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Original filing (PDF)20251014105608NAL0003693888001
THE FINWAY GROUP
Form 5500
FILING_RECEIVED
MYPATH TO RETIRE 401(K) PLAN
401(k) retirement plan
Active participants
772
Accounts w/ balance
678
Plan assets (EOY)
$20.3M
Net assets (EOY)
$20.3M
How this plan invests
This plan
14 pooled trusts
Schedule D
18 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 65 bps in Schedule C fees — 123% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE FINWAY GROUP.
Plan sponsor
Name
THE FINWAY GROUP
EIN
42-1468222
Address
5625 MILLS CIVIC PARKWAY · SUITE 101 · WEST DES MOINES, IA · 50266
Phone
(515) 226-0974
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
015
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BDO USA, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $27K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MMA SECURITIES | — | NEW YORK, NY | INVESTMENT ADVISOR | $23K | — |
| EEMPOWER ADVISORY GROUP | — | GREENWOOD VILLAGE, CO | INVESTMENT MANAGEMENT | $23K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THE FINWAY GROUP, LLC | — | WEST DES MOINES, IA | CONTRACT ADMIN | $59K | — |
Investments
5 direct securities · 14 pooled funds· $13.4M(66% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$13.4M
14 holdings
Uncategorized
$12K
5 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| BLACKROCK LIFEPATH IDX 2055 FUND FE GREAT GRAY · EIN 46-3302432 / PN 178 | Common Collective Trust | — | — | $2.9M | 14.2% | |
| BLACKROCK LIFEPATH IDX 2045 FUND FE GREAT GRAY · EIN 26-3770058 / PN 150 | Common Collective Trust | — | — | $2.6M | 12.8% | |
| BLACKROCK LIFEPATH IDX 2060 FUND FE GREAT GRAY · EIN 47-2700166 / PN 158 | Common Collective Trust | — | — | $2.1M | 10.4% | |
| BLACKROCK LIFEPATH IDX 2050 FUND FE GREAT GRAY · EIN 26-3763061 / PN 149 | Common Collective Trust | — | — | $1.9M | 9.3% | |
| BLACKROCK LIFEPATH IDX 2040 FUND FE GREAT GRAY · EIN 26-3770208 / PN 151 | Common Collective Trust | — | — | $1.3M | 6.3% | |
| PUTNAM STABLE VALUE FUND PUTNAM INVESTMENTS · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $840K | 4.1% | |
| BLACKROCK LIFEPATH IDX 2065 FUND FE GREAT GRAY · EIN 38-4126295 / PN 000 | Common Collective Trust | — | — | $600K | 2.9% | |
| LARGE CAP GROWTH FUND III CLASS R1 GREAT GRAY · EIN 38-7275327 / PN 001 | Common Collective Trust | — | — | $559K | 2.8% | |
| LARGE CAP VALUE FUND CLASS R1 GREAT GRAY · EIN 38-4065329 / PN 426 | Common Collective Trust | — | — | $481K | 2.4% | |
| STATE ST S&P MIDCAP INDX SL C1 XIV STATE STREET GLOBAL ADVISORS COLLECTIVE TRUSTS · EIN 90-0337987 / PN 000 | Common Collective Trust | — | — | $83K | 0.4% | |
| STATE STREET RUSSELL SMALL CAP INDE STATE STREET GLOBAL ADVISORS COLLECTIVE TRUSTS · EIN 04-0025081 / PN 000 | Common Collective Trust | — | — | $13K | <0.1% | |
| SSGA REAL ASSET FUND CLASS C STATE STREET GLOBAL ADVISORS COLLECTIVE TRUSTS · EIN 90-0337987 / PN 280 | Common Collective Trust | — | — | $12K | <0.1% | |
| STATE ST GBL ALLCP EQ EX-US IDX CL STATE STREET GLOBAL ADVISORS COLLECTIVE TRUSTS · EIN 90-0337987 / PN 000 | Common Collective Trust | — | — | $4K | <0.1% | |
| S&P GLOBAL LARGEMIDCAP NATURAL RESO | — | — | — | $3K | <0.1% | |
| BLOOMBERG ROLL SELECT COMMODITY IND | — | — | — | $3K | <0.1% | |
| 1-10 YEAR U.S. TIPS INDEX NL SF CL | — | — | — | $2K | <0.1% | |
| S&P GLOBAL INFRASTRUCTURE INDEX NL | — | — | — | $2K | <0.1% | |
| REIT INDX NL SF CL A CMX2 | — | — | — | $1K | <0.1% | |
| BLACKROCK LIFEPATH INDEX 2030 FUND GREAT GRAY · EIN 26-3770302 / PN 153 | Common Collective Trust | — | — | $124 | <0.1% |
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