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Original filing (PDF)20251015100655NAL0008989778001
IOWA ORTHOPAEDIC CENTER, P.C.
Form 5500
FILING_RECEIVED
IOWA ORTHOPAEDIC CENTER, P.C. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
9 service providers
Active participants
364
Accounts w/ balance
421
Plan assets (EOY)
$68.9M
Net assets (EOY)
$68.9M
How this plan invests
This plan
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 30 bps in Schedule C fees — 86% above peer band of 16 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for IOWA ORTHOPAEDIC CENTER, P.C..
Plan sponsor
Name
IOWA ORTHOPAEDIC CENTER, P.C.
EIN
42-0981845
Address
450 LAUREL STREET, SUITE A · DES MOINES, IA · 50314
Phone
(515) 247-8400
Industry
Offices of Physicians· Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
DENMAN CPA LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
9 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONWIDE | — | COLUMBUS, OH | RECORDKEEPER | $67K | — |
Advisor / Consultant
7| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FOSTER GROUP | — | WEST DES MOINES, IA | INVESTMENT ADVISOR | $46K | — |
| STEELE CAPITAL MANAGEMENT, INC. | — | DUBUQUE, IA | INVESTMENT ADVISOR | $28K | — |
| IOWA FINANCIAL PARTNERS | — | ANKENY, IA | INVESTMENT ADVISOR | $18K | — |
| MOKOSAK ADVISORY GROUP, LLC | — | URBANDALE, IA | INVESTMENT ADVISOR | $13K | — |
| LPL FINANCIAL | — | NEW YORK, NY | INVESTMENT ADVISOR | $13K | — |
| FIDELITY | — | CINCINNATI, OH | INVESTMENT ADVISOR | $8K | — |
| MARINER WEALTH ADVISORS | — | OMAHA, NE | INVESTMENT ADVISOR | $7K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL SECURITIES | — | DES MOINES, IA | INVESTMENT PROFESSIONAL | $5K | — |
Investments
35 direct securities· $31.3M(45% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Nationwide Trust Company Vanguard Growth and Income Fund | — | — | — | $4.2M | 6.1% | |
| Nationwide Trust Company Vanguard Small Cap Growth Index Fd Admiral Shares | — | — | — | $3.9M | 5.7% | |
| Nationwide Trust Company Vanguard Strategic Equity Fund | — | — | — | $3.5M | 5.1% | |
| Nationwide Trust Company Vanguard International Value Fund | — | — | — | $3.0M | 4.3% | |
| Nationwide Trust Company Vanguard Wellington Fund | — | — | — | $2.9M | 4.3% | |
| Nationwide Trust Company Vanguard GNMA Fund | — | — | — | $2.3M | 3.4% | |
| Nationwide Trust Company Vanguard Windsor II Fund | — | — | — | $2.2M | 3.2% | |
| Nationwide Trust Company Vanguard Windsor Fund | — | — | — | $2.2M | 3.2% | |
| Nationwide Trust Company Vanguard Intermediate Term Investment Grade Fund | — | — | — | $1.7M | 2.4% | |
| Nationwide Trust Company Vanguard Explorer Fund | — | — | — | $1.4M | 2.0% | |
| Nationwide Trust Company Vanguard Wellesley Income Fund | — | — | — | $806K | 1.2% | |
| VARIABLE ANNUITY CONTRACTS * Nationwide Trust Company Nationwide Destination 2045 Fund Class R6 | — | — | — | $588K | 0.9% | |
| Nationwide Trust Company Vanguard Inflation Protected Securities Fund | — | — | — | $559K | 0.8% | |
| Nationwide Trust Company Vanguard Small Cap Value Index Fund Admiral Shares | — | — | — | $523K | 0.8% | |
| Nationwide Trust Company Vanguard Balanced Index Fund Admiral Shares | — | — | — | $322K | 0.5% | |
| Nationwide Trust Company Vanguard High-Yield Corporate Fund | — | — | — | $205K | 0.3% | |
| Nationwide Trust Company Vanguard Mid-Cap Growth Index Fund Admiral Shares | — | — | — | $166K | 0.2% | |
| Nationwide Trust Company Vanguard 500 Index Fund Admiral Shares | — | — | — | $161K | 0.2% | |
| Nationwide Trust Company Nationwide Money Market Institute Fund Class R6 | — | — | — | $123K | 0.2% | |
| Nationwide Trust Company Vanguard Total Stock Market Index Fd Admiral Shares | — | — | — | $120K | 0.2% | |
| Nationwide Trust Company Vanguard Growth Index Fund Admiral Shares | — | — | — | $48K | <0.1% | |
| Nationwide Trust Company Invesco Equity & Income Fund | — | — | — | $46K | <0.1% | |
| Nationwide Trust Company Fidelity Advisor Strategic Dividend & Income Fund | — | — | — | $45K | <0.1% | |
| Nationwide Trust Company Aberdeen Global Equity Fund Class A 302 * Nationwide Trust Company Nationwide Governmental Money Market Fund | — | — | — | $38K | <0.1% | |
| Nationwide Trust Company Touchstone Ultra Short Duration Fixed Income Fund | — | — | — | $35K | <0.1% | |
| Nationwide Trust Company Oakmark Equity and Income Fund | — | — | — | $34K | <0.1% | |
| Nationwide Trust Company Vanguard International Growth Fund | — | — | — | $25K | <0.1% | |
| Nationwide Trust Company Vanguard Real Estate Index Admiral Shares | — | — | — | $21K | <0.1% | |
| Nationwide Trust Company BlackRock Global Allocation Fund | — | — | — | $20K | <0.1% | |
| Nationwide Trust Company Vanguard Total Intl Stock Index Fd Admiral Shares | — | — | — | $16K | <0.1% | |
| Nationwide Trust Company Vanguard Mid Cap Index Fund Admiral Shares | — | — | — | $12K | <0.1% | |
| Nationwide Trust Company Vanguard Total World Stock Index Fd Admiral Shares | — | — | — | $8K | <0.1% | |
| Nationwide Trust Company Vanguard Consumer Staples Index Fd Admiral Shares | — | — | — | $7K | <0.1% | |
| Nationwide Trust Company American Century Short-Term Government Fund A | — | — | — | $3K | <0.1% | |
| Nationwide Trust Company Vanguard Small Cap Index Fund Admiral Shares | — | — | — | $2K | <0.1% |