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Original filing (PDF)20250922111612NAL0005540848001
HNB NATIONAL BANK
Form 5500
FILING_RECEIVED
HNB NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN
401(k) retirement plan
Active participants
129
Accounts w/ balance
133
Plan assets (EOY)
$12.2M
Net assets (EOY)
$12.2M
How this plan invests
This plan
3 pooled trusts
Schedule D
36 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HNB NATIONAL BANK.
Plan sponsor
Name
HNB NATIONAL BANK
EIN
43-0309403
Address
100 N MAIN PO BOX 1107 · HANNIBAL, MO · 63401
Phone
(573) 565-2221
Industry
Commercial Banking· Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-22
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
WADES STABLES P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $2K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WADE STABLES P.C. | 43-1498457 | — | ACCOUNTANT | $6K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STIFEL INDEPENDENT ADVISORS | 43-1273600 | — | INVESTMENT/FINANCIAL ADVI | $21K | — |
| STIFEL NICOLAUS | 43-0538770 | — | INVESTMENT/FINANCIAL ADVI | $6K | — |
Investments
33 direct securities · 3 pooled funds· $12.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$9.9M
33 holdings
Common Collective Trust
$2.3M
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| MFS GRTH ALLOC R3 | Registered Investment Companies | — | — | $1.4M | 11.3% | |
| STATE ST S&P 500 IDX VIII STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 343 | Common Collective Trust | — | — | $1.4M | 11.1% | |
| AM FND THE GROWTH FND OF AM-R3 | Registered Investment Companies | — | — | $1.1M | 9.0% | |
| MFS CON ALLOC R3 | Registered Investment Companies | — | — | $1.0M | 8.2% | |
| T.ROWE PRICE RETIREMENT 2040-R | Registered Investment Companies | — | — | $963K | 7.9% | |
| FEDERATED CAPITAL PRESERV SP FEDERATED INVESTORS TRUST CO · EIN 22-2712853 / PN 001 | Common Collective Trust | — | — | $898K | 7.4% | |
| T.ROWE PRICE RETIREMENT 2045-R | Registered Investment Companies | — | — | $673K | 5.5% | |
| AMER FUNDS NEW PERSPECTIVE-R3 | Registered Investment Companies | — | — | $646K | 5.3% | |
| T. ROWE PRICE VALUE FUND - ADV | Registered Investment Companies | — | — | $634K | 5.2% | |
| T.ROWE PRICE RETIREMENT 2030-R | Registered Investment Companies | — | — | $459K | 3.8% | |
| T.ROWE PRICE RETIREMENT 2050-R | Registered Investment Companies | — | — | $456K | 3.7% | |
| T.ROWE PRICE RETIREMENT 2035-R | Registered Investment Companies | — | — | $382K | 3.1% | |
| MFS MOD ALLOC - R3 | Registered Investment Companies | — | — | $370K | 3.0% | |
| T.ROWE PRICE RETIREMENT 2055-R | Registered Investment Companies | — | — | $349K | 2.9% | |
| INVESCO GLOBAL FOCUS R | Registered Investment Companies | — | — | $326K | 2.7% | |
| AMERICAN US GOV MONEY MKT R1 | Registered Investment Companies | — | — | $204K | 1.7% | |
| FRANKLIN SMALL CAP VALUE FD-A | Registered Investment Companies | — | — | $170K | 1.4% | |
| VIC PIO STRATEGIC INCOME A | Registered Investment Companies | — | — | $149K | 1.2% | |
| ALLSPRING SMID CAP GROWTH A | Registered Investment Companies | — | — | $144K | 1.2% | |
| T.ROWE PRICE RETIREMENT 2025-R | Registered Investment Companies | — | — | $144K | 1.2% | |
| GOLDMAN SMALL CAP GROWTH A | Registered Investment Companies | — | — | $64K | 0.5% | |
| STATE ST US BD IDX SL VII STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 361 | Common Collective Trust | — | — | $63K | 0.5% | |
| LOOMIS SAYLES INV GRADE BND A | Registered Investment Companies | — | — | $62K | 0.5% | |
| T. ROWE PRICE RETIRE BALANCE R | Registered Investment Companies | — | — | $46K | 0.4% | |
| AM FNDS CAPITAL INC BUILDER-R3 | Registered Investment Companies | — | — | $29K | 0.2% | |
| MACQUARIE MID CAP GROWTH A | Registered Investment Companies | — | — | $21K | 0.2% | |
| GOLDMAN SACHS US MORTGAGES A | Registered Investment Companies | — | — | $20K | 0.2% | |
| T.ROWE PRICE RETIREMENT 2020-R | Registered Investment Companies | — | — | $19K | 0.2% | |
| JPM MID CAP VALUE R3 | Registered Investment Companies | — | — | $17K | 0.1% | |
| T.ROWE PRICE RETIREMENT 2015-R | Registered Investment Companies | — | — | $16K | 0.1% | |
| TEMPLETON FOREIGN FUND - A | Registered Investment Companies | — | — | $10K | <0.1% | |
| AM FNDS EUROPACIFIC GROWTH -R3 | Registered Investment Companies | — | — | $9K | <0.1% | |
| AMERICAN FUNDS NEW WORLD-R3 | Registered Investment Companies | — | — | $9K | <0.1% | |
| PIMCO HIGH YIELD FUND - A | Registered Investment Companies | — | — | $6K | <0.1% | |
| TEMPLETON GLOBAL BOND FUND - A | Registered Investment Companies | — | — | $4K | <0.1% | |
| T. ROWE PRICE RETIREMENT 2065 | Registered Investment Companies | — | — | $2K | <0.1% |