group (American Funds) as recordkeeper.

Signals · 1

Possibly inadequate fidelity bond

Active participants

139

Accounts w/ balance

139

Plan assets (EOY)

$4.5M

Net assets (EOY)

$4.5M

People on this filing

Terry Sanders signed Ozark Action, Inc.'s 2023 Form 5500 as plan administrator.

Terry Sanders — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Ozark Action, Inc.'s EIN is 43-0838508.

EIN 43-0838508

Plan number 001

Plan year 2023

ACK ID 20250320133510NAL0011337440001

Official Form 5500 document

Download the official 2023 Form 5500 (PDF) for Ozark Action, Inc. from the U.S. Department of Labor's EFAST2 system.

Download the official 2023 Form 5500 (PDF)

Plan features

Ozark Action, Inc.'s plan includes ERISA 404(c) participant direction, 403(b) custodial accounts, a default investment (QDIA).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for OZARK ACTION, INC..

Finding similar companies…

How this plan invests

This plan

32 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Fidelity bond appears below the 10%-of-assets requirement.

Plan sponsor

Name

OZARK ACTION, INC.

EIN

all filings

Address

710 E MAIN STREET · WEST PLAINS, MO · 65775

Phone

(417) 256-6147

Industry

Health Care & Social Assistance

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2023

Plan year begin

2023-07-01

Tax period

2024-06-30

Filed

2025-03-20

Pension benefit codes

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2M · 403(b)(7) custodial accounts

2T · Default investment account (QDIA)

Audit & trust (Schedule H)

Auditor

DEIDIKER ACCOUNTING AND CONSULTING,

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
CAPITAL GROUP RETIREMENT PLAN SVCS.	82-4555287	—	RECORDKEEPER	$1K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
EDWARD JONES	—	ST LOUIS, MO	INVESTMENT ADVISOR	$8K	—

Investments

32 direct securities· $4.2M(94% of reported assets)

Mutual Funds

$4.1M

30 holdings

Other securities

$160K

2 holdings

					% of plan
(A) American Funds Growth Fund of Amer Shares of mutual fund investments	Mutual Funds	—	$1.2M	$907K	20.1%
(A) American Funds Capital Inc Bldr Shares of mutual fund investments	Mutual Funds	—	$489K	$487K	10.8%
(A) American Funds Washington Mutual Shares of mutual fund investments	Mutual Funds	—	$362K	$484K	10.7%
(A) American Funds Invmt Co of America Shares of mutual fund investments	Mutual Funds	—	$182K	$407K	9.0%
(A) American Funds Capital World G/I Shares of mutual fund investments	Mutual Funds	—	$228K	$308K	6.8%
(A) American Funds Fundamental Investors Shares of mutual fund investments	Mutual Funds	—	$334K	$262K	5.8%
(A) American Funds Inc Fund of Amer Shares of mutual fund investments	Mutual Funds	—	$504K	$190K	4.2%
(A) American Funds New Perspective Shares of mutual fund investments	Mutual Funds	—	$186K	$151K	3.3%
(A) JHancock Bond Shares of mutual fund investments	Other securities	—	$157K	$149K	3.3%
(A) American Funds SMALLCAP World Shares of mutual fund investments	Mutual Funds	—	$110K	$101K	2.2%
(A) American Funds EuroPacific Shares of mutual fund investments ** $0	Mutual Funds	—	—	$98K	2.2%
(A) American Funds US Govt Sec Shares of mutual fund investments	Mutual Funds	—	$83K	$80K	1.8%
(A) American Funds 2050 Target Date Fund Shares of mutual fund investments	Mutual Funds	—	$114K	$70K	1.6%
(A) American Funds 2065 Target Date Fund Shares of mutual fund investments ** $725	Mutual Funds	—	—	$68K	1.5%
(A) American Funds 2040 Target Date Fund Shares of mutual fund investments	Mutual Funds	—	$90K	$64K	1.4%
(A) Oppenheimer Development Markets Shares of mutual fund investments	Mutual Funds	—	$62K	$58K	1.3%
(A) American Funds 2045 Target Date Fund Shares of mutual fund investments	Mutual Funds	—	$70K	$54K	1.2%
(A) American Funds BD FD Shares of mutual fund investments	Mutual Funds	—	$15K	$47K	1.0%
(A) American Funds 2030 Target Date Fund Shares of mutual fund investments	Mutual Funds	—	$62K	$37K	0.8%
(A) American Funds 2035 Target Date Fund Shares of mutual fund investments	Mutual Funds	—	$48K	$36K	0.8%
(A) American Funds New Economy Shares of mutual fund investments	Mutual Funds	—	$43K	$33K	0.7%
(A) Franklin Rising Dividends Shares of mutual fund investments	Mutual Funds	—	$32K	$29K	0.6%
(A) American Funds US Govt Market Shares of mutual fund investments	Mutual Funds	—	$31K	$27K	0.6%
(A) American Funds 2025 Target Date Fund Shares of mutual fund investments	Mutual Funds	—	$11K	$19K	0.4%
(A) American Funds 2055 Target Date Fund Shares of mutual fund investments	Mutual Funds	—	$27K	$16K	0.4%
(A) American Funds 2060 Target Date Fund Shares of mutual fund investments	Mutual Funds	—	$26K	$14K	0.3%
(A) Prudential Total Returns Bond A Shares of mutual fund investments	Other securities	—	$13K	$11K	0.3%
(A) Franklin Small Cap Value Fund Shares of mutual fund investments	Mutual Funds	—	$7K	$10K	0.2%
(A) American Funds 2020 Target Date Fund Shares of mutual fund investments	Mutual Funds	—	$12K	$9K	0.2%
(A) American Funds 2010 Target Date Fund Shares of mutual fund investments	Mutual Funds	—	$10K	$8K	0.2%
(A) American Funds 2015 Target Date Fund Shares of mutual fund investments	Mutual Funds	—	$6K	$3K	<0.1%
(A) American Funds In Inc. Shares of mutual fund investments	Mutual Funds	—	$2K	$2K	<0.1%