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Original filing (PDF)20251011173813NAL0014555056001
DES MOINES ORTHOPAEDIC SURGEONS, P.C.
Form 5500
FILING_RECEIVED
DES MOINES ORTHOPAEDIC SURGEONS, P.C. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
325
Accounts w/ balance
387
Plan assets (EOY)
$92.7M
Net assets (EOY)
$92.7M
How this plan invests
This plan
23 pooled trusts
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DES MOINES ORTHOPAEDIC SURGEONS, P.C..
Plan sponsor
Name
DES MOINES ORTHOPAEDIC SURGEONS, P.C.
EIN
42-0984558
Address
6001 WESTOWN PARKWAY · WEST DES MOINES, IA · 502667702
Phone
(515) 224-1414
Industry
Offices of Physicians· Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-11
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
RSM US LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $31K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $5K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPFINANCIAL PARTNERS, LLC | 26-0058143 | — | PLAN ADMINISTRATOR | $91K | — |
Investments
24 direct securities · 23 pooled funds· $124.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$67.0M
23 holdings
Uncategorized
$57.5M
24 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| NT S&P 500 IDX NL 4 NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 002 | Common Collective Trust | — | — | $17.5M | 18.9% | |
| Fidelity * Self Directed Brokerage Accounts | — | — | — | $11.3M | 12.2% | |
| MFS MID CAP VALUE CT GREAT GRAY TRUST COMPANY · EIN 38-4139822 / PN 616 | Common Collective Trust | — | — | $9.1M | 9.8% | |
| MFS Large Cap Value CT | — | — | — | $8.8M | 9.5% | |
| MODERATE MAP GREAT GRAY TRUST COMPANY · EIN 46-3768480 / PN 182 | Common Collective Trust | — | — | $6.9M | 7.4% | |
| GG EUROPAC GROWTH CT WILMINGTON TRUST COLLECTIVE INVESTMENT TRUST · EIN 38-7289843 / PN 001 | Common Collective Trust | — | — | $5.8M | 6.2% | |
| Northern Trust Company Northern Trust Collective Extended Equity Market Index NL 4 | — | — | — | $5.7M | 6.1% | |
| NT EXT MKT IDX NL 4 NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 110 | Common Collective Trust | — | — | $5.7M | 6.1% | |
| SEI Trust Company Galliard Stable Return Fund E | — | — | — | $4.1M | 4.5% | |
| GALLIARD STBLE RTN E WELLS FARGO BANK, N.A. · EIN 52-2250951 / PN 001 | Common Collective Trust | — | — | $4.1M | 4.5% | |
| Allspring Special Small Cap Value Fund R6 | — | — | — | $4.1M | 4.4% | |
| Northern Trust Company Northern Trust Aggregate Bond Index NL 4 | — | — | — | $3.8M | 4.1% | |
| NT AGGR BD IDX NL 4 NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 088 | Common Collective Trust | — | — | $3.8M | 4.1% | |
| Northern Trust Company Northern Trust Collective All Country World EX-US Investable Market Index Fund 4 | — | — | — | $2.5M | 2.7% | |
| NT ACWI EX US IMI 4 NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 223 | Common Collective Trust | — | — | $2.5M | 2.7% | |
| Fidelity * Fidelity Government Money Market K6 | — | — | — | $2.4M | 2.5% | |
| Blackrock Total Return Fund K | — | — | — | $2.1M | 2.2% | |
