Original filing (PDF)20251015154615NAL0006812080005

BOARD OF TRUSTEES OF SMART LOCAL UNION NO. 36 PENSION FUND

Name: BOARD OF TRUSTEES OF SMART LOCAL UNION NO. 36 PENSION FUND — INTERNATIONAL ASSOCIATION OF SHEET METAL, AIR, RAIL AND TRANSPORTATION WORKERS (SMART) LOCAL UNION NO. 36 PENSION FUND, Form 5500 (2024)
Creator: BOARD OF TRUSTEES OF SMART LOCAL UNION NO. 36 PENSION FUND

Form 5500

FILING_RECEIVED

INTERNATIONAL ASSOCIATION OF SHEET METAL, AIR, RAIL AND TRANSPORTATION WORKERS (SMART) LOCAL UNION NO. 36 PENSION FUND

Defined-benefit pension plan

Signals · 3

72% in single holdingNo recordkeeper disclosed18 service providers

Active participants

1,381

Accounts w/ balance

—

Plan assets (EOY)

$372.9M

Net assets (EOY)

$372.3M

How this plan invests

This plan

5 pooled trusts

Schedule D

230 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

/ 100

Grade B

Above-average plan

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

Vendor stack

Participation health

100

Knocking points off

Top holding "[DFE: LEGAL & GENERAL RUSSELL 3000 CIT FUND (extraction pending)]" is 72% of plan.
31 bps in Schedule C fees — 206% above peer band of 10 bps.
No recordkeeper disclosed on Schedule C.

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BOARD OF TRUSTEES OF SMART LOCAL UNION NO. 36 PENSION FUND.

Plan sponsor

Name

BOARD OF TRUSTEES OF SMART LOCAL UNION NO. 36 PENSION FUND

EIN

43-0727853

Address

2319 CHOUTEAU AVE, SUITE 300 · SAINT LOUIS, MO · 63103

Phone

(314) 652-8175

Industry

Plumbing, Heating, AC Contractors· Constructionsee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-15

Pension benefit codes

1B · Flat-dollar DB formula

Audit & trust (Schedule H)

Auditor

LEGACY PROFESSIONALS LLP

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

18 rows

Other

Name	EIN	Location	Relation	Direct comp	Indirect comp
MARQUETTE ASSOCIATES, INC.	36-3485298	—	NONE	$180K	—
JACKIE CURLEE	43-0727853	—	EMPLOYEE	$105K	—
SHELTON CAPITAL MANAGEMENT	—	DENVER, CO	NONE	$103K	—
RREEF AMERICA LLC	58-5364506	—	NONE	$102K	—
WELLINGTON MANAGEMENT COMPANY, LLP	—	BOSTON, MA	NONE	$102K	—
BLACKROCK INSTITUTIONAL TRUST CO	94-3112180	—	NONE	$83K	—
JUDITH MITCHELL	43-0727853	—	EMPLOYEE/ADMINISTRATOR	$62K	—
LEGACY PROFESSIONALS LLP	32-0043599	—	NONE	$56K	—
JOANNA HAM	43-0727853	—	EMPLOYEE	$52K	—
EKON BENEFITS	43-1317863	—	NONE	$52K	—
EVELYN DUNAJCIK	43-0727853	—	EMPLOYEE	$51K	—
US BANK NATIONAL ASSOCIATION	31-0841368	—	NONE	$46K	—
CATHERINE DOBRYNSKI	43-0727853	—	EMPLOYEE	$38K	—
AMY JO WOOD	43-0727853	—	EMPLOYEE	$37K	—
SCHUCHAT, COOK, & WERNER	43-0763010	—	NONE	$36K	—
LEGAL & GENERAL INVESTMENT MGMT	—	CHICAGO, IL	NONE	$21K	—
CONNER ASH, P.C.	43-1012822	—	NONE	$11K	—
SYSTEM DESIGN ASSOCIATES	43-1228887	—	NONE	$5K	—

Investments

226 direct securities · 5 pooled funds· $181.3M(49% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Common Collective Trust

