Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | 84-0467907 | GREENWOOD VILLAGE, CO | RECORDKEEPER | $30K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CALDERWOOD FINANCIAL STRATEGIES INC | — | HOUSTON, TX | INVESTMENT ADVISOR | $22K | — |
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MANAGEMENT | $3K | — |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds 2040 Target Date Retirement R6 (i) | — | — | — | $940K | 11.8% | |
| TIAA-CREF S&P 500 Index Instl (i) | — | — | — | $921K | 11.6% | |
| American Funds 2050 Target Date Retirement R6 (i) | — | — | — | $668K | 8.4% | |
| American Funds American Balanced R6 (i) | — | — | — | $584K | 7.3% |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| COMPENSATION STRATEGIES GROUP, LTD. | 76-0188119 | BEAUMONT, TX | CONTRACT ADMIN | $6K | — |
| Great-West Life & Annuity Ins. Co. Key Guaranteed Portfolio Fund (i) | — | — | — | $550K | 6.9% |
| American Funds 2035 Target Date Retirement R6 (i) | — | — | — | $447K | 5.6% |
| American Funds 2045 Target Date Retirement R6 (i) | — | — | — | $408K | 5.1% |
| American Funds 2060 Target Date Retirement R6 (i) | — | — | — | $366K | 4.6% |
| Blackrock Technology Opportunities K (i) | — | — | — | $358K | 4.5% |
| Vanguard Mid Cap Index Fund - Admiral (i) | — | — | — | $298K | 3.7% |
| American Funds 2055 Target Date Retirement R6 (i) | — | — | — | $297K | 3.7% |
| American Funds 2025 Target Date Retirement R6 (i) | — | — | — | $250K | 3.1% |
| various maturity dates through 2029. -0- | — | — | — | $235K | 3.0% |
| Fidelity International Index (i) | — | — | — | $230K | 2.9% |
| TIAA-CREF International Eq Idx Instl (i) | — | — | — | $226K | 2.8% |
| American Funds 2020 Target Date Retirement R6 (i) | — | — | — | $201K | 2.5% |
| PGIM Total Return Bond Z (i) | — | — | — | $170K | 2.1% |
| American Funds 2030 Target Date Retirement R6 (i) | — | — | — | $168K | 2.1% |
| DFA Us Targeted Value I (i) | — | — | — | $168K | 2.1% |
| DFA US Small Cap I (i) | — | — | — | $132K | 1.7% |
| Fidelity US Bond Index (i) | — | — | — | $84K | 1.1% |
| Fidelity Advisor Health Care I (i) | — | — | — | $83K | 1.0% |
| JP Morgan Us Research Enhanced Equity R6 (i) | — | — | — | $43K | 0.5% |
| DFA Emerging Markets I (i) | — | — | — | $43K | 0.5% |
| AB Large Cap Growth I (i) | — | — | — | $28K | 0.4% |
| PGIM Jennison International Opportunity R6 (i) 1 Pimco Real Return Bond Z (i) | — | — | — | $19K | 0.2% |
| AB Global Bond Adv (i) | — | — | — | $18K | 0.2% |
| American Funds American Mutual R6 (i) | — | — | — | $8K | 0.1% |
| Fidelity Nasdaq Composite Index (i) | — | — | — | $8K | <0.1% |
| PGIM High Yield R6 (i) | — | — | — | $6K | <0.1% |