| JP Morgan JP Morgan Large Cap Growth Fund R6 | — | — | — | $2.1M | 2.2% | |
| T. Rowe Price T. Rowe Price Retirement 2040 Class K | — | — | — | $1.7M | 1.9% | |
| TRP RETIRE 2040 K T. ROWE PRICE TRUST COMPANY · EIN 35-6941729 / PN 001 | Common Collective Trust | — | — | $1.7M | 1.9% | |
| AGGRESSIVE MAP GREAT GRAY TRUST COMPANY · EIN 46-3787800 / PN 184 | Common Collective Trust | — | — | $1.4M | 1.5% | |
| T. Rowe Price T. Rowe Price Retirement 2030 Class K | — | — | — | $1.3M | 1.4% | |
| TRP RETIRE 2030 K T. ROWE PRICE TRUST COMPANY · EIN 38-7010946 / PN 001 | Common Collective Trust | — | — | $1.3M | 1.4% | |
| T. Rowe Price T. Rowe Price Retirement 2035 Class K | — | — | — | $1.3M | 1.4% | |
| TRP RETIRE 2035 K T. ROWE PRICE TRUST COMPANY · EIN 36-7595013 / PN 001 | Common Collective Trust | — | — | $1.3M | 1.4% | |
| T. Rowe Price T. Rowe Price Retirement 2045 Class K | — | — | — | $1.3M | 1.4% | |
| TRP RETIRE 2045 K T. ROWE PRICE TRUST COMPANY · EIN 32-6199848 / PN 001 | Common Collective Trust | — | — | $1.3M | 1.4% | |
| T. Rowe Price T. Rowe Price Retirement 2025 Class K | — | — | — | $1.3M | 1.4% | |
| TRP RETIRE 2025 K T. ROWE PRICE TRUST COMPANY · EIN 37-6495447 / PN 001 | Common Collective Trust | — | — | $1.3M | 1.4% | |
| T. Rowe Price T. Rowe Price Retirement 2055 Class K | — | — | — | $953K | 1.0% | |
| TRP RETIRE 2055 K T. ROWE PRICE TRUST COMPANY · EIN 35-6941728 / PN 001 | Common Collective Trust | — | — | $953K | 1.0% | |
| T. Rowe Price T. Rowe Price Retirement 2050 Class K | — | — | — | $892K | 1.0% | |
| TRP RETIRE 2050 K T. ROWE PRICE TRUST COMPANY · EIN 30-6303214 / PN 001 | Common Collective Trust | — | — | $892K | 1.0% | |
| GROWTH MAP GREAT GRAY TRUST COMPANY · EIN 46-3773972 / PN 183 | Common Collective Trust | — | — | $645K | 0.7% | |
| T. Rowe Price T. Rowe Price Retirement 2060 Class K | — | — | — | $611K | 0.7% | |
| TRP RETIRE 2060 K T. ROWE PRICE TRUST COMPANY · EIN 47-1088316 / PN 001 | Common Collective Trust | — | — | $611K | 0.7% | |
| Fidelity * Self Directed Brokerage Accounts | — | — | — | $319K | 0.3% | |
| MFS Mid Cap Value Fund CT | — | — | — | $307K | 0.3% | |
| maturing from January 2025 to November 2034 | — | — | — | $303K | 0.3% | |
| Principal Small Cap Growth Fund I R6 | — | — | — | $220K | 0.2% | |
| T. Rowe Price T. Rowe Price Retirement 2065 Class K | — | — | — | $177K | 0.2% | |
| TRP RETIRE 2065 K T. ROWE PRICE TRUST COMPANY · EIN 85-1763138 / PN 001 | Common Collective Trust | — | — | $177K | 0.2% | |
| MFS MID CP GROWTH CT GREAT GRAY TRUST COMPANY · EIN 38-4126294 / PN 597 | Common Collective Trust | — | — | $98K | 0.1% | |
| T. Rowe Price T. Rowe Price Retirement 2020 Class K | — | — | — | $22K | <0.1% | |
| TRP RETIRE 2020 K T. ROWE PRICE TRUST COMPANY · EIN 36-7594871 / PN 001 | Common Collective Trust | — | — | $22K | <0.1% | |
| INCOME MAP GREAT GRAY TRUST COMPANY · EIN 46-3745190 / PN 180 | Common Collective Trust | — | — | $1K | <0.1% | |
| CONSERVATIVE MAP GREAT GRAY TRUST COMPANY · EIN 46-3750663 / PN 181 | Common Collective Trust | — | — | $605 | <0.1% |
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