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Original filing (PDF)20231016125755NAL0075954034001
IOWA ORTHOPAEDIC CENTER, P.C.
Form 5500
FILING_RECEIVED
IOWA ORTHOPAEDIC CENTER, P.C. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
8 service providers
Active participants
337
Accounts w/ balance
462
Plan assets (EOY)
$57.8M
Net assets (EOY)
$57.8M
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 43 bps in Schedule C fees — 168% above peer band of 16 bps.
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for IOWA ORTHOPAEDIC CENTER, P.C..
Plan sponsor
Name
IOWA ORTHOPAEDIC CENTER, P.C.
EIN
42-1444344
Address
450 LAUREL STREET, SUITE A · DES MOINES, IA · 50314
Phone
(515) 247-8400
Industry
Offices of Physicians· Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2022
Plan year begin
2022-01-01
Tax period
2022-12-31
Filed
2023-10-16
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
DENMAN & COMPANY, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
8 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONWIDE | — | COLUMBUS, OH | RECORDKEEPER | $115K | — |
Advisor / Consultant
6| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FOSTER GROUP | — | WEST DES MOINES, IA | INVESTMENT ADVISOR | $35K | — |
| BOYLE CAPITAL MANAGEMENT | — | WEST DES MOINES, IA | INVESTMENT ADVISOR | $26K | — |
| STEELE CAPITAL MANAGEMENT, INC. | — | DUBUQUE, IA | INVESTMENT ADVISOR | $25K | — |
| UBS FINANCIAL SERVICES, INC. | — | WEST DES MOINES, IA | INVESTMENT ADVISOR | $20K | — |
| PRUDENTIAL | — | ANKENY, IA | INVESTMENT ADVISOR | $17K | — |
| MOKOSAK ADVISORY GROUP, LLC | — | URBANDALE, IA | INVESTMENT ADVISOR | $11K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL SECURITIES | — | DES MOINES, IA | INVESTMENT PROFESSIONAL | — | — |
Investments
The Schedule of Assets is filed as a free-form PDF attachment on EFAST2; we parse these offline and coverage is partial (priority is the largest plans by EOY assets). This plan also reports no pooled (Schedule D) interests, so its holdings aren’t hidden on a master-trust filing. The line-item data lives on DOL EFAST2 under the same ACK_ID.
See Methodology > Data linkages for how Form 5500 / Schedule H / Schedule D / Schedule of Assets fit together.