$149.8M

4 holdings

Uncategorized

$22.6M

226 holdings

103-12 Investment Entity

$8.9M

1 holding

Investment	Type	Shares / units	Cost	Current value	% of plan
LEGAL & GENERAL RUSSELL 3000 CIT FD RELIANCE TRUST COMPANY · EIN 35-7085469 / PN 008	Common Collective Trust	—	—	$113.6M	30.5%
WTC-CTF INTL SMALL CAP EQUITY WELLINGTON TRUST COMPANY, NA · EIN 46-2546180 / PN 001	Common Collective Trust	—	—	$13.9M	3.7%
[DFE: BLACKROCK EMERGING MARKETS COLLECTIVE FUND (extraction pending)]	—	—	—	$13.8M	3.7%
BLACKROCK EMERG MKTS COLL FUND BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 85-2265574 / PN 001	Common Collective Trust	—	—	$13.8M	3.7%
PROLOAN BOND FUND, LLC PROLOAN BOND FUND, LLC · EIN 26-3436991 / PN 001	103-12 Investment Entity	—	—	$8.9M	2.4%
AFL-CIO BUILDING INVESTMENT TRUST GREAT GRAY TRUST COMPANY, LLC · EIN 52-6328901 / PN 001	Common Collective Trust	—	—	$8.5M	2.3%
U.S. Treasury 5 Year Contract	—	—	—	$1.2M	0.3%
FNMA	—	—	—	$755K	0.2%
GN CJ1398	—	—	—	$385K	0.1%
United States Treasury Notes/Bonds	—	—	—	$308K	<0.1%
GN CV1937	—	—	—	$308K	<0.1%
GN BV8028	—	—	—	$306K	<0.1%
GN CJ9088	—	—	—	$294K	<0.1%
United States Treasury Notes/Bonds	—	—	—	$282K	<0.1%
GNR 2022-184 M	—	—	—	$260K	<0.1%
GN CJ1407	—	—	—	$248K	<0.1%
GN CI4288	—	—	—	$245K	<0.1%
GNR 2023-92 AE	—	—	—	$193K	<0.1%
United States Treasury Notes/Bonds	—	—	—	$168K	<0.1%
GN CA0637	—	—	—	$156K	<0.1%
GN CX7342	—	—	—	$143K	<0.1%
GN CN0096	—	—	—	$124K	<0.1%
GN BW2033	—	—	—	$122K	<0.1%
GN CP3706	—	—	—	$116K	<0.1%
GN BT4740	—	—	—	$112K	<0.1%
GNR 2022-147 B	—	—	—	$110K	<0.1%
United States Treasury Notes/Bonds	—	—	—	$103K	<0.1%
GN CU4627	—	—	—	$99K	<0.1%
GNR 2023-191 A	—	—	—	$95K	<0.1%
United States Treasury Notes/Bonds	—	—	—	$93K	<0.1%
United States Treasury STRIPS	—	—	—	$91K	<0.1%
GN CA0634	—	—	—	$77K	<0.1%
GN BV8026	—	—	—	$66K	<0.1%
United States Treasury STRIPS	—	—	—	$66K	<0.1%
GNR 2020-37 A	—	—	—	$66K	<0.1%
Albertsons Cos Inc / Safeway Inc / New Albertsons LP / Albertsons LLC	—	—	—	$66K	<0.1%
FHR 5374	—	—	—	$57K	<0.1%
G2 786656	—	—	—	$57K	<0.1%
Bath & Body Works Inc	—	—	—	$54K	<0.1%
Bank of America Corp	—	—	—	$43K	<0.1%
G2 CT7223	—	—	—	$41K	<0.1%
GN CV9238	—	—	—	$40K	<0.1%
Spirit AeroSystems Inc	—	—	—	$40K	<0.1%
GNR 2023-142 A	—	—	—	$39K	<0.1%
Jane Street Group / JSG Finance Inc	—	—	—	$38K	<0.1%
Aircastle Ltd	—	—	—	$37K	<0.1%
Bank of New York Mellon Corp/The	—	—	—	$36K	<0.1%
Anglo American Capital PLC	—	—	—	$36K	<0.1%
Citigroup Inc	—	—	—	$35K	<0.1%
Bank of America Corp	—	—	—	$35K	<0.1%
GNR 2022-165 IO	—	—	—	$34K	<0.1%
Directv Financing LLC / Directv Financing Co-Obligor Inc	—	—	—	$34K	<0.1%
Dominion Energy Inc	—	—	—	$33K	<0.1%
Wells Fargo & Co	—	—	—	$33K	<0.1%
GNR 2024-52 A	—	—	—	$33K	<0.1%
