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Original filing (PDF)20251008104043NAL0009228496001
LEERINK PARTNERS LLC
Form 5500
FILING_RECEIVED
LEERINK PARTNERS 401(K) PLAN
401(k) retirement plan
Active participants
343
Accounts w/ balance
556
Plan assets (EOY)
$76.1M
Net assets (EOY)
$76.1M
How this plan invests
This plan
1 pooled trust
Schedule D
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for LEERINK PARTNERS LLC.
Plan sponsor
Name
LEERINK PARTNERS LLC
EIN
42-1738148
Address
53 STATE STREET, 40TH FLOOR · BOSTON, MA · 02109
Phone
(617) 918-4854
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-08
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $4K | — |
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $0 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GALLAGHER BENEFIT SERVICES | — | CLEVELAND, OH | INVESTMENT ADVISOR | $77K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THE ANGELL PENSION GROUP INC | — | EAST PROVIDENCE, RI | CONTRACT ADMIN | $750 | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BAKER TILLY VIRCHOW KRAUSE, LLP | — | NEW CASTLE, PA | AUDITOR | $33K | — |
Investments
33 direct securities · 1 pooled fund· $76.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$58.4M
32 holdings
Mutual Funds
$11.5M
1 holding
Common Collective Trust
$6.3M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| s * Fidelity 500 Index Fund N/R | Mutual Funds | — | — | $11.5M | 15.1% | |
| T. Rowe Price T. Rowe Price Retirement 2055 Fund I Class N/R | — | — | — | $9.4M | 12.3% | |
| GALLIARD STABLE RETURN FUND M WELLS FARGO MUTUAL FUNDS · EIN 94-6751924 / PN 001 | Common Collective Trust | — | — | $6.3M | 8.2% | |
| Vanguard Growth Index Fund Admiral Shares N/R | — | — | — | $5.0M | 6.6% | |
| T. Rowe Price T. Rowe Price Retirement 2045 Fund I Class N/R | — | — | — | $3.8M | 5.0% | |
| T. Rowe Price T. Rowe Price Retirement 2050 Fund I Class N/R | — | — | — | $3.5M | 4.6% | |
| Vanguard Mid-Cap Growth Index Fund Admiral Shares N/R | — | — | — | $3.4M | 4.5% | |
| Vanguard Health Care Index Fund Admiral Shares N/R | — | — | — | $3.2M | 4.2% | |
| Vanguard Small Cap Value Index Fund Admiral Shares N/R | — | — | — | $3.1M | 4.0% | |
| Vanguard Information Technology Index Fund Admiral Shares N/R | — | — | — | $3.0M | 3.9% | |
| T. Rowe Price T. Rowe Price Retirement 2030 Fund I Class N/R | — | — | — | $2.9M | 3.8% | |
| T. Rowe Price T. Rowe Price Retirement 2035 Fund I Class N/R | — | — | — | $2.6M | 3.5% | |
| Vanguard Small-Cap Growth Index Fund Admiral Shares N/R | — | — | — | $2.6M | 3.4% | |
| T. Rowe Price T. Rowe Price Retirement 2040 Fund I Class N/R | — | — | — | $2.3M | 3.1% | |
| Vanguard Equity-Income Fund Admiral Shares N/R | — | — | — | $2.3M | 3.0% | |
| Fidelity International Index Fund N/R | — | — | — | $2.3M | 3.0% | |
| T. Rowe Price T. Rowe Price Retirement 2025 Fund I Class N/R | — | — | — | $1.2M | 1.6% | |
| Fidelity Total Bond K6 Fund N/R | — | — | — | $1.0M | 1.4% | |
| Vanguard Energy Index Fund Admiral Shares N/R | — | — | — | $1.0M | 1.3% | |
| Vanguard Emerging Markets Stock Index Admiral Shares N/R | — | — | — | $1.0M | 1.3% | |
| Vanguard Balanced Index Fund Admiral Shares N/R | — | — | — | $991K | 1.3% | |
| American Century American Century Global Gold Fund I Class N/R | — | — | — | $910K | 1.2% | |
| Vanguard Mid-Cap Value Index Admiral Shares N/R | — | — | — | $834K | 1.1% | |
| Fidelity U.S. Bond Index Fund N/R | — | — | — | $737K | 1.0% | |
| Vanguard Total International Bond Index Fund Admiral Shares N/R | — | — | — | $327K | 0.4% | |
| Participant Loans Notes receivable from participants, with interest rates $0 | — | — | — | $317K | 0.4% | |
| Fidelity Small Cap Index Fund N/R | — | — | — | $180K | 0.2% | |
| Fidelity Mid Cap Index Fund N/R | — | — | — | $119K | 0.2% | |
| Neuberger Berman Neuberger Berman Strategic Income Fund R6 Class N/R | — | — | — | $92K | 0.1% | |
| T. Rowe Price T. Rowe Price Retirement 2015 Fund I Class N/R | — | — | — | $67K | <0.1% | |
| T. Rowe Price T. Rowe Price Retirement 2065 Fund I Class N/R | — | — | — | $62K | <0.1% | |
| T. Rowe Price T. Rowe Price Retirement 2060 Fund I Class N/R | — | — | — | $49K | <0.1% | |
| Vanguard Real Estate Index Admiral Shares N/R | — | — | — | $16K | <0.1% | |
| T. Rowe Price T. Rowe Price Retirement 2020 Fund I Class N/R | — | — | — | $11K | <0.1% |
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