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Original filing (PDF)20250625131246NAL0004730067001
DOUGLAS DYNAMICS, L.L.C.
Form 5500
FILING_RECEIVED
DOUGLAS DYNAMICS, L.L.C. 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
1,629
Accounts w/ balance
1,979
Plan assets (EOY)
$157.9M
Net assets (EOY)
$157.9M
How this plan invests
This plan
25 pooled trusts
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 18 bps in Schedule C fees — 79% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DOUGLAS DYNAMICS, L.L.C..
Plan sponsor
Name
DOUGLAS DYNAMICS, L.L.C.
EIN
42-1623692
Address
11270 W PARK PLACE · SUITE 300 · MILWAUKEE, WI · 53224
Phone
(414) 354-2310
Industry
Manufacturingsee all
Plan administrator
Name
DOUGLAS DYNAMICS, L.L.C
EIN
42-1623692
City
MILWAUKEE, WI
Phone
(414) 354-2310
Plan characteristics
Plan number
006
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-06-25
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
WIPFLI, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SPECIALIZED RETIREMENT CONSULTANTS | 87-2623150 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $283K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORNINGSTAR INVESTMENT MANAGEMENT L | 36-4317381 | — | INV ADV, PARTICIPANTS | $0 | — |
Investments
16 direct securities · 25 pooled funds· $183.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$111.4M
25 holdings
Uncategorized
$69.2M
14 holdings
Common Stocks
$1.9M
1 holding
Mutual Funds
$1.2M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Great Gray Trust Company RetirePilot Moderate Retirement Fund | — | — | — | $24.7M | 15.6% | |
| RETIREPILOT MOD RET FUND R1 GREAT GRAY TRUST COMPANY · EIN 38-7304105 / PN 001 | Common Collective Trust | — | — | $24.7M | 15.6% | |
| RETIREPILOT MOD 2035 FUND R1 GREAT GRAY TRUST COMPANY · EIN 38-7304107 / PN 001 | Common Collective Trust | — | — | $23.6M | 14.9% | |
| RETIREPILOT MOD 2045 FUND R1 GREAT GRAY TRUST COMPANY · EIN 38-7304108 / PN 001 | Common Collective Trust | — | — | $17.9M | 11.3% | |
| RETIREPILOT MOD 2055 FUND R1 GREAT GRAY TRUST COMPANY · EIN 38-7304109 / PN 001 | Common Collective Trust | — | — | $16.1M | 10.2% | |
| Fidelity Investments Fidelity 500 Index Fund | — | — | — | $12.3M | 7.8% | |
| T. Rowe Price Funds T. Rowe Price Capital Appreciation Fund | — | — | — | $8.3M | 5.3% | |
| LARGE CAP VALUE R1 FUND GREAT GRAY TRUST COMPANY · EIN 38-4065329 / PN 426 | Common Collective Trust | — | — | $7.7M | 4.9% | |
| LARGE CAP GRWTH FUND IV CL R1 GREAT GRAY TRUST COMPANY · EIN 38-7289851 / PN 001 | Common Collective Trust | — | — | $7.5M | 4.8% | |
| RETIREPILOT MOD 2065 FUND R1 GREAT GRAY TRUST COMPANY · EIN 38-7304110 / PN 001 | Common Collective Trust | — | — | $4.5M | 2.8% | |
| Investment Contract * Principal Life Insurance Company Principal Fixed Income Guaranteed Option | — | — | — | $4.5M | 2.8% | |
| Fidelity Investments Fidelity Small Cap Index Fund | — | — | — | $3.8M | 2.4% | |
| THE DGI GROWTH R1 FUND HAND BENEFITS & TRUST COMPANY · EIN 74-2008758 / PN 153 | Common Collective Trust | — | — | $3.6M | 2.3% | |
| Participant Loans Notes receivable from participants (1) - | — | — | — | $3.2M | 2.0% | |
