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Original filing (PDF)20251013091345NAL0002166994001
THE FINWAY GROUP
Form 5500
FILING_RECEIVED
TFP RETIREMENT PEP
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
182
Accounts w/ balance
240
Plan assets (EOY)
$15.8M
Net assets (EOY)
$15.8M
How this plan invests
This plan
1 pooled trust
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 63 bps in Schedule C fees — 118% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE FINWAY GROUP.
Plan sponsor
Name
THE FINWAY GROUP
EIN
42-1468222
Address
5625 MILLS CIVIC PARKWAY · SUITE 101 · WEST DES MOINES, IA · 50266
Phone
(515) 226-0974
Industry
Offices of Physicians· Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
014
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
SKIBBIE CPA, INC.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THE HAYS FINANCIAL GROUP | — | MINNEAPOLIS, MN | INVESTMENT ADVISOR | $33K | — |
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MANAGEMENT | $17K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THE FINWAY GROUP, LLC | — | WEST DES MOINES, IA | CONTRACT ADMIN | $49K | — |
Investments
30 direct securities · 1 pooled fund· $15.4M(97% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$15.4M
30 holdings
Common Collective Trust
$7K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| BlackRock Core Bond Instl Mutual Funds | — | — | — | $2.5M | 15.5% | |
| Fidelity 500 Index Mutual Funds | — | — | — | $2.3M | 14.6% | |
| Blackrock Lifepath Dynamic 2050 K Mutual Funds | — | — | — | $1.3M | 8.0% | |
| Blackrock Lifepath Dynamic 2045 K Mutual Funds | — | — | — | $1.3M | 8.0% | |
| Fidelity International Index Mutual Funds | — | — | — | $1.2M | 7.9% | |
| Blackrock Lifepath Dynamic 2060 K Mutual Funds | — | — | — | $885K | 5.6% | |
| Blackrock Lifepath Dynamic 2055 K Mutual Funds | — | — | — | $864K | 5.5% | |
| Fidelity Mid Cap Index Mutual Funds | — | — | — | $830K | 5.3% | |
| T. Rowe Price Capital Appreciation I Mutual Funds | — | — | — | $764K | 4.8% | |
| Blackrock Lifepath Dynamic 2040 K Mutual Funds | — | — | — | $697K | 4.4% | |
| JPMorgan Income R6 Mutual Funds | — | — | — | $666K | 4.2% | |
| Fidelity Intl Cptl Apprec K6 Mutual Funds | — | — | — | $394K | 2.5% | |
| AB Large Cap Growth Mutual Funds | — | — | — | $304K | 1.9% | |
| Victory RS Global Fund Class Y Mutual Funds | — | — | — | $286K | 1.8% | |
| Blackrock Emerging Mkets K Mutual Funds | — | — | — | $219K | 1.4% | |
| Fidelity Small Cap Index Mutual Funds | — | — | — | $215K | 1.4% | |
| Janus Henderson Balanced I Mutual Funds | — | — | — | $178K | 1.1% | |
| Blackrock Lifepath Dynamic 2065 K Mutual Funds | — | — | — | $143K | 0.9% | |
| Participant Loans Interest Rates 4.25% - 9.5% | — | — | — | $79K | 0.5% | |
| T. Rowe Price International Eq Index Mutual Funds | — | — | — | $58K | 0.4% | |
| PGIM High-Yield R6 Mutual Funds | — | — | — | $53K | 0.3% | |
| Invesco Global Real Estate Inceom R6 Mutual Funds | — | — | — | $53K | 0.3% | |
| PIMCO Real Return Instl Mutual Funds | — | — | — | $52K | 0.3% | |
| Blackrock Lifepath Dynamic Retirement K Mutual Funds | — | — | — | $43K | 0.3% | |
| EI Fixed Account - Series Class I Fixed Annuities | — | — | — | $21K | 0.1% | |
| Putnam Large Cap Value Trust I Collective Trust Funds | — | — | — | $21K | 0.1% | |
| AB Small Cap Growth Z Mutual Funds | — | — | — | $15K | <0.1% | |
| Invesco Discovery Mid Cap Growth R6 Mutual Funds | — | — | — | $14K | <0.1% | |
| Blackrock Lifepath Dynamic 2030 K Mutual Funds | — | — | — | $12K | <0.1% | |
| PUTNAM LARGE CAP VALUE TRUST I PUTNAM INVESTMENTS CIT · EIN 82-3639536 / PN 275 | Common Collective Trust | — | — | $7K | <0.1% | |
| Blackrock Mid-Cap Value Class K Mutual Funds | — | — | — | $4K | <0.1% |
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