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MILLS-SHELLHAMMER & ASSOCIATES, INC. — MILLS-SHELLHAMMER-PUETZ & ASSOCIATES, INC. 401(K) PLAN AND TRUST, Form 5500 (2024) | Form 5500 Search
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Original filing (PDF)
20260309095218NAL0002295347001
MILLS-SHELLHAMMER & ASSOCIATES, INC.
Form 5500-SF
FILING_RECEIVED
MILLS-SHELLHAMMER-PUETZ & ASSOCIATES, INC. 401(K) PLAN AND TRUST
401(k) retirement plan
Signals · 1
Late filing · 3.8 mo
Active participants
12
Accounts w/ balance
12
Plan assets (EOY)
$4.5M
Net assets (EOY)
$4.5M
Plan health score (directional)
84
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
75
Total plan cost
75
Vendor stack
100
Participation health
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for
MILLS-SHELLHAMMER & ASSOCIATES, INC.
.
Find decision makers
Plan sponsor
Name
MILLS-SHELLHAMMER & ASSOCIATES, INC.
DBA
MILLS-SHELLHAMMER-PUETZ & ASSOCIATES, INC.
EIN
42-1334184
Address
117 PIERCE STREET, SUITE 200 · SIOUX CITY, IA · 51101
Phone
(712) 258-2580
Industry
Insurance Agencies & Brokerages
· Finance & Insurance
see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2026-03-09
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Service providers (Schedule C)
Small plans don't disclose service providers
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Knocking points off
Filed 3.8 months past the 10.5-month grace window.
Helping the score
Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
No Schedule C compensation disclosed — likely a small plan or unbundled.
Audit & trust (Schedule H)
Auditor
—
Trustee / custodian
—
Trustee phone
—
Small plan (5500-SF) — Schedule H data not available.
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