| Dodge and Cox Funds Dodge & Cox Income X Fund | — | — | — | $2.4M | 1.5% | |
| Invesco Value Opp | — | — | — | $2.3M | 1.5% | |
| INTERNATIONAL GROWTH II R1 FD GREAT GRAY TRUST COMPANY · EIN 38-4139842 / PN 619 | Common Collective Trust | — | — | $2.2M | 1.4% | |
| Vanguard Group Vanguard Explorer Admiral Fund | — | — | — | $2.2M | 1.4% | |
| * Douglas Dynamics, Inc. Common Stock Company Common Stock | Common Stocks | — | — | $1.9M | 1.2% | |
| Fidelity Investments Fidelity Mid Cap Index Fund | — | — | — | $1.8M | 1.2% | |
| Fidelity Investments Fidelity US Bond Index Fund | — | — | — | $1.7M | 1.1% | |
| Wells Fargo Allspring Short-Term High Income Institutional Fund | Mutual Funds | — | — | $1.2M | 0.7% | |
| SMALL CAP VALUE II R1 FUND GREAT GRAY TRUST COMPANY · EIN 38-4126250 / PN 554 | Common Collective Trust | — | — | $1.1M | 0.7% | |
| American Funds American Funds New World R6 Fund | — | — | — | $1.1M | 0.7% | |
| Common Collective Trusts Great Gray Trust Company Blackrock Equity Index Fund | — | — | — | $877K | 0.6% | |
| BLACKROCK EAFE EQ INDX FD CL 1 GREAT GRAY TRUST COMPANY · EIN 20-3802495 / PN 007 | Common Collective Trust | — | — | $877K | 0.6% | |
| RETIREPILOT AGG 2045 FUND R1 GREAT GRAY TRUST COMPANY · EIN 38-7304114 / PN 001 | Common Collective Trust | — | — | $581K | 0.4% | |
| RETIREPILOT AGG 2035 FUND R1 GREAT GRAY TRUST COMPANY · EIN 38-7304113 / PN 001 | Common Collective Trust | — | — | $443K | 0.3% | |
| RETIREPILOT CONSERV 2065 R1 GREAT GRAY TRUST COMPANY · EIN 38-7304104 / PN 001 | Common Collective Trust | — | — | $218K | 0.1% | |
| Great Gray Trust Company RetirePilot Aggressive Retirement Fund | — | — | — | $183K | 0.1% | |
| RETIREPILOT AGG RET FUND R1 GREAT GRAY TRUST COMPANY · EIN 38-7304111 / PN 001 | Common Collective Trust | — | — | $183K | 0.1% | |
| RETIREPILOT AGG 2055 FUND R1 GREAT GRAY TRUST COMPANY · EIN 38-7304115 / PN 001 | Common Collective Trust | — | — | $87K | <0.1% | |
| RETIREPILOT AGG 2065 FUND R1 GREAT GRAY TRUST COMPANY · EIN 38-7304116 / PN 001 | Common Collective Trust | — | — | $80K | <0.1% | |
| RETIREPILOT CONSERV 2055 R1 GREAT GRAY TRUST COMPANY · EIN 38-7304103 / PN 001 | Common Collective Trust | — | — | $56K | <0.1% | |
| RETIREPILOT CONSERV 2045 R1 GREAT GRAY TRUST COMPANY · EIN 38-7304102 / PN 001 | Common Collective Trust | — | — | $1K | <0.1% | |
| RETIREPILOT CONSERV 2025 R1 GREAT GRAY TRUST COMPANY · EIN 38-7304100 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| RETIREPILOT MOD 2025 FUND R1 GREAT GRAY TRUST COMPANY · EIN 38-7304106 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| RETIREPILOT CONSERV 2035 R1 GREAT GRAY TRUST COMPANY · EIN 38-7304101 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| RETIREPILOT AGG 2025 FUND R1 GREAT GRAY TRUST COMPANY · EIN 38-7304112 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| MID CAP GROWTH R1 FUND GREAT GRAY TRUST COMPANY · EIN 38-4126247 / PN 549 | Common Collective Trust | — | — | $0 | <0.1% | |
| PRINCIPAL STABLE VALUE Z FUND PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274328 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |