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Original filing (PDF)20251015060139NAL0001924163004
THE IOWA CLINIC, P.C.
Form 5500
FILING_RECEIVED
THE IOWA CLINIC 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 2
No recordkeeper disclosed13 service providers
Active participants
1,230
Accounts w/ balance
1,794
Plan assets (EOY)
$328.9M
Net assets (EOY)
$328.9M
How this plan invests
This plan
11 pooled trusts
Schedule D
40 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 16 bps in Schedule C fees — 56% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE IOWA CLINIC, P.C..
Plan sponsor
Name
THE IOWA CLINIC, P.C.
EIN
42-1420077
Address
5950 UNIVERSITY AVENUE, STE 331 · WEST DES MOINES, IA · 502668289
Phone
(515) 875-9129
Industry
Offices of Physicians· Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
3H · Sponsor in controlled / affiliated group
Welfare benefit codes
4B · Life Insurance
Audit & trust (Schedule H)
Auditor
DENMAN CPA LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
13 rowsTPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE CO | 42-0127290 | — | CONTRACT ADMINISTRATOR | $153K | — |
Other
12| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ED MCGILL-NORTHWESTERN MUTUAL | 39-0509570 | CLIVE, IA | NONE | $68K | — |
| FOSTER GROUP, INC. | 42-1361385 | — | NONE | $54K | — |
| UBS FINANCIAL SERVICES | 13-2638166 | NEW YORK, NY | NONE | $52K | — |
| DANIEL KELLY - DM KELLY & CO | 42-1439008 | DES MOINES, IA | NONE | $37K | — |
| MORGAN STANLEY | 26-4310632 | DES MOINES, IA | NONE | $34K | — |
| MERRILL LYNCH | 13-5674085 | DES MOINES, IA | NONE | $25K | — |
| NYLIFE SECURITIES, LLC | — | WEST DES MOINES, IA | NONE | $22K | — |
| RBC WEALTH MANAGEMENT | 41-1416330 | MINNEAPOLIS, MN | NONE | $20K | — |
| CAPITAL RESOURCE MANAGEMENT | — | WEST DES MOINES, IA | NONE | $19K | — |
| LPL FINANCIAL | — | DES MOINES, IA | NONE | $14K | — |
| WELLS FARGO ADVISORS LLC | 56-1354525 | — | NONE | $10K | — |
| CHOREO LLC | 41-1944416 | — | NONE | $6K | — |
Investments
39 direct securities · 11 pooled funds· $327.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$300.5M
37 holdings
Mutual Funds
$26.6M
1 holding
Pooled Separate Account
$792K
11 holdings
Guaranteed Income / GIC
$20K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PARTICIPANT-DIRECTED BROKERAGE ACCOUNTS | — | — | — | $64.4M | 19.6% | |
| Vanguard Group Institutional Index Fund | — | — | — | $32.5M | 9.9% | |
| S Alliance Bernstein AB Large Cap Growth Fund | Mutual Funds | — | — | $26.6M | 8.1% | |
| MFS Investment Management Lifetime 2040 | — | — | — | $20.9M | 6.4% | |
| MFS Investment Management Lifetime 2045 | — | — | — | $18.1M | 5.5% | |
| American Funds | — | — | — | $12.0M | 3.6% | |
| MFS Investment Management Lifetime 2030 | — | — | — | $10.8M | 3.3% | |
| MFS Investment Management Lifetime 2050 | — | — | — | $10.7M | 3.2% | |
| Dodge & Cox International Stock Fund | — | — | — | $9.4M | 2.8% | |
| Vanguard Group Equity Inc Adm Fund | — | — | — | $9.1M | 2.8% | |
| MFS Investment Management Lifetime 2035 | — | — | — | $8.7M | 2.6% | |
| American Funds Capital World Growth and Income Fund | — | — | — | $8.4M | 2.5% | |
| Vanguard Group Explorer Adm Fund | — | — | — | $8.4M | 2.5% | |
| First Eagle Global Fund | — | — | — | $8.1M | 2.5% | |
| PIMCO Funds International Bond Fund | — | — | — | $7.2M | 2.2% | |
| JP Morgan Mid Cap Growth Fund | — | — | — | $7.1M | 2.1% | |
