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Original filing (PDF)20251014121234NAL0005774834004
THE DANIEL AND HENRY CO.
Form 5500
FILING_RECEIVED
THE DANIEL AND HENRY CO. SALARY SAVINGS PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
124
Accounts w/ balance
138
Plan assets (EOY)
$23.0M
Net assets (EOY)
$23.0M
How this plan invests
This plan
18 pooled trusts
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 36 bps in Schedule C fees — modestly above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE DANIEL AND HENRY CO..
Plan sponsor
Name
THE DANIEL AND HENRY CO.
EIN
43-0634945
Address
1001 HIGHLANDS PLAZA DR. WEST · SUITE 500 · ST. LOUIS, MO · 63110
Phone
(314) 421-1525
Industry
Insurance Agencies & Brokerages· Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsOther
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EPIC RETIREMENT PLAN SERVICES | 16-1450952 | — | NONE | $42K | — |
| MONETA GROUP LLC | 20-1903821 | — | NONE | $41K | — |
| CHARLES SCHWAB TRUST BANK | 82-3967259 | — | NONE | $0 | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $0 | — |
Investments
13 direct securities · 18 pooled funds· $22.5M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$12.0M
18 holdings
Uncategorized
$10.5M
13 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SCHWAB INDEXED RET TRUST FD 2040 CHARLES SCHWAB BANK · EIN 81-0625169 / PN 017 | Common Collective Trust | — | $83K | $3.8M | 16.6% | |
| American Funds Growth Fund of America R6 43,833 shares | — | — | $44K | $3.3M | 14.2% | |
| SCHWAB INDEXED RET TRUST FD 2030 CHARLES SCHWAB BANK · EIN 81-0625169 / PN 015 | Common Collective Trust | — | $81K | $3.2M | 13.8% | |
| Fidelity 500 Index 11,828 shares | — | — | $12K | $2.4M | 10.5% | |
| SCHWAB INDEXED RET TRUST FD 2020 CHARLES SCHWAB BANK · EIN 81-0625169 / PN 013 | Common Collective Trust | — | $59K | $1.8M | 7.9% | |
| Dodge & Cox Stuck Fund 6,301 shares | — | — | $6K | $1.6M | 7.0% | |
| GALLIARD STABLE RETURN FUND C SEI TRUST COMPANY · EIN 52-2250946 / PN 001 | Common Collective Trust | — | $18K | $1.1M | 4.9% | |
| IR&M CORE BOND COLLECTIVE FUND GLOBAL TRUST COMPANY - IR&M · EIN 37-6567224 / PN 001 | Common Collective Trust | — | $61K | $733K | 3.2% | |
| American Funds EuroPacific Gr R6 11,515 shares | — | — | $12K | $619K | 2.7% | |
| SCHWAB INDEXED RET TRUST FD 2050 CHARLES SCHWAB BANK · EIN 81-0625169 / PN 019 | Common Collective Trust | — | $11K | $548K | 2.4% | |
| T. Rowe Price Integrated US SM Growth Equity 12,026 shares | — | — | $12K | $523K | 2.3% | |
| Delaware Ivy Mid Cap Growth 15,188 shares | — | — | $15K | $446K | 1.9% | |
| Fidelity Small Cap Index 15,434 shares | — | — | $15K | $427K | 1.9% | |
| JPMorgan Mid Cap Value R6 10,081 shares | — | — | $10K | $370K | 1.6% | |
| Fidelity Intl Index 7,101 shares | — | — | $7K | $338K | 1.5% | |
| SCHWAB INDEXED RET TRUST FD 2010 CHARLES SCHWAB BANK · EIN 81-0625169 / PN 011 | Common Collective Trust | — | $8K | $218K | 0.9% | |
| Notes Receivable from Plan Participants, Various Maturity Dates Through 2029 Interest Rates of 5.75% - 9.25%* | — | — | — | $185K | 0.8% | |
| SCHWAB INDEXED RET TRUST FD 2045 CHARLES SCHWAB BANK · EIN 81-0625169 / PN 018 | Common Collective Trust | — | $3K | $167K | 0.7% | |
| Ishares Developed Real Est Index K 15,386 shares | — | — | $15K | $122K | 0.5% | |
| RETIREMENT ADVOCATE MODERATE MATRIX TRUST COMPANY · EIN 75-3182674 / PN 220 | Common Collective Trust | — | $4K | $109K | 0.5% | |
| RETIREMENT ADVOCATE MOD CONSERV MATRIX TRUST COMPANY · EIN 75-3182674 / PN 219 | Common Collective Trust | — | $5K | $96K | 0.4% | |
| SCHWAB INDEXED RET TRUST FD 2035 CHARLES SCHWAB BANK · EIN 81-0625169 / PN 016 | Common Collective Trust | — | $2K | $86K | 0.4% | |
| Fidelity Emerging Mkts Index 6,299 shares | — | — | $6K | $66K | 0.3% | |
| Fidelity Mid Cap Index 1,625 shares | — | — | $2K | $55K | 0.2% | |
| SCHWAB INDEXED RET TRUST FD 2060 CHARLES SCHWAB BANK · EIN 81-0625169 / PN 023 | Common Collective Trust | — | $2K | $44K | 0.2% | |
| SCHWAB INDEXED RET TRUST FD 2055 CHARLES SCHWAB BANK · EIN 81-0625169 / PN 021 | Common Collective Trust | — | $1K | $37K | 0.2% | |
| SCHWAB INDEXED RET TRUST FD 2025 CHARLES SCHWAB BANK · EIN 81-0625169 / PN 014 | Common Collective Trust | — | — | $27K | 0.1% | |
| RETIREMENT ADVOCATE MOD AGGRESSIVE MATRIX TRUST COMPANY · EIN 75-3182674 / PN 221 | Common Collective Trust | — | — | $17K | <0.1% | |
| SCHWAB INDEXED RET TRUST FD 2065 CHARLES SCHWAB BANK · EIN 81-0625169 / PN 025 | Common Collective Trust | — | $1K | $15K | <0.1% | |
| RETIREMENT ADVOCATE CONSERVATIVE MATRIX TRUST COMPANY · EIN 75-3182674 / PN 218 | Common Collective Trust | — | — | $7K | <0.1% | |
| RETIREMENT ADVOCATE AGGRESSIVE MATRIX TRUST COMPANY · EIN 75-3182674 / PN 222 | Common Collective Trust | — | — | $3K | <0.1% |