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Original filing (PDF)20251003090138NAL0001202673001
HMA GROUP HOLDINGS, LLC
Form 5500
FILING_RECEIVED
HMA GROUP HOLDINGS, LLC 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
1,261
Accounts w/ balance
1,443
Plan assets (EOY)
$245.4M
Net assets (EOY)
$245.4M
How this plan invests
This plan
28 pooled trusts
Schedule D
38 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 15 bps in Schedule C fees — modestly above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HMA GROUP HOLDINGS, LLC.
Plan sponsor
Name
HMA GROUP HOLDINGS, LLC
EIN
42-0985055
Address
PO BOX 9207 · DES MOINES, IA · 503069207
Phone
(515) 989-5556
Industry
Insurance Agencies & Brokerages· Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-03
Pension benefit codes
2E · Profit-sharing
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3C · Not intended to be qualified
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
MARSHALL VANDER LINDEN CPA, PLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPTRUST FINANCIAL GROUP | 26-0058143 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $364K | — |
Investments
21 direct securities · 28 pooled funds· $305.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$186.2M
22 holdings
Uncategorized
$93.9M
20 holdings
Pooled Separate Account
$18.2M
6 holdings
Common Collective Trusts
$6.9M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Northern Trust Global Investments Northern Trust S&P 500 Index Tier 4 | — | — | — | $31.3M | 12.8% | |
| NT COL S&P 500 IDX FD DC NL T4 NORTHERN TRUST · EIN 45-6138589 / PN 002 | Common Collective Trust | — | — | $31.3M | 12.8% | |
| PRIN LIFETIME HYB 2030 CIT X PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 005 | Common Collective Trust | — | — | $18.1M | 7.4% | |
| WINSLOW LARGE CAP GROWTH CL CT SEI TRUST COMPANY · EIN 84-4930601 / PN 142 | Common Collective Trust | — | — | $17.1M | 7.0% | |
| PRIN LIFETIME HY 2050 CIT X PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 009 | Common Collective Trust | — | — | $15.2M | 6.2% | |
| PRIN LIFETIME HB 2040 CIT X PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 007 | Common Collective Trust | — | — | $13.2M | 5.4% | |
| PRIN LIFETIME HB 2045 CIT X PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 008 | Common Collective Trust | — | — | $12.6M | 5.1% | |
| PRINCIPAL STABLE VAL PREF FD PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274328 / PN 001 | Common Collective Trust | — | — | $12.4M | 5.0% | |
| PRIN LIFETIME HY 2055 CIT X PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 010 | Common Collective Trust | — | — | $12.3M | 5.0% | |
| PRIN LIFETIME HB 2035 CIT X PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 006 | Common Collective Trust | — | — | $11.5M | 4.7% | |
| Northern Trust Global Investments Northern Trust Russell 2000 Index Tier 4 | — | — | — | $7.1M | 2.9% | |
| NT COL RSLL 2000 IX FD DC NL 4 NORTHERN TRUST · EIN 45-6138589 / PN 107 | Common Collective Trust | — | — | $7.1M | 2.9% | |
| s - Fidelity Institutional Asset Management Fidelity Management & Research | Common Collective Trusts | — | — | $6.9M | 2.8% | |
| FIAM CR PL COMM PL CLASS I CIT FIDELITY INST ASSET MGMT TRUST CO · EIN 20-4659714 / PN 052 | Common Collective Trust | — | — | $6.9M | 2.8% | |
| Northern Trust Global Investments Northern Trust S&P 400 Index Tier 4 | — | — | — | $6.8M | 2.8% | |
| NT COLL S&P 400 IDX FD DC NL 4 NORTHERN TRUST · EIN 45-6138589 / PN 105 | Common Collective Trust | — | — | $6.8M | 2.8% | |
| PRIN LIFETIME HY 2060 CIT X PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 012 | Common Collective Trust | — | — | $6.7M | 2.7% | |