| Vanguard Group Wellington Adm Fund | — | — | — | $6.1M | 1.9% | |
| John Hancock Discount Value MC Fund | — | — | — | $6.1M | 1.9% | |
| T. Rowe Price U.S. Treasury Money Fund | — | — | — | $6.0M | 1.8% | |
| American Funds Smallcap World Fund | — | — | — | $5.5M | 1.7% | |
| Wells Fargo Allspring Special Small Cap Value Fund | — | — | — | $5.4M | 1.6% | |
| Lord Abbett Short Duration Income Fund | — | — | — | $5.3M | 1.6% | |
| MFS Investment Management Lifetime 2025 | — | — | — | $5.3M | 1.6% | |
| MFS Investment Management Lifetime Income Fund | — | — | — | $4.2M | 1.3% | |
| MFS Investment Management Lifetime 2055 | — | — | — | $3.4M | 1.0% | |
| Vanguard Group Total Bond Market Fund | — | — | — | $3.0M | 0.9% | |
| Vanguard Group Developing Markets Index Adm Fund | — | — | — | $3.0M | 0.9% | |
| Vanguard Group Small Cap Index Adm Fund | — | — | — | $2.7M | 0.8% | |
| T. Rowe Price Health Sciences Fund | — | — | — | $2.3M | 0.7% | |
| Vanguard Group Mid Cap Index Adm Fund | — | — | — | $1.6M | 0.5% | |
| PARTICIPANT LOANS 4.25% to 9.50% | — | — | — | $1.6M | 0.5% | |
| MFS Investment Management Lifetime 2060 | — | — | — | $1.4M | 0.4% | |
| Cohen & Steers Real Estate Sec Fund | — | — | — | $928K | 0.3% | |
| MFS Investment Management Lifetime 2065 | — | — | — | $458K | 0.1% | |
| PRIN LGCAP S&P 500 INDEX SA-R6 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016 | Pooled Separate Account | — | — | $258K | <0.1% | |
| Principal Life Insurance Company Mid-Cap Blend | — | — | — | $229K | <0.1% | |
| PRIN MIDCAP SEP ACCT-R6 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 020 | Pooled Separate Account | — | — | $229K | <0.1% | |
| Principal Life Insurance Company Small-Cap Blend | — | — | — | $147K | <0.1% | |
| PRINCIPAL SMALLCAP SEP ACCT-R6 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 029 | Pooled Separate Account | — | — | $147K | <0.1% | |
| Principal Life Insurance Company Mid-Cap Value I | — | — | — | $143K | <0.1% | |
| PRIN MIDCAP VALUE I SA-R6 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 043 | Pooled Separate Account | — | — | $143K | <0.1% | |
| S * Principal Life Insurance Company Guaranteed investment contracts | Guaranteed Income / GIC | — | — | $20K | <0.1% | |
| Principal Life Insurance Company International Small-Cap 6 * Principal Life Insurance Company Diversified International 6 * Principal Life Insurance Company Blue Chip 6 * Principal Life Insurance Company Principal Financial Group, Inc. Stock | — | — | — | $15K | <0.1% | |
| PRIN FIN GRP, INC. STOCK SA-R6 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 086 | Pooled Separate Account | — | — | $15K | <0.1% | |
| PRIN CORE PLUS BD SEP ACCT-R6 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 005 | Pooled Separate Account | — | — | $7 | <0.1% | |
| PRIN INTL SMALLCAP SEP ACCT-R6 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 014 | Pooled Separate Account | — | — | $6 | <0.1% | |
| PRIN DIVERSIFIED INTL SA-R6 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 015 | Pooled Separate Account | — | — | $6 | <0.1% | |
| PRIN BLUE CHIP SA-R6 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 133 | Pooled Separate Account | — | — | $6 | <0.1% | |
| PRIN LIQUID ASSETS SEP ACCT-R6 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 024 | Pooled Separate Account | — | — | $5 | <0.1% | |
| PRIN MIDCAP GROWTH III SA-R6 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 026 | Pooled Separate Account | — | — | $0 | <0.1% |