Back to filter
Original filing (PDF)20251009154224NAL0003714371001
GREAT RIVER HEALTH SYSTEM, INC.
Form 5500
FILING_RECEIVED
GREAT RIVER HEALTH SYSTEM, INC. 401(K) RETIREMENT PLAN
401(k) retirement plan
Active participants
2,283
Accounts w/ balance
2,545
Plan assets (EOY)
$183.1M
Net assets (EOY)
$183.1M
How this plan invests
This plan
1 pooled trust
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 14 bps in Schedule C fees — modestly above peer band of 10 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for GREAT RIVER HEALTH SYSTEM, INC..
Plan sponsor
Name
GREAT RIVER HEALTH SYSTEM, INC.
EIN
42-1193185
Address
1221 S GEAR AVENUE · WEST BURLINGTON, IA · 52655
Phone
(319) 768-3601
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2J · 401(k) feature
2K · 401(m) arrangement
2E · Profit-sharing
2T · Default investment account (QDIA)
2F · ERISA section 404(c)
2S · Automatic enrollment
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
CLIFTONLARSONALLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $165K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERCER INVESTMENTS LLC | 13-2834414 | — | CONSULTANT | $82K | — |
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $17K | — |
Investments
30 direct securities · 1 pooled fund· $190.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$183.1M
30 holdings
Common Collective Trust
$7.0M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Large Cap Growth Index | — | — | — | $19.8M | 10.8% | |
| State Street Global Advisors State Street Target 2035 | — | — | — | $17.7M | 9.7% | |
| State Street Global Advisors SS Equity 500 Index | — | — | — | $16.2M | 8.9% | |
| State Street Global Advisors State Street Target 2045 | — | — | — | $13.6M | 7.4% | |
| State Street Global Advisors State Street Target 2025 | — | — | — | $13.3M | 7.3% | |
| State Street Global Advisors State Street Target 2040 | — | — | — | $12.3M | 6.7% | |
| Dodge & Cox Dodge & Cox Stock X | — | — | — | $12.0M | 6.5% | |
| State Street Global Advisors State Street Target 2030 | — | — | — | $11.5M | 6.3% | |
| State Street Global Advisors State Street Target 2050 | — | — | — | $11.5M | 6.3% | |
| State Street Global Advisors SS SMID Cap Equity Index | — | — | — | $9.1M | 5.0% | |
| State Street Global Advisors State Street Target 2055 | — | — | — | $7.8M | 4.2% | |
| Invesco Stable Value | — | — | — | $7.0M | 3.8% | |
| INVESCO STBL VAL B1 INVESCO TRUST COMPANY · EIN 84-1142974 / PN 001 | Common Collective Trust | — | — | $7.0M | 3.8% | |
| Fidelity Total Market Index | — | — | — | $6.6M | 3.6% | |
| State Street Global Advisors State Street Target 2060 | — | — | — | $4.6M | 2.5% | |
| Baird Aggr Bond | — | — | — | $2.8M | 1.5% | |
| Fidelity Self-Directed Brokerage Accounts | — | — | — | $2.3M | 1.3% | |
| State Street Global Advisors SS Global Equity Ex | — | — | — | $2.1M | 1.2% | |
| Hartford HTFD S International MCPV | — | — | — | $2.1M | 1.1% | |
| State Street Global Advisors State Street Target 2020 | — | — | — | $1.8M | 1.0% | |
| WCM Investment Management WCM FCSD INTL GR | — | — | — | $1.7M | 0.9% | |
| State Street Global Advisors State Street Target 2065 | — | — | — | $1.7M | 0.9% | |
| Money Market Vanguard Federal Money Market Fund | — | — | — | $1.1M | 0.6% | |
| State Street Global Advisors State Street Target Inc | — | — | — | $1.0M | 0.6% | |
| Participant Loans Interest from 2.70% to 8.50% - | — | — | — | $974K | 0.5% | |
| Voya Retirement Insurance and Annuity Company Voya Fixed Plus Account III | — | — | — | $787K | 0.4% | |
| State Street Global Advisors SS AGGR Bond Index | — | — | — | $743K | 0.4% | |
| Loomis Sayles Funds Loomis Small Cap Growth | — | — | — | $374K | 0.2% | |
| AMG Funds AMG RR Small Cap Value | — | — | — | $279K | 0.2% | |
| Voya Retirement Insurance and Annuity Company Voya Fixed Plus Account IIIA | — | — | — | $250K | 0.1% | |
| Vanguard Infl Prot Adm | — | — | — | $235K | 0.1% |