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Original filing (PDF)20250718094038NAL0001509489001
DEN HARTOG INDUSTRIES, INC.
Form 5500
FILING_RECEIVED
DEN HARTOG INDUSTRIES, INC. 401(K) RETIREMENT PLAN
401(k) retirement plan
Signals · 1
~89 bps in Sched C fees
Active participants
287
Accounts w/ balance
306
Plan assets (EOY)
$26.4M
Net assets (EOY)
$26.4M
How this plan invests
This plan
30 pooled trusts
Schedule D
33 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 89 bps in Schedule C fees — 208% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DEN HARTOG INDUSTRIES, INC..
Plan sponsor
Name
DEN HARTOG INDUSTRIES, INC.
EIN
42-1344917
Address
4010 HOSPERS DR S · PO BOX 425 · HOSPERS, IA · 512380425
Phone
(712) 752-8432
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-18
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
HENJES, CONNER & WILLIAMS, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | 84-1455663 | — | RECORDKEEPER | $185K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SECURITY NATIONAL BANK | 42-0943319 | — | INVESTMENT ADVISER | $48K | — |
| EMPOWER ADVISORY GROUP LLC | 84-1455663 | — | INVESTMENT MANAGMENT | $107 | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MONEY CONCEPTS CAPITAL CORP | 59-2268067 | — | BROKER/ADVISER | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| QUALIFIED PLAN CONSULTANTS, LLC | 20-0223513 | — | CONTRACT ADMIN | $2K | — |
Investments
5 direct securities · 30 pooled funds· $26.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Pooled Separate Account
$19.9M
30 holdings
Uncategorized
$6.5M
5 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Century AMERICAN CENTURY ULTRA R6 | — | — | — | $3.6M | 13.6% | |
| MassMutual GENERAL ACCOUNT | — | — | — | $2.1M | 7.8% | |
| MASSMUTUAL SELECT TRP RETIRE 2030 I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $2.0M | 7.5% | |
| MASSMUTUAL MID CAP GROWTH R5 MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $1.9M | 7.2% | |
| MASSMUTUAL GLOBAL R5 MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $1.7M | 6.4% | |
| MASSMUTUAL SELECT TRP RETIRE 2045 I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $1.5M | 5.8% | |
| MASSMUTUAL SELECT TRP RETIRE 2020 I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $1.3M | 4.9% | |
| MASSMUTUAL SELECT TRP RETIRE 2040 I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $1.1M | 4.0% | |
| MASSMUTUAL SMALL CAP OPPS R5 MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $896K | 3.4% | |
| ALGER CAPITAL APPRECIAION A ALGER · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $810K | 3.1% | |
| INVESCO COMSTOCK A INVESCO · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $808K | 3.1% | |
| VANGUARD TOTAL INTL STOCK INDEX ADM VANGUARD · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $801K | 3.0% | |
| MASSMUTUAL SELECT TRP RETIRE 2025 I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $758K | 2.9% | |
| MASSMUTUAL SELECT TRP RETIRE 2035 I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $752K | 2.9% | |
| MASSMUTUAL SELECT TRP RETIRE 2050 I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $647K | 2.5% | |
| MASSMUTUAL DIVERSIFIED VALUE R5 MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $621K | 2.4% | |
| MFS BLENDED RESEARCH CORE EQUITY I MFS · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $620K | 2.4% | |
| Participant Loans 5.25%-10.5% | — | — | — | $595K | 2.3% | |
| MASSMUTUAL SELECT TRP RETIRE 2055 I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $561K | 2.1% | |
| ISHARES S&P 500 INDEX K BLACKROCK · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $550K | 2.1% | |
| MASSMUTUAL CORE BOND R5 MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $502K | 1.9% | |
| PIMCO INCOME INSTL PIMCO · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $473K | 1.8% | |
| MASSMUTUAL SELECT TRP RETIRE 2060 I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $429K | 1.6% | |
| MASSMUTUAL TOTAL RETURN BOND I MASSMUTUAL · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $356K | 1.3% | |
| INVESCO DISCOVERY Y INVESCO · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $242K | 0.9% | |
| MASSMUTUAL BALANCED R5 MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $221K | 0.8% | |
| American Funds AMERJCAN FUNDS GROWTH FUND OF AMER R6 | — | — | — | $174K | 0.7% | |
| VICTORY SYCAMORE SMALL CO OPP R VICTORY CAPITAL · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $130K | 0.5% | |
| MASSMUTUAL US GOVT MNY MKT R5 MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $116K | 0.4% | |
| JANUS HENDERSON MID CAP VALUE T JANUS HENDERSON · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $115K | 0.4% | |
| Russell !SHARES RUSSELL MID-CAP INDEX K | — | — | — | $66K | 0.3% | |
| ISHARES RUSSELL 2000 SMALL-CAP IDX BLACKROCK · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $32K | 0.1% | |
| AM FUNDS EUROPACIFIC GROWTH R6 AMERICAN FUNDS · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $9K | <0.1% | |
| MASSMUTUAL SELECT TRP RETIRE 2015 I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $659 | <0.1% | |
| MASSMUTUAL MAIN STREET R5 MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% |