American Express Co	—	—	—	$33K	<0.1%
US Bancorp	—	—	—	$33K	<0.1%
American Electric Power Co Inc	—	—	—	$33K	<0.1%
CVR Energy Inc	—	—	—	$32K	<0.1%
Duke Energy Carolinas LLC	—	—	—	$32K	<0.1%
GNR 2022-184 IO	—	—	—	$32K	<0.1%
XPO Inc	—	—	—	$31K	<0.1%
Avolon Holdings Funding Ltd	—	—	—	$30K	<0.1%
GNR 2022-72 DI	—	—	—	$29K	<0.1%
Dominion Energy Inc	—	—	—	$28K	<0.1%
GNR 2020-174 A	—	—	—	$28K	<0.1%
GNR 2020-137 IO	—	—	—	$28K	<0.1%
G2 MA6968	—	—	—	$27K	<0.1%
GNR 2018-108 IA	—	—	—	$26K	<0.1%
ENT 2023-1A A3 01/16/2029	—	—	—	$26K	<0.1%
G2 CS7545	—	—	—	$26K	<0.1%
GNR 2022-144 IO	—	—	—	$26K	<0.1%
Citigroup Inc	—	—	—	$26K	<0.1%
United Rentals North America Inc	—	—	—	$25K	<0.1%
Ball Corp	—	—	—	$24K	<0.1%
AXA Equitable Holdings Inc	—	—	—	$24K	<0.1%
Ford Motor Credit Co LLC	—	—	—	$24K	<0.1%
NXP BV / NXP Funding LLC / NXP USA Inc	—	—	—	$23K	<0.1%
GN CW2326	—	—	—	$23K	<0.1%
GNR 2023-33 IO	—	—	—	$22K	<0.1%
Boeing Co/The	—	—	—	$22K	<0.1%
INDX 2005-AR18 1A1 10/25/2036	—	—	—	$21K	<0.1%
GN CW2326	—	—	—	$21K	<0.1%
Capital One Financial Corp	—	—	—	$21K	<0.1%
Huntsman International LLC	—	—	—	$21K	<0.1%
Truist Financial Corp	—	—	—	$21K	<0.1%
RALI 2006-QO2 A3 02/25/2046	—	—	—	$20K	<0.1%
GNR 2021-222 IO	—	—	—	$20K	<0.1%
Olin Corp	—	—	—	$20K	<0.1%
Becton Dickinson & Co	—	—	—	$20K	<0.1%
Schlumberger Holdings Corp	—	—	—	$20K	<0.1%
JPMorgan Chase & Co	—	—	—	$20K	<0.1%
PNC Financial Services Group Inc/The	—	—	—	$19K	<0.1%
GNR 2023-142 IO	—	—	—	$19K	<0.1%
VICI Properties LP / VICI Note Co Inc	—	—	—	$19K	<0.1%
Paramount Global	—	—	—	$19K	<0.1%
GNR 2023-119 IO	—	—	—	$19K	<0.1%
Citigroup Inc	—	—	—	$19K	<0.1%
GNR 2017-169 A	—	—	—	$18K	<0.1%
GNR 2022-52 IO	—	—	—	$17K	<0.1%
Sprint Capital Corp	—	—	—	$17K	<0.1%
Ford Motor Credit Co LLC	—	—	—	$17K	<0.1%
Morgan Stanley	—	—	—	$17K	<0.1%
Wells Fargo & Co	—	—	—	$17K	<0.1%
GNR 2022-38 IO	—	—	—	$17K	<0.1%
G2 MA7283	—	—	—	$17K	<0.1%
GNR 2022-33 IO	—	—	—	$17K	<0.1%
GNR 2021-163 IO	—	—	—	$16K	<0.1%
GNR 2020-50 IO	—	—	—	$15K	<0.1%
Goldman Sachs Group Inc/The	—	—	—	$14K	<0.1%
McDonald's Corp	—	—	—	$14K	<0.1%
Prudential Financial Inc	—	—	—	$14K	<0.1%
JPMorgan Chase & Co	—	—	—	$14K	<0.1%
GSAA 2006-20 2A1A 12/25/2046	—	—	—	$14K	<0.1%
GNR 2020-66 IO	—	—	—	$13K	<0.1%
Citigroup Inc	—	—	—	$13K	<0.1%
Constellation Brands Inc	—	—	—	$13K	<0.1%
GNR 2020-56 A	—	—	—	$12K	<0.1%
EOG Resources Inc	—	—	—	$12K	<0.1%
GN CI4288	—	—	—	$12K	<0.1%
Spectra Energy Partners LP	—	—	—	$12K	<0.1%
Charles Schwab Corp/The	—	—	—	$12K	<0.1%
GNR 2021-127 IO	—	—	—	$12K	<0.1%
McDonald's Corp	—	—	—	$12K	<0.1%
Dover Corp	—	—	—	$11K	<0.1%
Fiserv Inc	—	—	—	$11K	<0.1%
Targa Resources Partners LP / Targa Resources Partners Finance Corp	—	—	—	$11K	<0.1%
