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Original filing (PDF)20251014085643NAL0003428112001
SULLIVAN BANK
Form 5500
FILING_RECEIVED
SULLIVAN BANK 401(K) RETIREMENT PLAN
401(k) retirement plan
Active participants
156
Accounts w/ balance
157
Plan assets (EOY)
$11.8M
Net assets (EOY)
$11.8M
How this plan invests
This plan
4 pooled trusts
Schedule D
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SULLIVAN BANK.
Plan sponsor
Name
SULLIVAN BANK
EIN
43-0170310
Address
318 WEST MAIN · SULLIVAN, MO · 63080
Phone
(573) 468-3191
Industry
Commercial Banking· Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $10K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LPL FINANCIAL | 04-3046611 | — | INVESTMENT ADVISOR | $24K | — |
Investments
23 direct securities · 4 pooled funds· $12.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$11.3M
22 holdings
Common Collective Trust
$1.2M
4 holdings
Guaranteed Income / GIC
$142K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund | — | — | $8K | $1.6M | 13.2% | |
| Self-Directed Brokerage Accounts * Various | — | — | — | $1.5M | 13.1% | |
| Fidelity International Index Fund | — | — | $27K | $1.3M | 10.8% | |
| Fidelity Large Cap Growth Index Fund | — | — | $29K | $1.1M | 9.5% | |
| Fidelity Mid Cap Index Fund | — | — | $28K | $936K | 7.9% | |
| Putnam Large Cap Value Fund | — | — | $40K | $862K | 7.3% | |
| PUTN LARGE CP VAL R1 GREAT GRAY TRUST COMPANY, LLC · EIN 38-4065329 / PN 426 | Common Collective Trust | — | — | $862K | 7.3% | |
| Fidelity Small Cap Index Fund | — | — | $29K | $797K | 6.8% | |
| Baird Aggregate Bond Fund Class Institutional | — | — | $80K | $768K | 6.5% | |
| Baird Ultra Short Bond Investment Fund | — | — | $65K | $659K | 5.6% | |
| SCH. H ITEM 4i - SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES AT December 31, 2024 Issuer and Description Number of Units Current Value Mutual Funds Fidelity Government Money Market | — | — | $273K | $273K | 2.3% | |
| Vanguard Target Retirement 2050 Fund | — | — | $5K | $240K | 2.0% | |
| Vanguard Target Retirement 2025 Fund | — | — | $12K | $216K | 1.8% | |
| INTERNATIONAL EQ R1 GREAT GRAY TRUST COMPANY · EIN 38-4139853 / PN 631 | Common Collective Trust | — | $16K | $191K | 1.6% | |
| Vanguard Target Retirement 2060 Fund | — | — | $3K | $161K | 1.4% | |
| Vanguard Target Retirement 2030 Fund | — | — | $4K | $152K | 1.3% | |
| DFA Global Real Estate Securities Portfolio | — | — | $14K | $143K | 1.2% | |
| Empower Guaranteed Income Fund | Guaranteed Income / GIC | — | — | $142K | 1.2% | |
| Vanguard Target Retirement 2035 Fund | — | — | $6K | $133K | 1.1% | |
| Vanguard Target Retirement 2040 Fund | — | — | $3K | $115K | 1.0% | |
| Fidelity Emerging Markets Index Fund | — | — | $10K | $103K | 0.9% | |
| JP Morgan Emerging Markets Equity Fund Class R6 | — | — | $3K | $94K | 0.8% | |
| Vanguard Target Retirement 2020 Fund | — | — | $3K | $90K | 0.8% | |
| SMALL CAP GR II R1 GREAT GRAY TRUST COMPANY · EIN 38-4126288 / PN 592 | Common Collective Trust | — | $6K | $78K | 0.7% | |
| AC SMALL CAP VALUE GREAT GRAY TRUST COMPANY, LLC · EIN 38-4126250 / PN 554 | Common Collective Trust | — | $4K | $75K | 0.6% | |
| Vanguard Target Retirement 2045 Fund | — | — | $2K | $61K | 0.5% | |
| Vanguard Target Retirement 2055 Fund 46 | — | — | — | $3K | <0.1% |
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