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Original filing (PDF)20251110165513NAL0006259744001
LR-STL, LLC
Form 5500
FILING_RECEIVED
LEWIS RICE PROFIT SHARING PLAN
401(k) retirement plan
Signals · 2
79% in single holdingNo recordkeeper disclosed
Active participants
215
Accounts w/ balance
255
Plan assets (EOY)
$143.9M
Net assets (EOY)
$143.9M
How this plan invests
This plan
2 pooled trusts
Schedule D
6 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
88
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Other" is 79% of plan.
- 12 bps in Schedule C fees — modestly above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for LR-STL, LLC.
Plan sponsor
Name
LR-STL, LLC
EIN
43-0680427
Address
600 WASHINGTON AVENUE · SUITE 2500 · ST. LOUIS, MO · 63101
Phone
(314) 444-1313
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-02-01
Tax period
2025-01-31
Filed
2025-11-10
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsOther
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH,PIERCE,FENNER & SMITH | 13-5674085 | NEW YORK, NY | NONE | $109K | — |
| CUTTER & COMPANY | — | BALLWIN, MO | NONE | $30K | — |
| PLAN CORP | — | ST. LOUIS, MO | NONE | $25K | — |
| PARKSIDE FINANCIAL BANK AND TRUST | — | CLAYTON, MO | NONE | $14K | — |
Investments
6 direct securities · 2 pooled funds· $6.8M(5% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$3.4M
2 holdings
OTHER
$3.1M
2 holdings
Uncategorized
$287K
4 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| CAPITAL PRESERVATION FUND CL R6 FEDERATED · EIN 22-2712853 / PN 001 | Common Collective Trust | — | — | $2.9M | 2.0% | |
| Other | OTHER | — | $2.7M | $2.7M | 1.9% | |
| CAPITAL PRESERVATION FUND R6 GM FEDERATED · EIN 22-2712853 / PN 001 | Common Collective Trust | — | — | $478K | 0.3% | |
| Other | OTHER | — | $438K | $438K | 0.3% | |
| Interest-bearing cash (include money market accounts & certificates of deposit) | — | — | $125K | $125K | <0.1% | |
| Value of funds held in insurance company general account (unallocated contracts) | — | — | $122K | $122K | <0.1% | |
| Interest-bearing cash (include money market accounts & certificates of deposit) | — | — | $20K | $20K | <0.1% | |
| Value of funds held in insurance company general account (unallocated contracts) | — | — | $20K | $20K | <0.1% |
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