GNR 2024-119 IO	—	—	—	$11K	<0.1%
Duke Energy Carolinas LLC	—	—	—	$11K	<0.1%
Phillips 66	—	—	—	$10K	<0.1%
GNR 2018-130 IO	—	—	—	$10K	<0.1%
GNR 2016-152 DA	—	—	—	$10K	<0.1%
Nutrien Ltd	—	—	—	$10K	<0.1%
Nutrien Ltd	—	—	—	$10K	<0.1%
Kinder Morgan Inc/DE	—	—	—	$10K	<0.1%
American Airlines Inc/AAdvantage Loyalty IP Ltd	—	—	—	$10K	<0.1%
GNR 2017-169 AC	—	—	—	$10K	<0.1%
G2 MA6769	—	—	—	$9K	<0.1%
Bristol Myers Squibb Co	—	—	—	$9K	<0.1%
GNR 2020-135 IO	—	—	—	$9K	<0.1%
AHMA 2006-1 1A1 05/25/2046	—	—	—	$9K	<0.1%
GNR 2020-80 IO	—	—	—	$9K	<0.1%
Burlington Northern Santa Fe LLC	—	—	—	$9K	<0.1%
COLT 2021-3R A1 12/25/2064	—	—	—	$9K	<0.1%
Codelco Inc	—	—	—	$9K	<0.1%
GNR 2020-52 IO	—	—	—	$8K	<0.1%
Sysco Corp	—	—	—	$8K	<0.1%
ONEOK Inc	—	—	—	$8K	<0.1%
GN CP3706	—	—	—	$8K	<0.1%
MFRA 2020-NQM3 A1 01/26/2065	—	—	—	$8K	<0.1%
Pfizer Inc	—	—	—	$8K	<0.1%
Canadian Pacific Railway Co	—	—	—	$8K	<0.1%
Parker-Hannifin Corp	—	—	—	$8K	<0.1%
Verizon Communications Inc	—	—	—	$8K	<0.1%
Parker-Hannifin Corp	—	—	—	$8K	<0.1%
New Jersey Turnpike Authority	—	—	—	$8K	<0.1%
Comcast Corp	—	—	—	$7K	<0.1%
GNR 2018-57 IO	—	—	—	$7K	<0.1%
GNR 2020-23 IO	—	—	—	$7K	<0.1%
Tampa Electric Co	—	—	—	$7K	<0.1%
RALI 2006-QO2 A3 02/25/2046	—	—	—	$7K	<0.1%
RTX Corp	—	—	—	$7K	<0.1%
Consolidated Edison Co of New York Inc	—	—	—	$7K	<0.1%
GNR 2019-64 IO	—	—	—	$7K	<0.1%
MSC 2015-UBS8 A4 12/15/2048	—	—	—	$7K	<0.1%
Alabama Power Co	—	—	—	$7K	<0.1%
Graphic Packaging International LLC	—	—	—	$7K	<0.1%
The Campbell's Company	—	—	—	$7K	<0.1%
GNR 2018-99 AN	—	—	—	$6K	<0.1%
ERP Operating LP	—	—	—	$6K	<0.1%
Enterprise Products Operating LLC	—	—	—	$6K	<0.1%
GNR 2019-93 AC	—	—	—	$6K	<0.1%
AT&T Inc	—	—	—	$6K	<0.1%
CSMC 2022-ATH2 A1 05/25/2067	—	—	—	$6K	<0.1%
Anheuser-Busch Cos LLC / Anheuser-Busch InBev Worldwide Inc	—	—	—	$6K	<0.1%
GNR 2019-134 IO	—	—	—	$6K	<0.1%
G2 MA7165	—	—	—	$6K	<0.1%
Goldman Sachs Group Inc/The	—	—	—	$6K	<0.1%
Broadcom Inc	—	—	—	$6K	<0.1%
Goodyear Tire & Rubber Co/The	—	—	—	$6K	<0.1%
Westlake Corp	—	—	—	$6K	<0.1%
Dominion Energy Inc	—	—	—	$6K	<0.1%
Williams Cos Inc/The	—	—	—	$6K	<0.1%
Shell Finance US Inc	—	—	—	$6K	<0.1%
QUALCOMM Inc	—	—	—	$6K	<0.1%
United Parcel Service Inc	—	—	—	$6K	<0.1%
Travelers Cos Inc/The	—	—	—	$6K	<0.1%
MetLife Inc	—	—	—	$6K	<0.1%
ARSI 2005-W4 A2D 02/25/2036	—	—	—	$6K	<0.1%
GNR 2020-37 IO	—	—	—	$5K	<0.1%
Altria Group Inc	—	—	—	$5K	<0.1%
RALI 2006-QO2 A3 02/25/2046	—	—	—	$5K	<0.1%
GNR 2019-76 AC	—	—	—	$5K	<0.1%
FHMS K090 X1	—	—	—	$5K	<0.1%
GNR 2017-159 IO	—	—	—	$5K	<0.1%
Oracle Corp	—	—	—	$5K	<0.1%
Amgen Inc	—	—	—	$5K	<0.1%
Wisconsin Power & Light Co	—	—	—	$4K	<0.1%
AT&T Inc	—	—	—	$4K	<0.1%
GSAA 2006-20 2A1A 12/25/2046	—	—	—	$4K	<0.1%

Showing top 200 of 231 investments by value.