| Artisan International Value | — | — | — | $6.3M | 2.6% | |
| Putnam Investments Putnam Large Cap Value A | — | — | — | $5.5M | 2.2% | |
| MFS Investment Management MFS Value R3 Fund | — | — | — | $5.3M | 2.2% | |
| MFS MID CAP GROWTH FD CL CT GREAT GRAY TRUST COMPANY · EIN 38-4126294 / PN 597 | Common Collective Trust | — | — | $4.3M | 1.8% | |
| Principal Life Insurance Company Principal Large Cap Growth | — | — | — | $4.3M | 1.7% | |
| PRIN LARGECAP GROWTH I SA-I2 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 066 | Pooled Separate Account | — | — | $4.3M | 1.7% | |
| PRIN U.S. PROPERTY SA-I4 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 027 | Pooled Separate Account | — | — | $4.0M | 1.6% | |
| PRIN LIFETIME HYB 2025 CIT X PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 004 | Common Collective Trust | — | — | $4.0M | 1.6% | |
| Hartford Mutual Funds Hartford International Opportunities HLS | — | — | — | $4.0M | 1.6% | |
| Fidelity Investments Fidelity International Small Cap | — | — | — | $3.9M | 1.6% | |
| Principal Life Insurance Company Principal Mid Cap Value I | — | — | — | $3.7M | 1.5% | |
| PRIN MIDCAP VALUE I SA-I2 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 043 | Pooled Separate Account | — | — | $3.7M | 1.5% | |
| Principal Life Insurance Company Principal Small Cap Growth I | — | — | — | $3.5M | 1.4% | |
| PRIN SMCAP GROWTH I SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 070 | Pooled Separate Account | — | — | $3.5M | 1.4% | |
| American Beacon Funds American Beacon Smll Cap Value R6 | — | — | — | $2.7M | 1.1% | |
| PRIN CORE PLUS BOND SEP ACT-I4 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 005 | Pooled Separate Account | — | — | $2.6M | 1.1% | |
| Driehaus Emerging Markets Growth | — | — | — | $2.1M | 0.9% | |
| Northern Trust Global Investments NT Collective ACWI ExUS Investable Mkt Idx | — | — | — | $1.8M | 0.7% | |
| NT COL ACWI XUS I MT IX DCNL 4 NORTHERN TRUST · EIN 45-6138589 / PN 223 | Common Collective Trust | — | — | $1.8M | 0.7% | |
| Franklin Templeton Investments Franklin Utilities R6 | — | — | — | $1.5M | 0.6% | |
| PRIN LIFETIME HY 2065 CIT X PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 013 | Common Collective Trust | — | — | $1.4M | 0.6% | |
| PRIN LIFETIME HYB 2020 CIT X PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 003 | Common Collective Trust | — | — | $1.4M | 0.6% | |
| Northern Trust Global Investments NT Collective Aggregate Bond Index Tier 4 | — | — | — | $1.3M | 0.5% | |
| NT COLL AGG BD IDX FD - NL T4 NORTHERN TRUST · EIN 45-6138589 / PN 088 | Common Collective Trust | — | — | $1.3M | 0.5% | |
| Participant loans bearing interest at rates ranging from 4.25% to 9.50% | — | — | — | $1.2M | 0.5% | |
| PIMCO Funds PIMCO Real Return A Fund | — | — | — | $1.1M | 0.4% | |
| Principal Global Investors Trust Company Principal LifeTime Hybrid Income | — | — | — | $423K | 0.2% | |
| PRIN LIFETIME HY INC CIT X PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 011 | Common Collective Trust | — | — | $423K | 0.2% | |
| PRIN LIFETIME HYB 2070 CIT X PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 014 | Common Collective Trust | — | — | $225K | <0.1% | |
| Principal Life Insurance Company Principal Financial Group Inc. Stock | — | — | — | $149K | <0.1% | |
| PRIN FIN GRP, INC. STOCK SA-R6 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 086 | Pooled Separate Account | — | — | $149K | <0.1% | |
| PRIN LIFETIME HYB 2015 CIT X PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 002 | Common Collective Trust | — | — | $127K | <0.1% |
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